By Kathryn Jewett Hogenson

Historian and lawyer Kathryn Jewett-Hogenson is the author of Lighting the Western Sky: The Hearst Pilgrimage and the Establishment of the Baha’i Faith in the West and is now writing a biography of Hand of the Cause of God Horace Holley.

In the late summer of 1911 in the United States, Albert Smiley found a letter sent from Egypt among the items in his mail. Dated August 9, it was from ‘Abdu’l-Bahá, head of a religion which Smiley had only briefly encountered the year before.1Two Bahá’ís had attended the 1911 Lake Mohonk Conference and another Bahá’í met Albert Smiley at a different conference in 1911, which may in part explain how ‘Abdu’l-Bahá was aware of the annual Lake Mohonk Conferences. Egea, Amin, The Apostle of Peace: A Survey of References to ‘Abdu’l-Bahá in the Western Press 1871-1921, Volume One: 1871 – 1912, p. 635, note 12. The letter addressed Smiley as the founder and host of the Lake Mohonk Conferences on International Arbitration and praised those gatherings and their goal of establishing arbitration as the means to settle disputes between nations. ‘Abdu’l-Bahá stated emphatically, “What cause is greater than this!” Explaining how His Father, Bahá’u’lláh, had advocated the unity of the nations and religions, He asserted that the basis of this unity was the oneness of humanity.2“Tablets from Abdul-Baha,” Star of the West, Vol. II, No. 15, December 12, 1911, pp. 3-4. To ensure that His message to the sponsors was received and considered, a second letter was sent on August 22 to the Conference secretary, Mr. C. C. Philips. It began, “The Conference on International Arbitration and Peace is the greatest results [sic] of this great age.”3“Tablets from Abdul-Baha,” Star of the West, Vol. II, No. 15, December 12, 1911, p. 4. In response, the organizers invited ‘Abdu’l-Bahá to take part in the 1912 Conference and to address one of its sessions.4Egea, Amin, The Apostle of Peace: A Survey of References to ‘Abdu’l-Bahá in the Western Press 1871-1921, Volume One: 1871 – 1912, p. 302

Even though other groups in the United States and Europe were holding meetings to promote peace, ‘Abdu’l-Bahá singled out the Lake Mohonk Conferences; for this reason, these exceptional gatherings are worthy of close examination. At them, Albert Smiley and his identical twin brother, Alfred, created an atmosphere that not only illuminated the issue under discussion but resulted in practical action.

The devoutly religious, idealistic Smiley brothers were lifelong members of the Society of Friends, the Christian Protestant denomination better known as Quakers. In their youth, they worked as educators. Then, in 1869, they pursued a different direction by purchasing a dilapidated hunting lodge on the shore of Lake Mohonk in the Catskill Mountains, half a day’s travel by train from New York City, and they successfully developed it into a fashionable resort.

Albert gained a reputation for civic-mindedness and, out of a desire to ameliorate the ills of society, developed a keen interest in social movements. Consequently, Rutherford Hayes, then President of the United States, appointed him to the federal Board of Indian Commissioners. In the course of this service, Smiley recognized an urgent need to create a space where issues regarding America’s indigenous peoples could be explored, and solutions proposed and acted upon. To that end, in 1883, he invited his fellow commissioners and others working on behalf of indigenous populations to his resort for a conference, which proved useful enough to be held annually until 1916. The consultation which occurred during those sessions influenced the course of government policy. Pleased with the success of the Smiley efforts, President Hayes suggested that the brothers establish a similar conference focused on addressing injustices faced by Americans of African descent. The Smileys organized and hosted the first national conference on the situation of Black Americans in 1890, but the extraordinary challenge posed by the issue forced them, with great reluctance, to abandon the conference after just two years.5Larry E. Burgess, The Smileys: A Commemorative Edition, Moore Historical Foundation, Redlands, California, 1991, pp. 30-45.

Unlike many of their fellow Quakers, the Smileys were not strict pacifists; however, their religious upbringing had instilled in them an unshakeable reverence for life.6Larry E. Burgess, The Smileys: A Commemorative Edition, Moore Historical Foundation, Redlands, California, 1991, , p. 5. They were wholeheartedly committed to the cause of peace. Drawing upon what they had learned from experience, in 1895 they established the Conferences on Arbitration at Lake Mohonk. During that first gathering, a standing international court of arbitration was proposed and discussed at length. Among the participants was the man who would serve as head of the US delegation to the conference at the Hague a few years later when the Permanent Court of International Arbitration was established. The exploration of the ins and outs of such a court at Lake Mohonk informed the thinking of many of the participants, especially the American delegation.7Larry E. Burgess, The Smileys: A Commemorative Edition, Moore Historical Foundation, Redlands, California, 1991, pp. 62-63. This would be the first tangible fruit of the arbitration conferences.

Managing two annual conferences, Albert Smiley developed a set of working principles. First, the topic had to be one that could lead to action. One reason the conferences on indigenous populations were influential was that all policy regarding the indigenous peoples in the United States was set by one national government agency, so a handful of officials could implement the recommendations that were made. In contrast, most of the laws and policies that affected the situation of African Americans were set and executed by countless state and local level governments.8Larry E. Burgess, The Smileys: A Commemorative Edition, Moore Historical Foundation, Redlands, California, 1991, p. 40. The issue of international arbitration, while global in scope, shared more in common with the first example because a small number of highly placed politicians, officials, and diplomats determined policy. This meant that the number of people requiring educating and persuading was manageable.

Smiley’s second underlying principle was that religion had a major role to play in resolving social problems, including the promotion of world peace. Religious leaders were invited to take part in all the conferences. The meetings themselves had a religious overtone and the participants were expected to adhere to the Quaker moral code, which included an unwritten prohibition against drinking alcoholic beverages and playing cards.9Davis, Calvin C., “Albert Keith Smiley”, Harold Josephson, editor, Biographical Dictionary of Modern Peace Leaders, Greenwood Press, Westport, Connecticut, 1985, p. 889.

The Smileys also learned how to conduct consultation effectively. A variety of points of view were welcome and fostered, and Albert chose chairmen who would not use their role to promote their own viewpoints or agendas and would be even-handed. The Smileys ensured that no group or position dominated the discussion portions of the sessions. Discussion was to be conducted at the level of principle rather than based upon specific matters, especially those that were controversial, such as the Spanish American War. The Smileys did not allow speakers at the arbitration conference to give talks about the horrors of war, lest the consultation become less about solutions and more about sentiment. The conferences were, however, an opportunity to provide information about legislation, treaties, and other news related to the topic at hand.

Albert Smiley (1828-1912)

At the outset, idealistic leaders of social movements whose worldviews were not always practical filled the arbitration sessions, so the Smileys began to invite representatives of the business community. Nothing was worse for the average businessman than the economic disruption and uncertainty of a war. Women were always invited and fully participated, which was liberal for the time.

Finally, Albert Smiley recognized that the conference schedule must allow time for informal meetings and the networking that naturally occurs through socializing. The plenary sessions only lasted two hours in the morning and two hours in the evening, with the rest of the day unscheduled except for meals. The expansive property, much of which was woodlands with hiking trails surrounding the lake, provided welcome opportunities both to meditate in nature and to discuss ideas privately.10For a lengthy discussion of how the conferences were conducted, see Burgess, pp. 61-67.

By the time ‘Abdu’l-Bahá wrote to the organizers of the conferences, the gatherings had become influential. The groundwork necessary for the establishment of the Permanent Court of Arbitration at the Hague, for instance, was established there, and the American Society of International Law was also created at the conference, in the 1905 session.11For a brief discussion of the fruits of the Lake Mohonk Arbitration Conferences see Burgess, p. 890.

Establishing the Court of Arbitration was only the beginning, for as that institution undertook its work, other issues arose: How could countries be encouraged or required to bring matters to the Court rather than resort to war?  How were the decisions of the Court to be upheld? Treaties became an obvious instrument and topic for discussion. Because the conferences were held annually with many of the same participants, different layers of the matter of arbitration were explored over their 21-year history.

When ‘Abdu’l-Bahá addressed the conference as its opening speaker on the evening session on May 15, 1912, He was introduced by the conference chairman, Nicholas Murray Butler, President of Columbia University, who would be awarded the Nobel Peace Prize in 1931. Among the approximately 200 people in attendance were the future Prime Minister of Canada, W. MacKenzie King, ambassadors, jurists, journalists, academics, religious leaders, businessmen, trade unionists, and leaders of civic organizations, including peace activists. The speakers who followed Abdu’l-Bahá that evening came from Nicaragua, Argentina, Germany, and Canada—a sampling of the many countries represented.12Report of the Eighteenth Annual Lake Mohonk Conference on International Arbitration, Published by the Lake Mohonk Conference on International Arbitration, 1919, pp. 42 – 63.

‘Abdu’l-Bahá was allotted twenty minutes for His talk, most of which was in the form of reading a previously submitted English translation. His address began with a discussion of Bahá’u’lláh’s emphasis on the oneness of humanity and His promise of the coming of the “Most Great Peace.” He explained to the audience that Bahá’u’lláh promulgated His Teachings during the nineteenth century when wars were raging throughout the world among religious sects, ethnic groups, and nations. His Father’s teachings, explained ‘Abdu’l-Bahá, inspired many people to put aside their prejudices and instead love and closely associate with their former enemies. The talk then turned to the importance of investigating reality and forsaking blind imitation; for, as He pointed out, once people see truth clearly, they will behold that the foundation of the world of being is one, not multiple. Following His discussion of the oneness of humankind, He explored the agreement of science and religion. Throughout the speech, ‘Abdu’l-Bahá stressed that religion should bring about a bond uniting the peoples of the world, not be the cause of disunity; that all forms of prejudice must be abolished, including racial, religious, national, and political; and that women should be accorded equal status with men. He then briefly touched upon the problem of the disparities of wealth and poverty. Finally, He stated that philosophy is incapable of bringing about the absolute happiness of mankind: “You cannot make the susceptibilities of all humanity one except through the common channel of the Holy Spirit.”13Report of the Eighteenth Annual Lake Mohonk Conference on International Arbitration, Published by the Lake Mohonk Conference on International Arbitration, 1919, pp. 42 – 44.

The members of His entourage recorded that ‘Abdu’l-Bahá’s talk was well-received and that many people approached Him afterward to thank Him and to speak with Him.14Mahmud’s Diary, p. 101.  Note that the chronicler, Mahmud, was confused about the dates. The full translation of His talk was included in the widely distributed report of the conference and much of the press coverage also mentioned it.15The conference published an annual report which was sent to all libraries across the United States with more than a 10,000 book collection (the average size of a small community or branch library). Burgess, p. 65. One of the promoters of the conferences was the wealthy industrialist, Andrew Carnegie, who establishing public libraries across the United States as well as for the Carnegie Endowment for Peace. (There are indications that Carnegie was present when ‘Abdu’l-Bahá spoke at Lake Mohonk, but that is unconfirmed.) For a thorough accounting of the press coverage of ‘Abdu’l-Bahá’s participation in the 1912 conference, see Egea, pp. 306. Press accounts of His arrival in the United States also frequently made mention of His intention to participate in the Lake Mohonk Conference. Ibid, pp. 197, 198, 201, 203, 217, 286, 298, 299.

Earlier that day, ‘Abdu’l-Bahá had taken advantage of the unscheduled afternoon to give at least one informal talk and to speak with a number of the conference participants. He did not stay for the entire event but returned to New York the following morning after spending His last hours at the resort visiting with Albert Smiley.16Mahmud’s Diary, pp. 102 – 103.

The 1912 conference was the last one attended by the far-sighted Albert Smiley. Alfred had already passed away and Albert followed his twin in December of that year. Their brother, Daniel, whose attention to detail in planning the conferences was part of their success,17Larry E. Burgess, The Smileys: A Commemorative Edition, Moore Historical Foundation, Redlands, California, 1991, p. continued to host the conferences until circumstances forced him to discontinue them when the United States entered WWI in 1917. Years later, Dr. Butler, reviewing his own participation in the conferences between 1907 and 1912, reflected, “it is extraordinary how much vision was there made evident.” However, he concluded, “it is more than pathetic that that vision is still waiting for fulfilment.”18Butler, Nicholas Murray, Across the Busy Years: Recollections and Reflections II, Charles Scribner’s Sons, New York, 1940, p. 90.

All the efforts of peace organizations and gatherings such as the Lake Mohonk Conferences culminated in the creation of the League of Nations at the Paris Peace Conference in 1919. However, although President Woodrow Wilson was given credit for conceiving the League, the US Congress refused to ratify the treaty that would make the United States a member. Thus, despite hopeful expectations, the League was born handicapped and, after a few initial achievements, proved to be ineffective at preventing wars. It was, nevertheless, a beginning.

Following the Great War, the United States returned to its default foreign policy position of isolationism; namely, the conviction that the country should stay out of the conflicts afflicting other parts of the world. It was as if all the work done before the war to promote world peace through internationalism had been undone. This situation was exacerbated by the 1919 “Red Scare,” during which anarchists and communists were accused of instigating several violent incidents. Moreover, in the 1920s, deep-seated prejudices took firmer hold of US public policy. Congress passed restrictive immigration legislation in 1924 to keep out Jews and Catholics. It became all but impossible for Africans to legally immigrate, and Chinese immigration was banned by law.

Meanwhile, in 1919, white people attacked and set fire to black neighborhoods in Chicago and, in 1921, attacked and even bombed from the air a prosperous black district in Tulsa, Oklahoma, leaving untold black citizens dead and the lives of the survivors ruined. The white supremacist, anti-Catholic, and anti-Semitic organization, the Ku Klux Klan, experienced a resurgence, demonstrating its strength with a large parade through Washington, D.C. in 1926, its members’ distinctive white-hooded uniforms blending with the backdrop of the gleaming white marble of the U.S. Capitol building.

On the international front, fascism and communism arose quickly from the still-smoldering ashes of Europe. The armistice of 1918 would prove to be only an intermission before war erupted again in the 1930s. In the Far East, Japan’s armies were on the move, beginning with the 1931 invasion of the Manchurian region of China. In country after country, rearmament accelerated. If ever the peoples of the world needed to grasp Bahá’u’lláh’s message that humankind is one, it was during the period between the World Wars.

World peace remained the primary focus of ‘Abdu’l-Bahá’s talks when He visited California a few months after His appearance at the Lake Mohonk Conference. In a talk given at the Hotel Sacramento on 26 October 1912, He said that “the greatest need in the world today is international peace,” and after discussing why California was well-suited to lead the efforts for the promotion of peace, He exhorted attendees: “May the first flag of international peace be upraised in this state.”

Leroy C. Ioas (1896-1965)

One of those inspired by ‘Abdu’l-Bahá’s vision of California as a leader in the promotion of world peace was Leroy Ioas, a twenty-six-year-old resident of San Francisco and rising railway executive.  He remembered how ‘Abdu’l-Bahá had met with many prominent people during His ten months in the United States and, drawing upon His example, some years later Ioas became determined that Bahá’í principles should be widely promulgated among community leaders, especially those in positions to put them into effect or to influence the thinking of the citizenry. In 1922, Ioas wrote to Agnes Parsons in Washington, DC, to solicit her opinion and guidance about the prospect of a unity conference in his city. The previous year, at the express request of ‘Abdu’l-Bahá, she had organized a successful, well-attended Race Amity Conference in her own racially polarized region of the South. Ioas noted in his letter that the challenge on the West Coast was not simply prejudice towards black people, for their numbers were few, but strong animosity towards the more numerous Chinese and Japanese citizens. Parsons responded with encouragement and suggestions. Armed with this guidance, Ioas approached two of the pillars of the Bay Area Bahá’í community—Ella Goodall Cooper and Kathryn Frankland—to gain their support for a conference. With this groundwork laid, he proposed a unity conference to the governing council for the San Francisco Bahá’í community, which decided it was not timely.

Ella Goodall Cooper (1870-1951)

Undeterred, Ioas approached Rabbi Rudolph Coffee, head of the largest synagogue in the Bay Area and the first Jewish person to serve as chaplain of the California State Senate.  Coffee shared many of the Bahá’í ideals and became an enthusiastic ally. Ioas again turned to the Bahá’í council, and this time it supported his plan to form a committee that included Cooper and Frankland as members.

Rabbi Rudolph Coffee (1878-1955)

The committee’s first order of business was to draft a statement of purpose. It said that the goals of the conference were “to present the public … the spiritual facts concerning the beauty and harmony of the human family, the great unity in the diversity of human blessings, and the harmonizing of all elements of the body politic as the Pathway to Universal Peace.” The group also decided that the expenses of the three-day conference set for March 1925 would be covered by the Bahá’í community so that participants would not be asked to contribute money—but, despite the Bahá’í underwriting of the event, the program would not have any official denominational sponsorship. The committee booked the prestigious Palace Hotel, the city’s first premier luxury hotel, as the venue for the event.

Cooper, listed on the San Francisco Social Registry,191932 San Francisco Social Registry, https://www.sfgenealogy.org/sf/1932b/sr32maid.htm. The social registry is a directory of socially-connected members of high society. had access to the leading citizens of the area. As experienced event organizers, Cooper and Frankland set to work soliciting leading city residents to serve as “patrons”. The greatest coup was enlisting Dr. David Starr Jordan, founding president of Stanford University, to serve as the honorary chairman of the conference. Jordan had met ‘Abdu’l-Bahá and was known in peace movement circles for having developed his own peace plan. Other note-worthy speakers accepted, and the first World Unity Conference was born. The committee even hired a public relations firm to advertise the event and assist with arrangements.

Over the course of the evenings of March 21, 22, and 23, speakers addressed, before large audiences, the issues of the status of women and of the black, Chinese, and Japanese communities, as well as topics related to world peace. The roster of accomplished presenters included not only Rabbi Coffee and Dr. Jordan but also the senior priest of the Catholic Cathedral, a professor of religion, a Protestant minister of a large African-American congregation, distinguished academics, and a foreign diplomat. The last one to address the conference was the Persian Bahá’í scholar, Mírzá Asadu’llah Fádil Mázandarání, the only Bahá’í on the program.

Measured by attendance and favorable publicity, the conference was an unqualified triumph. But as the last session drew to a close, the inevitable question was put to Ioas by Rabbi Coffee: What next? Hold such a conference annually? The planners did not have an answer. Just like the Smileys, Rabbi Coffee realized that the conference should lead to action. Undertaking one conference had stretched the financial and human resources of the San Francisco Bahá’í community. It had also provided a glimpse of what they could achieve. The ideas presented were, however, scattered to the wind with only the hope that some hearts and minds had been changed.20Chapman, Anita Ioas, Leroy Ioas: Hand of the Cause of God, pp. 45-49.

Ioas provided the National Spiritual Assembly of the Bahá’ís of the United States and Canada—the governing council for the Bahá’í communities of the two countries—with a report, and he suggested that similar World Unity Conferences be held in other communities. The National Assembly enthusiastically agreed and established a three-person committee, including two of its officers, to assist other localities in their efforts to hold conferences. The committee members were Horace Holley, Florence Reed Morton, and Mary Rumsey Movius.21Bahá’í News Letter: The Bulletin of the National Spiritual Assembly of the Bahá’ís of the United States and Canada, no. 12, June-July 1926, pp. 6-7. Human resources and all funds were to come from the sponsoring communities, but the national committee would help to promote the conferences and offer other assistance, including speakers.

During 1926 and into 1927, eighteen communities held World Unity Conferences. These included Worcester, Massachusetts; New York, New York; Montreal, Canada; Cleveland, Ohio; Dayton, Ohio; Hartford, Connecticut; New Haven, Connecticut; Chicago, Illinois; Portsmouth, New Hampshire; and Buffalo, New York. They followed the format of the San Francisco conference with three consecutive nights of programs featuring a diversity of speakers—the majority of whom were not Bahá’ís—on topics that were encompassed within Bahá’í principles. Among the presenters were clergy, academics, politicians, including the first woman to serve in the Canadian Parliament,22This was Agnes Macphail, who spoke at the Montreal Conference which was chaired by William Sutherland Maxwell. Nakhjavani, Violette, The Maxwells of Montreal : Middle Years 1923-1937, Late Years 1937-1952, George Ronald, Oxford, p. 74.22 and writers. Some conferences were held in church buildings, others on university campuses, and a few in hotels.

As in San Francisco, the World Unity Conferences provided valuable experience that enhanced the capacities of the hosting Bahá’í communities. They supplied a means for those fledgling communities to obtain positive local publicity and brought the nascent Faith to the attention of civic leaders as a new and growing force for good. Although the conferences were on the whole successful, as in San Francisco, they stretched to the limit local human and material resources. Shoghi Effendi urged the American community to follow-up with the conference attendees who showed the greatest interest,23Shoghi Effendi, Bahá’í Administration: Selected Messages 1922 – 1932, p. 117.
but this guidance was not implemented systematically.

As the series of conferences drew to an end and attention turned to other matters, a growing sense of urgency motivated the three committee members because they took to heart ‘Abdu’l-Bahá’s warning that another war greater than the last one was coming; they hoped that bringing the Bahá’í message to the attention of important people might prevent it.24Horace Holley fled Paris, France with his wife and young child at the beginning of WWI in September 1914 and so keenly understood the significance of ‘Abdu’l-Bahá’s prediction that another war was coming in His second Tablet to the Hague, written after the Great War. Letter from Horace Holley to Albert Vail, October 21, 1925, Vail papers, U.S. Bahá’í National Archives. Mary Movius, in discussing Dr. Randall’s upcoming role as primary spokesman for the World Unity Foundation with him, mentions her concern about where the coming war will start. Letter from Mary Movius to John Randall, June 11, [1927?], U.S. Bahá’í National Archives. They devised a plan to establish a World Unity Foundation that would both sponsor ongoing conferences and provide speakers to other events. In addition, they decided to create a proper organization—a movement—with local councils and a journal titled World Unity. The National Spiritual Assembly approved of the proposal but decided that it should be an individual initiative rather than an official activity of the Faith. The Assembly also encouraged the Bahá’í community to be supportive of the Foundation.25Bahá’í News Letter: The Bulletin of the National Spiritual Assembly of the Bahá’ís of the United States and Canada, no. 20, November 1927, p. 5.

Each of the three members26Montfort Mills, a lawyer from New York City and former chairman of the National Spiritual Assembly was also part of this consultation, but at the time he was engaged in frequent travels abroad on behalf of the work of the Faith. As much as possible, Mills served as an advisor to and promoter of the World Unity Foundation. made important contributions to the new endeavor.

Florence Morton (1875-1953)

Morton, a prosperous businesswoman who owned a factory, provided most of the funding and served as treasurer. Holley, with a professional background in writing, publishing, and advertising, assumed the management of the journal. Movius, a writer and another source of funds, became president of the board of directors. They hired Dr. John Herman Randall, an ordained Baptist minister and associate pastor of a non-denominational, liberal church—The Community Church in New York City—to be the Foundation’s public face as director and editor.27Randall was one of the two Christian clergymen from New York City who played active roles in the Bahá’í community during the 1920s and 1930s. Shoghi Effendi said, “I am delighted to learn of the evidences of growing interest, of sympathetic understanding, and brotherly cooperation on the part of two capable and steadfast servants of the One True God, Dr. [John] H. Randall and Dr. [William Norman] Guthrie, whose participation in our work I hope and pray will widen the scope of our activities, enrich our opportunities, and lend a fresh impetus to our endeavors.” Bahá’í Administration, p. 82. For a brief summary of Randall’s life see, Day, Anne L., “Randall, John Herman”, Kuehl, Warren F., editor, Biographical Dictionary of Internationalists, Greenwood Press, Westport, Connecticut, 1983, pp. 595 – 97. See also, “John Herman Randall Sr.: Pioneer liberal, philosopher, pacifist” by one of his grandsons [David Randall?] at http://freepages.rootsweb.com/~knower/genealogy/johnhermansrcareer.htm. Randall was a gifted, widely sought-after orator and author who was keenly interested in and sympathetic towards the Bahá’í Faith, even though he was not a professed adherent. Randall had spoken at several of the World Unity Conferences and shared the ideals underlying them. The four individuals then established a non-profit corporation, the World Unity Foundation, with Randall as director and journal editor.28The Board of Trustees of the World Unity Foundation included the following Bahá’ís: Horace H. Holley, Montfort Mills, Florence Reed Morton, and Mary Rumsey Movius. The other members were: Reverend John Herman Randall (non-denominational Protestant), Reverend Alfred W. Martin (Unitarian), and Melbert B. Cary (friend of Dr. Randall). The Honorary Committee for the Foundation were: S. Parkes Cadman, Carrie Chapman Catt, Rudolph I. Coffee, John Dewey, Harry Emerson Fosdick, Herbert Adams Gibbons, Mordecai W. Johnson, James Weldon Johnson, Rufus M. Jones, David Starr Jordan, Harry Levi, Louis L. Mann, Pierrepont B. Noyes, Harry Allen Overstreet, William R. Shepherd, Augustus O. Thomas. Bahá’í News Letter: The Bulletin of the National Spiritual Assembly of the Bahá’ís of the United States and Canada, no.22, March 1928, p. 8.

John Hermann Randall (1899-1980)

The original plan was that Dr. Randall, working full time for the Foundation, would ensure that World Unity Conferences were held all over the country. The talks from those events would provide the content for the journal, and conference participants would be encouraged to form local councils to carry forward the work of spreading the cause of peace. None of this went as planned, despite a few early successes. Speakers rarely followed through with written versions of their talks. Local committees often dissolved within a year. Limited resources made it impossible to give attention to the innumerable details required to attract and retain a growing membership.29Letter dated July 7, 1932 from Horace Holley to Florence Morton, U.S. Bahá’í Archives.

Despite setbacks associated with the conferences, in October 1927, the first issue of World Unity was published, providing an expansive view of the world and current international affairs. It covered not only important peace subjects such as the League of Nations and the Paris (Kellogg-Briand) Pact of 1928—the first attempt to make war illegal—but also articles introducing to the Western reader various countries, religions, arts, and other topics that would engender a sense of world citizenship. The contributors by and large were not Bahá’ís, though the three Bahá’í directors tried to ensure the publication reflected Bahá’í ideals. A number of those featured in its pages had been regular participants at the Lake Mohonk Arbitration Conferences, including leading peace activists Hamilton Holt, Edwin D. Mead and Lucia Ames Mead, and Theodore Marburg. A small number had spoken at World Unity Conferences, among them Dr. Jordan and Rabbi Coffee. Though the majority of articles were written specifically for the magazine, some were taken from speeches or other publications. Over seven years, the magazine published articles by notables such as Nobel Peace Prize recipient Norman Angell; eminent sociologist and advisor to President Wilson, Herbert Adolphus Miller; scholar of international law Philip Quincy Wright; the foremost scholar on auxiliary languages, Albert Léon Guérard, who heard ‘Abdu’l-Bahá speak in California; the first president of the Republic of Korea, Syngman Rhee; the well-known writer and philosopher Bertrand Russell; eminent U.S. foreign policy historian and official historian of the San Francisco Conference to establish the United Nations, Dexter Perkins; Charles Evans Hughes, chief justice of the US Supreme Court; philosopher and influential social reformer John Dewey; socialist, pacifist, and US presidential candidate Norman Thomas; Philip C. Nash, executive director of the League of Nations Association; and Robert W. Bagnell, a leader of the National Association for the Advancement of Colored People (NAACP), the preeminent American civil rights organization. The journal occasionally carried talks by or about the teachings propagated by ‘Abdu’l-Bahá. Famed architect Frank Lloyd Wright designed one version of the masthead and also penned an article.30Frank Lloyd Wright was a friend of Horace Holley, who convinced Wright to submit an article. Wright then suggested that he redesign the magazine’s cover. His design, with some modifications, was first used for the October 1929 edition of World Unity. Website: The Wright Library, http://www.steinerag.com/flw/Periodicals/1930-39.htm. (The article quoted on the website assumes that Holley and Wright met through their mutual friend, Dr. Guthrie. Actually, they first met in Italy in 1910. (Letter from Horace Holley to Irving Holley from Florence, Italy, dated Easter Sunday [1910], in the possession of the author.)) But perhaps one of the most praiseworthy attributes of the journal was its inclusion of well-reasoned articles by ordinary people who would have not found another national outlet for their voices.31Day, Anne L., “Randall, John Herman”, Kuehl, Warren F., editor, Biographical Dictionary of Internationalists, Greenwood Press, Westport, Connecticut, 1983, pp. 100-101.

There were two aspects of the work of the Foundation that proved problematic. First, the objectives were lofty, but too broad. For example, the journal’s subhead was: “A monthly magazine promoting the international mind.” This allowed for wide participation in the Foundation’s work, but it also left ambiguous the question of what exactly the journal stood for.  In 1932, the Foundation sought to bring greater clarity to this question, first by explicitly promoting the Bahá’í concept of world federation and then by adopting the tenets set forth in ‘Abdu’l-Bahá’s 1919 letter to the Central Organisation for Durable Peace in The Hague.

A second challenge was that the initial approach taken by the Foundation confused and dismayed many Bahá’ís. In the beginning, the founders were concerned that associating the World Unity Foundation explicitly with religion would turn away some people who otherwise shared Bahá’í ideals and would cause their primary target audience, leaders of thought, to ignore its activities. In fact, the Bahá’í background of the Foundation was so well-concealed that most who have written about it after it was discontinued have also believed that Dr. Randall was its sole founder and proponent. 32Most of what is published about Dr. Randall’s work with the World Unity Foundation is derived from memorials to him written by his descendants or from his own books. To address the confusion that had arisen, the magazine began in 1933 to include articles explicitly based on the Bahá’í Faith.33The decision to make the magazine more openly Bahá’í was taken in 1932. Letter dated October 28, 1932 from Horace Holley to Florence Morton, page 2, U.S. Bahá’í Archives. In a 1933  letter to Morton, Holley pointed out to her how he was trying to “build a bridge of sympathetic understanding between World Unity readers and the Articles of the Cause which will be published later on” through his more recent editorials. Letter dated February 2, 1933 from Horace Holley to Florence Morton, page 2, U.S. Bahá’í Archives. See also an explanation of the careful transition to Bahá’í content in letter dated January 7. 1933 from Horace Holley to Mary Movius, U.S. Bahá’í Archives. During its last years of publication, it was openly a Bahá’í journal.

Because of the controversy the Foundation generated within the Bahá’í community, Shoghi Effendi addressed the matter in a letter to the National Spiritual Assembly, discussing at length the approach of putting forth the Bahá’í message without mentioning the source of the ideas. Referring to the World Unity Conferences held earlier by Bahá’í communities, he wrote, “I desire to assure you of my heartfelt appreciation of such a splendid conception.” He then explored why a variety of approaches, both direct and indirect, to conveying the teachings of the Faith were appropriate and desirable if executed with thoughtful care under the supervision of a National Spiritual Assembly.34Shoghi Effendi, Bahá’í Administration, pp. 124 -28.

Just as the Foundation and its journal were gaining traction, they encountered one challenge that could not be overcome: The Great Depression of the 1930s. Morton could no longer pay her factory employees, much less continue to fund the organization. Movius experienced her own economic setbacks. Randall resigned at the end of 1932. In a last effort to save the journal, Holley took over as editor.35Both Randall and Holley were paid for their services, but after the financial crisis started, Holley took a cut in salary even as his responsibilities increased. For a time, he drew no pay but funded the journal from his own savings. Letter dated April 1, 1933 from Horace Holley to Florence Morton, U.S. Bahá’í National Archives. But the times were against it. The world’s rapid march towards war was already underway. Peace movements seemed out of touch and magazines promoting their ideals became a luxury. No matter the sacrificial strivings of the proponents of the World Unity Foundation, their resources proved insufficient to further any interest that had been generated. As Movius wrote to Holley, “I like extremely the editorials you are writing for ‘World Unity,’ and only hope they will bear fruit. They will, undoubtedly, even if we never hear of it.”36Both Randall and Holley were paid for their services, but after the financial crisis started, Holley took a cut in salary even as his responsibilities increased. For a time, he drew no pay but funded the journal from his own savings. Letter dated April 1, 1933 from Horace Holley to Florence Morton, U.S. Bahá’í National Archives.

Finally, in 1935, after consulting the institutions of the Bahá’í Faith, it was decided to merge World Unity with another publication, Star of the West (renamed The Bahá’í Magazine in its later volumes) to become a new entity, World Order.37Bahá’í News, no. 90, March 1935, p. 8. This magazine was published from 1935 to 1949, revived in 1966, and ran until 2007. Like World Unity, its erudite articles covered a wide range of topics aimed at the educated public, but it was unmistakably a Bahá’í organ under the auspices of the US National Spiritual Assembly and never acquired as broad a readership as World Unity.

Did the World Unity Foundation and its journal have any impact?  The renowned head of the Riverside Church in New York City, Harry Emerson Fosdick, said of World Unity Magazine that it represented, “one of the most serious endeavors … to use journalism to educate the people as to the nature of the world community in which we are living.”38Undated World Unity circular. U.S. Bahá’í Archives. Perhaps the foremost scholar of internationalism during the early twentieth century, Warren F. Kuehl, listed the magazine as one of only a tiny handful at the time discussing issues promoting peace through international order, noting that it seemed unique in its advocacy of a world federation.39Kuehl, Warren F. and Lynne Dunn, Keeping the Covenant: American Internationalists and the League of Nations, 1920-1939, Kent State University Press, 1997, p. 73 Another scholar of diplomatic history, Anne L. Day, concluded that World Unity’s primary contribution was creating a space for lesser-known people interested in international peace to put forth their ideas.40Kuehl, Warren F. and Lynne Dunn, Keeping the Covenant: American Internationalists and the League of Nations, 1920-1939, Kent State University Press, 1997, pp. 100-101

… the conferences and the magazine helped foster a world outlook without prejudice and a faith in humanity which survived the horrors of World War II. World Unity Magazine gave young scholars a medium to which they could hone their insights toward global humanitarian values, thus broadening consciousness to recognize the moral and spiritual equality, “to realize that the interests of all men are mutual interests.”41Day, Anne L., “Randall, John Herman”, p. 596.

The World Unity Foundation was formally dissolved just as armies were moving into a growing number of hot spots in Europe and Asia. Within a few short years, much of the globe would be plunged into the most horrible conflict mankind had ever known. As the end of World War II came into view, a few far-sighted leaders became determined that such a catastrophe should never afflict humanity again and looked to the future. President Franklin Delano Roosevelt called for an international conference to be held in October 1945 to create a new organization of countries that would improve upon the impotent League of Nations. The United Nations would be born that year.

That historic conference was held in San Francisco, fulfilling ‘Abdu’l-Bahá’s wish that California would be the first place to hoist the banner of international peace. Seated in the audience were official representatives of the worldwide Bahá’í community, including Holley’s close friend and protégé, Mildred Mottahedeh, who would later serve as the Faith’s representative to the United Nations. Indeed, from the very inception of the United Nations, the Bahá’í International Community (BIC) has actively participated in its work as an official non-governmental organization.

Those representing the Bahá’í Faith to the United Nations and its agencies are building on the foundation laid by ‘Abdu’l-Bahá’ over a century ago, drawing on His example and the lessons that have been learned since. First and foremost, they have been guided by the conviction that all participation in endeavors to remedy the ills of humanity should be based on moral and spiritual principles. This precept applies to the design, implementation, and evaluation phase of any initiative. Discussing difficult issues by first identifying underlying principles naturally enhances unity and understanding.  Furthermore, over the course of the past century, Bahá’ís have consistently fostered the broad inclusion of voices in public discourse, enabling the diverse voices of humanity to contribute, on equal footing, to those discussions that impact the great issues of the day.

Bahá’í delegation to the United Nations International Conference of Non-Governmental Organizations. (L to R) Amin Banani, Mildred R. Mottahedeh, Hilda Yen and Matthew Bullock; Lake Success, NY, USA; 4-9 April 1949.

This deliberate approach, along with always adhering to the attributes of trustworthiness, inclusiveness, and dependability, has gained the BIC a positive reputation among Non-Governmental Organizations (NGOs).  In 1970, the BIC representative was elected to serve on the Executive Board of the United Nations Conference of Non-Governmental Organizations. Subsequently, Bahá’í representatives have been elected or appointed to officer positions on a number of significant NGO committees and advisory bodies to the United Nations, often serving as chairpersons, such as the election of BIC Representative Mary Power as Chair of the NGO Commission on the Status of Women from 1991-1995.

The BIC’s wide-ranging engagement in the world’s most pressing issues has not gone unnoticed. As early as 1976, Kurt Waldheim, then United Nations Secretary-General, addressed the Bahá’í community with the following statement:

Non-governmental organizations such as yours, by dealing comprehensively with the major problems confronting the international community and striving to find solutions which will serve the interests of all nations, make a very substantial and most important contribution to the United Nations and its work.42In a message dated 1 June 1976 to the International Bahá’í Conference in Paris. Available at https://www.bic.org/timeline/international-bahai-conference-paris

In 1987, Secretary-General Javier Pérez de Cuéllar designated the BIC as “Peace Messengers,” an honor bestowed upon only three hundred organizations. Approaching the turn of the century, Secretary-General Kofi Annan called for both a Millennium Summit for the leaders of the world and a Millennium Forum for the world’s peoples, represented through non-governmental agencies. In recognition of its consistently principled approach to its work, its integrity, and its even-handedness, the BIC was chosen to co-chair the Forum and to provide the speaker from the Forum to address the Summit.

On September 8, 2000, Dr. Techeste Ahderom, then the BIC Principal Representative to the United Nations, addressed the assembled heads of state of more than 150 nations on behalf of the peoples of the world.43The Four Year Plan and The Twelve Month Plan, 1996 – 2001: Summary of Achievements, Bahá’í World Center, 2002. In his talk, Ahderom reminded the assembled leaders that the very idea of the League of Nations and, later, the United Nations, arose through the participation of civil society in various forms. He closed with the words from the Millenium Forum Declaration: “‘In our vision we are one human family, in all our diversity, living on one common homeland …’”44https://www.bic.org/statements/statement-millennium-summit

Techeste Ahderom, principal representative of the Bahá’í International Community to the United Nations, speaking before the Millenium Summit, September 2001 in his capacity as co-chairman of the Millennium Forum.

As resources have allowed and capacity has increased, the BIC has addressed vital issues including racial discrimination, human rights, the status of women, protection of the environment, science and technology, the rights of indigenous peoples, education, health, youth, freedom of religion or belief, global governance, and UN reform.

According to ‘Abdu’l-Bahá in His address at Lake Mohonk, the issue of peace is multifaceted, and it will not be attained until an environment is created that will ensure a lasting end to conflict. In its approach to the promotion of peace, the Bahá’í community has always sought a holistic approach to the question of global peace. In this light, the BIC New York Office in 2012 instituted a regular forum where ideas could be discussed freely, on the condition that the identity of the person or organization offering the information is not disclosed. Participants in these forums have thereby, regardless of their functions and roles, had the freedom to engage in consultation without it being assumed that their comments represent the official position of their country or organization. By mid-2020, more than sixty of these discussions had been held covering a wide range of topics.45Berger, Julia, Beyond Pluralism: A New Framework for Constructive Engagement (2008 – 2020), chapter 7, pp. 16 19. Pre-publication edition. I am grateful to Julia Berger and Melody Mirzaagha, for staff members of the Bahá’í International Community Offices in New York for their assistance and insights. I also wish to thank the BIC New York Office for directing me to Dr. Berger and Ms. Mirzaagha. Through this and many other efforts, the BIC has been learning to draw on the unseen power of consultation to create environments where those entrusted with global leadership and whose decisions impact the fortunes of the planet are able to deliberate in a distinctive environment on the major issues of our time.

To mark the 75th anniversary of the founding of the United Nations, the BIC issued a statement asserting that to meet the needs of the twenty-first century will require a far greater level of global integration and cooperation than anything that has existed before.46In 1995, a statement titled “Turning Point for All Nations” was issued for the 50th Anniversary of the United Nations. It is available at https://www.bic.org/statements/turning-point-all-nations The statement calls for the strengthening and evolution of the consultative process of international dialogue and for world leaders to give priority to that which will benefit the whole of humankind. It argues that what is needed now is a radical change in the approach to solving the problems of the world—a process that conceives of the world as an organic whole and takes into consideration the essential need for spiritual and ethical advancement to be commensurate with scientific and technological progress.47“A Governance Befitting: Humanity and the Path Toward a Just Global Order”, A Statement of the Bahá’í International Community on the Occasion of the 75th Anniversary of the United Nations, p. 5. https://www.bic.org/sites/default/files/pdf/un75_20201020.pdf

Ultimately, the goal of the Bahá’í Faith is to bring about a universal recognition that we are all one people—with the profound implications that carries through all areas of life, requiring no less than a restructuring of society.  ‘Abdu’l-Bahá through His words and actions pointed out the way to promote this most essential of all truths, and a clear thread can be seen from His contributions to peace to the efforts of the Bahá’í community since. Such efforts will doubtless continue for decades, perhaps centuries, until the time arrives when all decisions will rest upon the indisputable reality of the oneness of humankind and the world will transform into a new world—a peaceful world where war is relegated to the sad accounts found only in history books.

By Richard Thomas

Richard Thomas is Professor Emeritus of History at Michigan State University. He is author and coauthor of several books on race relations, the African American experience, and the Baha’i Faith.

Once again, as the United States finds itself embroiled in racial conflicts and decades-old struggles for racial justice and racial unity, the Bahá’í community of the United States stands ready to contribute its share to the healing of the nation’s racial wounds. Neither the current racial crisis nor the current awakening is unique.  Sadly, the United States has been here before.1National Advisory Committee Report on Civil Disorders (New York: Bantam Books, 1968). The American people have learned many lessons but have also forgotten other lessons about how best to solve the underlying problems facing their racially polarized society. For decades the country has seen countless efforts by brave and courageous individuals and dedicated organizations and institutions to hold back the relentless tide of racism. Many of these efforts have achieved great outcomes, but the tide has repeatedly rushed back in to test the resolve of every generation after the fall of Reconstruction, the Civil Rights Movement, and the historic election of the first African American president.2John Hope Franklin and Alfred A. Moss, Jr., From Slavery to Freedom, 6th ed. (New York: McGraw-Hill Publishing Company, 1988), 227-38; Eoin Higgins, “The White Backlash to the Civil Rights Movement” (May 22, 2014), available at https://eoinhiggins.com/the-white-backlash-to-the-civil-rights-movement-1817ff0a9fc; David Elliot Cohen and Mark Greenberg, Obama: The Historic Front Pages (New York/London:Sterling, 2009); Adam Shatz, “How the Obama’s Presidency Provoked a White Backlash,” Los Angeles Times, October 30, 2016. Available at http://www.latimes.com/opinion/op-ed/la-oe-shatz-kerry-james-marshall-obama-20161030-story.html

During some of America’s worst racial crises, the Bahá’í community has joined the gallant struggle not only to hold back the tide of racism but also to build a multiracial community based on the recognition of the organic unity of the human race.  Inspired by this spiritual and moral principle, the Bahá’í community, though relatively small in number and resources, has, for well over a century, sought ways to contribute to the nation’s efforts to achieve racial justice and racial unity.  This has been a work in progress, humbly shared with others. It is an ongoing endeavor, one the Bahá’í community recognizes as “a long and thorny path beset with pitfalls.”3Shoghi Effendi, The Advent of Divine Justice, Available at www.bahai.org/r/720204804

As the Bahá’í community learns how best to build and sustain a multiracial community committed to racial justice and racial unity, it aspires to contribute to the broader struggle in society and to learn from the insights being generated by thoughtful individuals and groups working for a more just and united society.

This article provides a historical perspective on the Bahá’í community’s contribution to racial unity in the United States between 1912 and 1996. The period of 1996 to the present—a “turning point” that the Universal House of Justice characterized as setting “the Bahá’í world on a new course”4Universal House of Justice, from a letter dated 10 April 2011 in Extracts from Letters Written on Behalf of the Universal House of Justice to Individual Believers in the United States on the Topic of Achieving Racial Unity (Updated Compilation 1996-2020), [7],5. Available at https://greenlakebahaischool.files.wordpress.com/2020/06/compilation-uhj-on-race-unity-1996-2020.pdf One aim of this extraordinary period from 1996 to the present has been to empower distinct populations and, indeed, the masses of humanity to take ownership of their own spiritual, intellectual, and social development. A future article will look at the impact of this latter period on the approach to the racial crisis in the United States. Recent articles on community building and approaches to building racial unity in smaller geographic spaces provide valuable insights about developments during this period. and increasing its capacity to contribute to social progress—is still underway.  During the past twenty-five years, the Bahá’í community’s capacity to contribute to humanity’s efforts to overcome deep-rooted social and spiritual ills has advanced significantly, and a subsequent article will focus on the implications of this distinctive period on the community’s ability to foster racial justice and unity.

‘Abdu’l-Bahá’s Visit: Laying the Foundation for Racial Unity, 1912-1921

The Bahá’í community’s first major contribution to racial unity began in 1912 when ‘Abdul’-Bahá, the son of the Founder of the Bahá’í Faith, Bahá’u’lláh (1817-1892), visited the United States. His historic visit occurred during one of the worst periods of racial terrorism in the United States against African Americans. According to historians John Hope Franklin and Alfred A. Moss, “In the first year of the new century more than 100 Negroes were lynched and before the outbreak of World War 1 the number for the century was 1,100.” 5Franklin and Moss, 282. In 1906, riots broke out in Atlanta, Georgia, where “whites began to attack every Negro they saw.”6Franklin and Moss, 283. That same year, race riots also occurred in Brownsville, Texas.7Franklin and Moss. Two years later, in 1908, there were race riots in Springfield, Illinois.8Franklin and Moss, 285. And in 1910, nation-wide race riots erupted in the wake of the heavyweight championship fight between Jack Johnson (Black) and Jim Jeffries (White) in Reno, Nevada, in July of that year.9Matt Reimann, “When a black fighter won ‘the fight of the century,’ race riots erupted across America.” May 25, 2017. Available at https://timeline.com/when-a-black-fighter-won-the-fight-of-the-century-race-riots-erupted-across-america-3730b8bf9c98

Racial turmoil prevailed before and after ‘Abdu’l-Bahá’s visit. Yet, in this raging period of racial terrorism and conflict, He proclaimed a spiritual message of racial unity and love, and infused this message into the heart and soul of the fledgling Bahá’í community—a community still struggling to discover its role in promoting racial amity.  Before His visit to the United States, ‘Abdu’l-Bahá sent a message to the 1911 Universal Race Conference in London in which He compared humankind to a flower garden adorned with different colors and shapes that “enhance the loveliness of each other.”10G. Spiller, ed., Papers on Inter-Racial Problems Communicated to the First Universal Races Congress Held at the University of London, July 26-29, 1911. Rev. ed. (Citadel Press, 1970), 208.

The next year, in April, 1912, He gave a talk at Howard University, the premier African-American university in Washington D.C.  A companion who kept diaries of ‘Abdu’l-Bahá’s Western tours and lectures wrote that whenever ‘Abdu’l-Bahá witnessed racial diversity, He was compelled to call attention to it. For example, His companion reported that, during His talk at Howard University, “here, as elsewhere, when both white and colored people were present, ‘Abdu’l-Bahá seemed happiest.” Looking over the racially mixed audience, ‘Abdu’l-Bahá had remarked: “Today I am most happy, for I see a gathering of the servants of God. I see white and black sitting together.”11‘Abdu’l-Bahá, The Promulgation of Universal Peace. Available at www.bahai.org/r/098175321

After two talks the next day, ‘Abdu’l-Bahá was visibly tired as He prepared for the third talk. He was not planning to talk long; but, here again, when he saw Blacks and Whites in the audience, He became inspired. “A meeting such as this seems like a beautiful cluster of precious jewels—pearls, rubies, diamonds, sapphires. It is a source of joy and delight. Whatever is conducive to the unity of the world of mankind is most acceptable and praiseworthy.”12‘Abdu’l-Bahá, The Promulgation of Universal Peace. Available at www.bahai.org/r/322003373 ‘Abdu’l-Bahá then went on to elaborate on the theme of racial unity to an audience of Blacks and Whites who had rarely, if ever, heard such high praise for an interracial gathering. He said to those gathered that “in the world of humanity it is wise and seemly that all the individual members should manifest unity and affinity.”13‘Abdu’l-Bahá, The Promulgation of Universal Peace. Available at www.bahai.org/r/635635504

In the midst of a period saturated with toxic racist and anti-Black language, ‘Abdu’l-Bahá offered positive racial images woven into a new language of racial unity and fellowship. He painted a picture for his interracial audience: “As I stand here tonight and look upon this assembly, I am reminded curiously of a beautiful bouquet of violets gathered together in varying colors, dark and light.”14‘Abdu’l-Bahá, The Promulgation of Universal Peace. Available at www.bahai.org/r/947904389 To still another racially mixed audience, ‘Abdu’l-Bahá commented: “In the clustered jewels of the races may the blacks be as sapphires and rubies and the whites as diamonds and pearls. The composite beauty of humanity will be witness in their unity and blending.”15‘Abdu’l-Bahá, The Promulgation of Universal Peace. Available at www.bahai.org/r/635635504

Through His words and actions, ‘Abdu’l-Bahá demonstrated the Bahá’í teachings on racial unity. Several examples stand out. Two Bahá’ís, Ali-Kuli Khan, the Persian charge d’affaires, and Florence Breed Khan, his wife, arranged a luncheon in ‘Abdu’l-Bahá’s honor in Washington D.C.  The guests were members of Washington’s social and political elite. Before the luncheon, ‘Abdu’l-Bahá sent for Louis Gregory, a lawyer and well-known African American Bahá’í. They chatted for a while, and when lunch was ready and the guests were seated, ‘Abdu’l-Bahá invited Gregory to join the luncheon. The assembled guests were no doubt surprised by ‘Abdu’l-Bahá’s inviting an African American to a White, upper-class social affair, but perhaps even more so by the affection and love ‘Abdu’l-Bahá showed for Gregory when He gave him the seat of honor on His right. A biographer of Louis Gregory pointed out the profound significance of ‘Abdu’l-Bahá’s action: “Gently but yet unmistakably, ‘Abdul-Bahá has assaulted the customs of a city that had been scandalized a decade earlier by President’s Roosevelt’s dinner invitation to Booker T. Washington.”16Gayle Morrison, To Move the World: Louis G. Gregory and the Advancement of Racial Amity in America, (Wilmette, Illinois: Bahá’í Publishing Trust, 1982), 53.

The promotion of interracial marriage was yet another example of how ‘Abdu’l-Bahá demonstrated the Bahá’í teachings on racial unity. Many states outlawed interracial marriage or did not recognize such unions; yet, ‘Abdu’l-Bahá never wavered in his insistence that Black and White Bahá’ís should not only be unified but should also intermarry. Before his visit to the United States, He had first broached the subject in Palestine with several Western Bahá’ís and explored the sexual myths and fears at the core of American racism. His solution was to encourage interracial marriage. Once in the U.S., He demonstrated the lengths to which the American Bahá’í community should go to show its dedication to racial unity when He encouraged the marriage of Louis Gregory and an English Bahá’í, Louisa Mathew. Their marriage was the first Black-White interracial marriage that was personally encouraged by ‘Abdu’l-Bahá. This demonstration of Bahá’í teachings proved difficult for some Bahá’ís who doubted that such a union could last in a racially segregated society, but the marriage lasted until the end of the couple’s lives, nearly four decades later. Throughout this period, Louis and Louisa became a shining example of racial unity.17Gayle Morrison, To Move the World: Louis G. Gregory and the Advancement of Racial Amity in America, (Wilmette, Illinois: Bahá’í Publishing Trust, 1982), 63-72, 309-10.

Race Amity Activities: The Bahá’í Community’s Responses to Racial Crises, 1921-1937

Although working endlessly to promote racial unity through inspiring talks and actions, ‘Abdu’l-Bahá understood the persistent reality of racism in the U.S. In a letter to a Chicago Bahá’í, He predicted what would happen if racial attitudes did not change: “Enmity will be increased day by day and the final result will be hardship and may end in bloodshed.”18Gayle Morrison, To Move the World: Louis G. Gregory and the Advancement of Racial Amity in America, (Wilmette, Illinois: Bahá’í Publishing Trust, 1982), 59. Several years later, ‘Abdu’l-Bahá repeated this warning to an African American Bahá’í that “if not checked, ‘the antagonism between the Colored and the White, in America, will give rise to great calamities.’”19Gayle Morrison, To Move the World: Louis G. Gregory and the Advancement of Racial Amity in America, (Wilmette, Illinois: Bahá’í Publishing Trust, 1982), 59.

Tragically, ‘Abdu’l-Bahá’s predictions came true. Five years after His visit to the U.S. where He laid the foundation for the American Bahá’í community’s future contributions to racial unity, race riots broke out in 1917 in East St. Louis, Illinois, and other cities. Two years later, in 1919, “the greatest period of interracial strife the nation had ever witnessed”20John Hope Franklin and Alfred A. Moss, Jr., From Slavery to Freedom, 6th ed. (New York: McGraw-Hill Publishing Company, 1988), 313. rocked the country. From June to the end of the year, there were approximately twenty-five race riots.21John Hope Franklin and Alfred A. Moss, Jr., From Slavery to Freedom, 6th ed. (New York: McGraw-Hill Publishing Company, 1988), 313. With the country still in the throes of racial upheaval, ‘Abdul-Bahá, frail and worn, gathered the strength to rally the American Bahá’í community for what would become one of its signature contributions to racial amity in the U.S. In 1920, He mentioned the tragic state of race relations in the U.S. to a Persian Bahá’í residing in that country: “Now is the time for the Americans to take up this matter and unite both the white and colored races. Otherwise, hasten ye towards destruction! Hasten ye to devastation!”22Gayle Morrison, To Move the World: Louis G. Gregory and the Advancement of Racial Amity in America, (Wilmette, Illinois: Bahá’í Publishing Trust, 1982), 59.

That same year, ‘Abdu’l-Bahá initiated a plan to address the racial crisis in America. As Louis Gregory wrote in his report on the First Race Amity Convention held in Washington, D.C., May 19 to 21, 1921: “ It was following His return to the Holy Land…after the World War that ‘Abdu’l-Bahá set in motion a plan that was to bring the races together, attract the attention of the country, enlist the aid of famous and influential people and have a far-reaching effect upon the destiny of the nation itself.”23Louis Gregory, “Racial Amity in America: An Historical Review,” in Gwendolyn Etter-Lewis & Richard Thomas, eds, Lights of the Spirit: Historical Portraits of Black Bahá’ís in North American: 1898-2000 (Wilmette, Ill.: Baháί Publishing, 2006),180. Originally published in The Bahá’í World: A Biennial International Record, Vol.7, 1936-1938, compiled by the National Spiritual Assembly of the United States and Canada (New York: Bahá’í Publishing Committee). In His message to this first Race Amity Convention, ‘Abdu’l-Bahá wrote: “Say to this convention that never since the beginning of time has one more important been held. This convention stands for the oneness of humanity; it will become the cause of the enlightenment of America. It will, if wisely managed and continued, check the deadly struggle between these races which otherwise will inevitably break out.”24Louis Gregory, “Racial Amity in America: An Historical Review,” in Gwendolyn Etter-Lewis & Richard Thomas, eds, Lights of the Spirit: Historical Portraits of Black Bahá’ís in North American: 1898-2000 (Wilmette, Ill.: Baháί Publishing, 2006),180. Originally published in The Bahá’í World: A Biennial International Record, Vol.7, 1936-1938, compiled by the National Spiritual Assembly of the United States and Canada (New York: Bahá’í Publishing Committee).

This first race amity convention could not have come at a better time. Ten days later, on May 31 and June 1, a race riot, also known as “the Tulsa race massacre,” occurred in Tulsa, Oklahoma.  “It has been characterized as ‘the single worst incident of racial violence in American history’” when “mobs of white residents, many of them deputized and given weapons by city officials, attacked black residents and businesses.” 25Wikipedia, “Tulsa Race Massacre”. Available at https://en.wikipedia.org/wiki/Tulsa_race_massacre They not only attacked Blacks on the ground but also used private aircrafts to attack them from the air. The attacks resulted in the destruction of the Black business district known as Black Wall Street, “at the time the wealthiest black community in the United States.”26Wikipedia, “Tulsa Race Massacre”. Available at https://en.wikipedia.org/wiki/Tulsa_race_massacre

One can only imagine what went through the minds of participants in the interracial gathering at that historic first race amity convention in Washington D.C. as the news of the Tulsa race riot swept the nation. Perhaps their minds raced back to a similar but less destructive race riot that had ravaged their own city during the “red summer”27John Hope Franklin and Alfred A. Moss, Jr., From Slavery to Freedom, 6th ed. (New York: McGraw-Hill Publishing Company, 1988), 314 two years earlier. Some were probably thankful that they were part of a budding interracial movement dedicated to racial amity.

Louis Gregory reflected this optimism after the first race amity convention when he reported: “Under the leadership and through the sacrifices of the Bahá’ís of Washington three other amity conventions…were held….Christians, Jews, Bahá’ís, and people of various races mingled in joyous and serviceable array and the reality of religion shone forth.”28Louis Gregory, “Racial Amity in America: An Historical Review,” in Gwendolyn Etter-Lewis & Richard Thomas, eds, Lights of the Spirit: Historical Portraits of Black Bahá’ís in North American: 1898-2000 (Wilmette, Ill.: Baháί Publishing, 2006),182. Originally published in The Bahá’í World: A Biennial International Record, Vol.7, 1936-1938, compiled by the National Spiritual Assembly of the United States and Canada (New York: Bahá’í Publishing Committee). He related that “the Washington friends continued their race amity work in another form by organizing an interracial discussion group which continued for many years and did a very distinctive service, both by its activities and its fame as the incarnation as a bright ray of hope amid scenes where racial antagonism was traditionally rife.”29Louis Gregory, “Racial Amity in America: An Historical Review,” in Gwendolyn Etter-Lewis & Richard Thomas, eds, Lights of the Spirit: Historical Portraits of Black Bahá’ís in North American: 1898-2000 (Wilmette, Ill.: Baháί Publishing, 2006),182. Originally published in The Bahá’í World: A Biennial International Record, Vol.7, 1936-1938, compiled by the National Spiritual Assembly of the United States and Canada (New York: Bahá’í Publishing Committee).

From the year of the passing of ‘Abdu’l-Bahá in 1921 to 1937, the Bahá’í-inspired race amity movement— a lighthouse of racial hope—cast a sometimes small but powerful beam of light through a thick fog of racism.  Notwithstanding setbacks, it made a mighty effort to steady that beam of light.  In city after city across the country, brave and courageous peoples of all races and religions joined the movement.  In December of 1921, Springfield, Massachusetts, followed Washington D.C. Three years later, New York joined the ranks of race amity workers. That same year Philadelphia—”the City of Brotherly Love” — held its first Race Amity Convention and followed it up six years later (1930) with another one. 30Louis Gregory, “Racial Amity in America: An Historical Review,” in Gwendolyn Etter-Lewis & Richard Thomas, eds, Lights of the Spirit: Historical Portraits of Black Bahá’ís in North American: 1898-2000 (Wilmette, Ill.: Baháί Publishing, 2006),182-185. Originally published in The Bahá’í World: A Biennial International Record, Vol.7, 1936-1938, compiled by the National Spiritual Assembly of the United States and Canada (New York: Bahá’í Publishing Committee).

In 1927, a year Louis Gregory called “that memorable year for amity conferences,”31Louis Gregory, “Racial Amity in America: An Historical Review,” in Gwendolyn Etter-Lewis & Richard Thomas, eds, Lights of the Spirit: Historical Portraits of Black Bahá’ís in North American: 1898-2000 (Wilmette, Ill.: Baháί Publishing, 2006), 185 a race amity conference was held in Dayton, Ohio.  The Dayton community hosted a second race amity conference in 1929.32Louis Gregory, “Racial Amity in America: An Historical Review,” in Gwendolyn Etter-Lewis & Richard Thomas, eds, Lights of the Spirit: Historical Portraits of Black Bahá’ís in North American: 1898-2000 (Wilmette, Ill.: Baháί Publishing, 2006), 186. According to Gregory, “Race amity conferences at Green Acre, the summer colony of the Bahá’ís in Maine, cover[ed] the decade beginning in 1927,”33Louis Gregory, “Racial Amity in America: An Historical Review,” in Gwendolyn Etter-Lewis & Richard Thomas, eds, Lights of the Spirit: Historical Portraits of Black Bahá’ís in North American: 1898-2000 (34. Wilmette, Ill.: Baháί Publishing, 2006), 186 a decade which he referred to as “this fruitful period,”34Louis Gregory, “Racial Amity in America: An Historical Review,” in Gwendolyn Etter-Lewis & Richard Thomas, eds, Lights of the Spirit: Historical Portraits of Black Bahá’ís in North American: 1898-2000 (Wilmette, Ill.: Baháί Publishing, 2006), 187 when Geneva, New York, Rochester, New York, Portsmouth, New Hampshire, and Boston all contributed their share to the race amity movement.35Louis Gregory, “Racial Amity in America: An Historical Review,” in Gwendolyn Etter-Lewis & Richard Thomas, eds, Lights of the Spirit: Historical Portraits of Black Bahá’ís in North American: 1898-2000 (Wilmette, Ill.: Baháί Publishing, 2006), 192-93 “The friends in Detroit, under the rallying cry, ‘New Views on an Old, Unsolved Human Problem,’ raised the standard of unity in a conference March 14, 1929.”36Louis Gregory, “Racial Amity in America: An Historical Review,” in Gwendolyn Etter-Lewis & Richard Thomas, eds, Lights of the Spirit: Historical Portraits of Black Bahá’ís in North American: 1898-2000 (Wilmette, Ill.: Baháί Publishing, 2006), 193 In Atlantic, City, with only one “active Bahá’í worker in the field,” not even the opposition of “the orthodox among the clergy…which unfavorably affected the press”37Louis Gregory, “Racial Amity in America: An Historical Review,” in Gwendolyn Etter-Lewis & Richard Thomas, eds, Lights of the Spirit: Historical Portraits of Black Bahá’ís in North American: 1898-2000 (Wilmette, Ill.: Baháί Publishing, 2006), 193-94 could stem the tide of the race amity movement. On April 19, 1931, assisted by the Bahá’ís of Philadelphia, The Society of Friends, and other organizations, close to four hundred people attended a gathering.38Louis Gregory, “Racial Amity in America: An Historical Review,” in Gwendolyn Etter-Lewis & Richard Thomas, eds, Lights of the Spirit: Historical Portraits of Black Bahá’ís in North American: 1898-2000 (Wilmette, Ill.: Baháί Publishing, 2006), 194 Five months later, in October, the Pittsburgh Bahá’ís arranged a conference.39Louis Gregory, “Racial Amity in America: An Historical Review,” in Gwendolyn Etter-Lewis & Richard Thomas, eds, Lights of the Spirit: Historical Portraits of Black Bahá’ís in North American: 1898-2000 (Wilmette, Ill.: Baháί Publishing, 2006), 195

Bahá’ís and their friends and associates in Denver, Portland, Seattle, and Los Angeles all joined hands as they expanded the circle of unity beyond Black and White to include Native Americans, Chinese-Americans, and Japanese-Americans.40Louis Gregory, “Racial Amity in America: An Historical Review,” in Gwendolyn Etter-Lewis & Richard Thomas, eds, Lights of the Spirit: Historical Portraits of Black Bahá’ís in North American: 1898-2000 (Wilmette, Ill.: Baháί Publishing, 2006), 195-96.  The Bahá’ís also held interracial dinners and banquets. Such banquets “appeared to give to those who shared them a foretaste of Heaven,” 41Louis Gregory, “Racial Amity in America: An Historical Review,” in Gwendolyn Etter-Lewis & Richard Thomas, eds, Lights of the Spirit: Historical Portraits of Black Bahá’ís in North American: 1898-2000 (Wilmette, Ill.: Baháί Publishing, 2006), 196. Gregory wrote. One of the last race amity conferences was held in Cincinnati, Ohio, in April of 1935, and was considered

one of the most interesting and influential of all. The Bahá’ís…having with one mind and heart decided upon such an undertaking, under the guidance of their Spiritual Assembly—the local Bahá’í governing council—proceeded to work the matter out in the most methodical and scientific way. [In addition] they succeeded in laying under the tribute of service some sixteen others noted for welfare and progress.42Louis Gregory, “Racial Amity in America: An Historical Review,” in Gwendolyn Etter-Lewis & Richard Thomas, eds, Lights of the Spirit: Historical Portraits of Black Bahá’ís in North American: 1898-2000 (Wilmette, Ill.: Baháί Publishing, 2006), 197.

The Bahá’í racial amity activities also included three interracial journeys of Black and White Bahá’ís “into the heart of the South.” They were inspired by the wishes of Shoghi Effendi, who became of the Head of the Bahá’í Faith after the passing of ‘Abdu’l-Bahá and was designated the title “Guardian.”43Louis Gregory, “Racial Amity in America: An Historical Review,” in Gwendolyn Etter-Lewis & Richard Thomas, eds, Lights of the Spirit: Historical Portraits of Black Bahá’ís in North American: 1898-2000 (Wilmette, Ill.: Baháί Publishing, 2006), 198. Interracial teams of two Bahá’í men, Black and White, traveled South in the autumn of 1931, the spring of 1932, and the winter of 1933.  “One of the most interesting discoveries of [the 1931 team’s] trip was to find the same interest at the University of South Carolina, for Whites, as at Allan University and Benedict College, located in the same City of Columbia, for Colored.”44Louis Gregory, “Racial Amity in America: An Historical Review,” in Gwendolyn Etter-Lewis & Richard Thomas, eds, Lights of the Spirit: Historical Portraits of Black Bahá’ís in North American: 1898-2000 (Wilmette, Ill.: Baháί Publishing, 2006), 199.

The Most Challenging Issue: Preparing the American Bahá’í Community to Become a Model of Racial Unity

Throughout the 1920s and 1930s, the American Bahá’í community contributed its share to promoting racial unity and to lessening, to some degree, the relentless forces of racism. They brought people together in conferences to discuss delicate racial issues and created intimate spaces, such as banquets and interracial dinners in which to break bread, at a time when sitting down and eating together was the prevailing social taboo.  These were no small accomplishments. These experiences seeded future interracial meetings and friendships. More work had to be done, however, before the Bahá’í community could move to the next stage of its contribution to racial unity in the larger society. It had to prepare itself to become, at the very least, a work in progress of a model of racial unity.

Foremost among the Guardian’s concerns for the United States was racial prejudice and its influence on the American Bahá’í community. In his lengthy letter to the American Bahá’í community, which was published as The Advent of Divine Justice (1939), he characterized racism as “the corrosion of which, for well-nigh a century has bitten into the fiber, and attacked the whole social structure of American society” and said it should be “regarded as constituting the most vital and challenging issue confronting the Bahá’í community at the present stage of its evolution.” He told Bahá’ís of both races that they faced “a long and thorny road beset with pitfalls” that “still remained untraveled.”45Shoghi Effendi, Advent of Divine Justice. Available at www.bahai.org/r/720204804  Both races were assigned specific responsibilities. White Bahá’ís were to

make a supreme effort in their resolve to contribute their share to the solution of this problem, to abandon once for all their usually inherent and at times subconscious sense of superiority, to correct their tendency towards revealing a patronizing attitude towards the members of the other race, to  persuade them through their intimate, spontaneous and informal association with them of the genuineness of their friendship and the sincerity of their intentions, and to master their impatience of any lack of responsiveness on a part of a people who have received, for so long a period, such grievous and slow-healing wounds.46Shoghi Effendi, Advent of Divine Justice. Available at www.bahai.org/r/376777192

Black Bahá’ís were to “show by every means in their power the warmth of their response, their readiness to forget the past, and their ability to wipe out every trace of suspicion that may still linger in their hearts and minds.”47Shoghi Effendi, Advent of Divine Justice. Available at bahai.org/r/376777192 Neither race could place the burden of resolving the racial problem within the Bahá’í community on the other race or to see it as “a matter that exclusively concerns the other.”48Shoghi Effendi, Advent of Divine Justice. Available at bahai.org/r/376777192

As well, the Guardian cautioned Bahá’ís that they should not think the problem could be easily or immediately resolved. They should not “wait confidently for the solution of this problem until the initiative has been taken, and the favorable circumstances created, by agencies that stand outside the orbit of their Faith.”49Shoghi Effendi, Advent of Divine Justice. Available at bahai.org/r/376777192 Rather, Shoghi Effendi encouraged Bahá’ís to

believe, and be firmly convinced, that on their mutual understanding, their amity, and sustained cooperation, must depend, more than any other force or organization operating outside the circle of their Faith, the deflection of that dangerous course so greatly feared by ‘Abdu’l-Bahá, and the materialization of the hopes He cherished for their joint contribution to that country’s glorious destiny.50Shoghi Effendi, Advent of Divine Justice. Available at bahai.org/r/376777192

The American Bahá’í community now had their specific marching orders. During the 1940s, they engaged in a range of efforts designed to eliminate racism and promote unity among its members and continue their decades-old commitment to promote racial unity in the wider society.  In 1940, the National Spiritual Assembly of the Bahá’í of the United States set the example during its meeting in Atlanta, Georgia — their first meeting in the Deep South. This was timely because the predominantly White Bahá’í community was “far from enthusiastic about putting racial unity into practice.”51Gayle Morrison, To Move the World: Louis G. Gregory and the Advancement of Racial Amity in America, (Wilmette, Illinois: Bahá’í Publishing Trust, 1982), 282. Racially integrated meetings were held for both Bahá’is only and for the general public.52Gayle Morrison, To Move the World: Louis G. Gregory and the Advancement of Racial Amity in America, (Wilmette, Illinois: Bahá’í Publishing Trust, 1982), 283.  “White Bahá’ís were put on notice, even at the risk of their withdrawal from the Faith, that they had to come to terms with the principle of oneness both in their Bahá’í community life and in their approach to the public.”53Gayle Morrison, To Move the World: Louis G. Gregory and the Advancement of Racial Amity in America, (Wilmette, Illinois: Bahá’í Publishing Trust, 1982), 283. Before long, the Local Spiritual Assembly of the Atlanta Bahá’í community mirrored the interracial makeup of the community.54Gayle Morrison, To Move the World: Louis G. Gregory and the Advancement of Racial Amity in America, (Wilmette, Illinois: Bahá’í Publishing Trust, 1982), 283.

A new generation of Bahá’ís had to be educated about race if the community hoped to play a role in the pursuit of racial justice and racial unity.  In a series of articles, a new Race Unity Committee (RUC) began educating the Bahá’í community on “the most challenging issue.” The Bahá’í Children Education Committee (CEC) reviewed and recommended to Bahá’í parents a major book on racial attitudes in children. The RUC also suggested Bahá’í books on race relations emphasizing the link between minority history and culture and the work on racial unity. It urged Bahá’í communities to make race unity a topic of consultation at the Nineteen Day Feasts55Bahá’í News (January, 1940),10-12; Bahá’í News (February, 1940),10; Bahá’í News (October, 1940),9. In Richard W. Thomas, Racial Unity: An Imperative for Social Progress, (Ottawa, Canada: The Association of Bahá’í Studies, 1993), 140-41.—community gatherings held once a month on the Bahá’í calendar.

As tens of thousands of southern Blacks migrated to northern industrial centers during World War II, racial tensions and conflicts exploded. On June 20, 1943, the worst race riot of the war period broke out in Detroit, leaving death and destruction in its wake.56Dominic J. Capeci, Jr. and Martha Wilkerson, “Layered Violence: The Detroit Rioters of 1943,” The Journal of Negro History, Vol. 84, 2 (Jackson, Miss. and London: University Press of Mississippi, 1991). Available at https://www.journals.uchicago.edu/doi/abs/10.2307/2649046?journalCode=jnh

For decades, the Bahá’ís had been warned that such racial turmoil would continue unless racial justice and racial unity were established. So they continued their work. In the fall of 1944, the Bahá’í News claimed, “The past year has reported the most progress in race unity since the movement began.”57Bahá’í News (September,1944),7. In short, as terrible and destructive as race riots and racial injustice could be, they would not dampen the spirit nor hold back the Bahá’í community’s mission of promoting racial justice and racial unity.

Responding to the dynamic nature of racism, however, has always required of the Bahá’ís agility and an ability to read the signs of the time and respond accordingly. During World War II, anti-Japanese racism had, for instance, become widespread, and thousands of Japanese Americans were interned in concentration camps.58Bill Hosokawa, Nisei, The Quiet Americans, (New York: William Morrow & Company, 1969), 204-48; Ronald Takaki, Strangers from a Different Shore: A History of Asian Americans (Seattle: University of Washington Press, 1982), 329-405. Conscious of the dangers of rising xenophobic sentiments, Shoghi Effendi, in December 1945, sent a letter through his secretary to the RUC pointing out that “to abolish prejudice against any and every race and minority group, it is obviously proper to include in particular any group that is receiving especially bad treatment—such as the Japanese-Americans are being subjected to.”59Bahá’í News (October, 1946), 4.

A Steady Flow of Guidance on Race Unity: The 1950s and the Turbulent 1960s

In 1953, at the historic All-American Conference celebrating the centenary of the birth of Bahá’u’lláh’s revelation, the dedication of the completed Bahá’í Temple in Wilmette, Illinois, and the start of a ten-year plan for the worldwide Bahá’í community to advance its growth and development, Dorothy Baker, a White Bahá’í and veteran race unity worker, had just returned from the Holy Land with a message from the Guardian. The Guardian, she reported, had said

one driving thing over and over—that if we did not meet the challenging requirements of raising to a vast number the believers of the Negro race, disasters would result. And…that it was now for us to arise and reach the Indians of this country. In fact, he went so far as to say on two occasions that this dual task is the most important teaching work on American shores today.60Gayle Morrison, To Move the World: Louis G. Gregory and the Advancement of Racial Amity in America,  (Wilmette, Illinois: Bahá’í Publishing Trust, 1982), 292

Over the years, the predominantly White Bahá’í community had accomplished a great deal in promoting race unity conferences, interracial dinners, and other interracial activities, but times were changing. The state of race relations in the Bahá’í community and the wider society required much more radical action.  Shoghi Effendi’s instructions to bring in “vast numbers” of African-Americans presented a challenge to many White Bahá’ís.  Others probably felt they were already doing enough participating in periodic race unity programs. This level of Bahá’í activity would not, however, raise “to a vast number the believers of the Negro race.”  Shoghi Effendi instructed the Bahá’ís to establish two committees: one to teach African Americans and another to teach Native Americans. He wanted the Bahá’ís “to reach the Negro minority with this great truth in vast numbers. Not just publicity stunts…”61Gayle Morrison, To Move the World: Louis G. Gregory and the Advancement of Racial Amity in America,  (Wilmette, Illinois: Bahá’í Publishing Trust, 1982), 293

Bahá’ís continued to promote racial unity. In 1957, the National Assembly, with the approval of the Guardian, instituted Race Amity Day, to be “observed on the second Sunday of June beginning June 9, 1957.”62Bahá’í News (May, 1957), 1. It was established as an exclusively Bahá’í-sponsored event different from Brotherhood Week and Negro History Week, events sponsored by other organizations in which Bahá’ís had participated. The purpose of Race Amity Day was to “celebrate the Bahá’í teachings of the Oneness of Mankind, the distinguishing feature of the Revelation of Bahá’u’lláh.”63Bahá’í News (May, 1957), 1.

That same year, the Bahá’í Interracial Teaching Committee started holding a race amity meeting in conjunction with the annual observance of Negro History Week. Eighty-three Bahá’í communities in thirty-three states conducted some form of public meeting addressing the concerns of the African-American community.  The Association for the Study of Negro Life and History distributed Bahá’í literature to its exclusive mailing list of distinguished African Americans. In turn, the committee gave the association 500 copies of “Race and Man,” a Bahá’í publication featuring discussions on race.64Bahá’í News (April, 1957),6.

As well, in 1957, Americans also witnessed as “segregationists cheered the active opposition of Governor Orval Faubus to the desegregation of Central High School in Little Rock, Arkansas. Not until President Eisenhower sent federal troops to Little Rock in response to the governor’s defiance of a court order did the Negro children gain admission to the school.”65John Hope Franklin and Alfred A. Moss, Jr., From Slavery to Freedom, 6th ed. (New York: McGraw-Hill Publishing Company, 1988), 436. The forces of racial justice and race unity prevailed, however, with the passage of the 1957 Civil Rights Act, “the first civil rights act since 1875.”66John Hope Franklin and Alfred A. Moss, Jr., From Slavery to Freedom, 6th ed. (New York: McGraw-Hill Publishing Company, 1988), 438.

The annual Bahá’í Race Amity Day observances stood out among other “points of light” and hope during the racially volatile period of the 1960s.  The decade of the Civil Rights Movement and Black urban rebellion and race riots was also the decade when many predominantly White local Bahá’í communities worked tirelessly to promote racial unity. Years after the first Bahá’í race amity observances, scores of these communities throughout the country, through interracial picnics, panel discussions, media events, and official proclamations, provided people from diverse racial backgrounds with hope and inspiration that racial unity was possible. By 1960, Race Amity Day observances were increasingly being recognized by government officials. For example, in 1967, eleven mayors and one governor officially proclaimed Race Unity Day.67For an explanation of the change from “race amity” to “race unity” see Morrison, 275. Yet, in July of that same year, “Detroit experienced the bloodiest urban disorder and the costliest property damage in U.S. history,” when forty-three people died and over one thousand were injured.68Joe T. Darden and Richard W. Thomas, Detroit: Race Riots, Racial Conflicts and Efforts to Bridge the Racial Divide (East Lansing: Michigan State University Press, 2013),1.

Expanding the Circle of Unity: Multiracial Community Building, 1970s and 1980s

Throughout the 1970s and 1980s, the American Bahá’í community experienced a remarkable increase in the racial and ethnic diversity of its membership.  In the early 1970s, thousands of African Americans in rural South Carolina and many in other southern states joined the Bahá’í Faith.69American Bahá’í (February,1971,1-4; April,1976,1). In 1972, the American Bahá’í Northeast Oriental Teaching Committee began reaching out to Asian American populations of the Northeastern States.70Bahá’í News (January, 1973),5.  In 1986, the Interracial Teaching Committee described the great influx of southern rural Blacks as well as other racial groups into the Bahá’í community as an indication of the American Bahá’í community becoming “a truly multiethnic community with fully one-third of its members Black and rural, and a significant percentage from the Native-American, Hispanic, Iranian, and Southeast Asian populations.” 71Bonnie J. Taylor, The Power of Unity: Beyond Prejudice and Racism. Selections from the Writings of Bahá’u’lláh, the Bab,’Adbu’l-Bahá, Shoghi Effendi, and the Universal House of Justice, compilation (Wilmette, Illinois: Bahá’í Publishing Trust, 1986), ix.

Bahá’ís were expanding their circle of community, embracing more and more diverse peoples and knitting them into the fabric of their collective life. In 1985, Milwaukee Bahá’ís, in cooperation with the Midtown Neighborhood Association, a social-service agency, and the Hmong-American Friendship Association, worked to serve the needs of the Hmong people in the neighborhood by opening the Bahá’í Center on weekends for adult English classes and after-school classes for culture and language for children ages 8 to 13.72American Bahá’í (March, 1985),8. In their response to the unprecedented waves of Asian immigrants arriving to America during the 1980s, the American Bahá’í community published guidelines to facilitate the integration of Indo-Chinese refugees into the Bahá’í community.

In 1989, the U.S. Bahá’í Refugee Office visited ten cities throughout central California to help integrate refugees into the larger Bahá’í community. The Bahá’í community did not limit its concern to Bahá’í refugees only. For example, the Bahá’ís in Des Moines, Iowa, resolved to adopt all Cambodian refugees in that state as a service goal for the 1989-90 year. The persecution of Iranian Bahá’ís in Iran during the late 1970s forced many Iranian Bahá’ís to seek refuge in the United States where they were assisted by the Bahá’í Persian-American Committee to become part of the increasingly diverse American Bahá’í community. 73American Bahá’í (April,1989),2.

The Bahá’í community was becoming what Shoghi Effendi had hoped for a half-century ago when he wrote:

No more laudable and meritorious service can be rendered the Cause of God, at the present hour, than a successful effort to enhance the diversity of the members of the American Bahá’í community by swelling the ranks of the Faith through the enrollment of the members of these races. A blending of these highly differentiated elements of the human race, harmoniously interwoven into the fabric of an all-embracing Bahá’í fraternity, and assimilated through the dynamic process of a divinely appointed Administrative Order and contributing each its share to the enrichment and glory of Bahá’í community life, is surely an achievement the contemplation of which must warm and thrill every Bahá’í heart.74Shoghi Effendi, The Advent of Divine Justice. Available at www.bahai.org/r/138409678

The 1990s: Models and Visions of Racial Unity and the Los Angeles Riots

The American Bahá’í community entered the 1990s with increased commitment to racial justice and racial unity.  The Association for Bahá’í Studies held a conference, “Models of Racial Unity,” in November of 1990 to explore examples of racial unity. This conference produced a joint project, “Models of Unity: Racial, Ethnic, and Religious,” conducted in the spring of 1991 by the Human Relations Foundation of Chicago and the National Spiritual Assembly to “find examples of efforts that have successfully brought different groups of people together in the Greater Chicago area.” 75Models of Unity: Racial, Ethnic, and Religious. A Project of the Human Relations Foundation of Chicago and the National Spiritual Assembly of the Bahá’ís of the United States, February, 1992.

The next year, the National Assembly published a statement, “The Vision of Race Unity: America’s Most Challenging Issue,” as the cornerstone of a national race unity campaign. They distributed it to a wide range of people including teachers, students, organizations, and public officials. In April, 1992, several months after the publication of the joint-project report on Models of Unity in Chicago, the National Assembly sponsored a race unity conference at the Carter Presidential Center in Atlanta, Georgia76See conference program, Visions of Race Unity: Race Unity Conference,” The Carter Presidential Center, Atlanta, Georgia, Saturday, April 4, 1992. Sponsored by the National Spiritual Assembly of the Bahá’ís of the United States.: “The purpose of this conference is to explore specific actions which may be taken by different groups and institutions to establish racial unity as the foundation for the transformation of our society.”77Quoted in American Bahá’í (July 13,1992),1. Several weeks later, Los Angeles exploded into violence in the wake of the not guilty verdict of four White policemen caught on tape beating Rodney King, a Black motorist.78Paul Taylor and Carlos Sanchez, “Bush orders troops into Los Angeles,” The Washington Post, May 2, 1992. Available at https//www.washingtonpost.com/archives/politics It seemed that the Bahá’í community’s constant efforts to promote racial unity were  “water in the sand” of racial turmoil.

The National Assembly sent a message, on behalf of the U.S. Bahá’í Community, to Los Angeles Mayor Tom Bradley:

We join you in your appeal to all our fellow-citizens not to be blinded by anger and hate….the American Bahá’í community, faithful to the teachings of its Founder, has worked for the establishment of racial unity in a country blighted by race prejudice that confronts its cherished values, threatens its peace, and poisons the soul of its citizens.79American Bahá’í (June 5,1992).

The National Spiritual Assembly referred to its recently published statement on race, “The Vision of Race Unity,” and informed the mayor of its readiness to share its message with “city authorities, private organizations, and individuals who seek such a solution.”80American Bahá’í (June 5,1992). In addition, the National Assembly presented to the mayor and the city, the Chicago-based study, Models of Unity: Racial, Ethnic, and Religious. Concluding their letter to the mayor, the Assembly left him with this message of hope:

We offer you, Mr. Mayor, our cooperation, and pray that Los Angeles will emerge from its trials more enlightened and dedicated to the realization of the great truth that we are all “the leaves of one tree and the drops of one ocean”. 81American Bahá’í (June 5,1992).

The National Assembly then published a letter to President George H. W. Bush that appeared in several national newspapers. It opens:

No American can look with indifference upon the tragedy relentlessly unfolding in our cities. Its causes lie beyond a particular verdict or a particular act of oppression. The fires and deaths in Los Angeles are only symptoms of an old congenital disease eating at the vitals of American society, a disease that has plagued our country ever since slaves were brought from Africa to these shores by their early settlers.82The Washington Post, June 15, 1992, A15. Reprinted in American Bahá’í (June 24, 1992),1.

The letter described the path of racial progress in American history as a “history of advance and retreat,” and, though acknowledging that the solution to the racial problems “is not simple,” stated that it is clear that “America has not done enough to demonstrate her commitment to the equality and the unity of races.”  For this reason, “ever since its inception a century ago the American Bahá’í community has made the elimination of racism one of its principle goals.”83The Washington Post, June 15, 1992, A15. Reprinted in American Bahá’í (June 24, 1992),1. The National Assembly concluded its letter with an appeal:

We appeal to you, Mr. President, and all our fellow citizens, not to turn away from this “most vital and challenging issue.” We plead for a supreme effort on the part of the public and private institutions, schools, and the media, business and the arts, and most of all to individual Americans to join hands, accept the sacrifices this issue must impose, show forth the “care and vigilance it demands, the moral courage and fortitude it requires, the tact and sympathy it necessitates” so that true and irreversible progress may be made and the promise of this great country may not be buried under the rubble of our cities.84The Washington Post, June 15, 1992, A15. Reprinted in American Bahá’í (June 24, 1992),1.

The National Spiritual Assembly then turned to the Bahá’í community. In mid-May 1992, it met in Atlanta with representatives of twenty-nine local Bahá’í assemblies from the surrounding area and members of Local Spiritual Assemblies in fourteen cities in which rioting had taken place to review the Bahá’í communities’ responses to the riots and their aftermath and to consult with an international board of advisers on courses of action. The consultation resulted in a “decision to channel all national effort in the coming year into one mission—the promotion of race unity.”85American Bahá’í (July13, 1992),1.

For the next four years, Bahá’ís labored on in the diverse and often confusing maze of race relations. They and others were sincere workers in their efforts. Following the long tradition of Bahá’í race unity work, the Bahá’í Spiritual Assembly of Detroit created a task force in 1993 to carry out a faith-based mandate to promote racial unity. Two years later, the task force became a non-profit organization called the “The Model of Racial Unity, Inc.” and expanded its membership to include members of the Episcopal Diocese of Detroit and the Catholic Youth Organization. The task force launched its first conference on June 11, 1994, “to promote unity among the diverse populations of Detroit Metropolitan area by bringing together people of different racial and ethnic backgrounds in an atmosphere of cooperation and mutual respect.”86Joe T. Darden and Richard W. Thomas, Detroit: Race Riots, Racial Conflicts and Efforts to Bridge the Racial Divide (East Lansing: Michigan State University Press, 2013), 282.

A day before the conference, the Detroit Free Press commented: “The Bahá’í Faith Community of Greater Detroit is a main sponsor of the conference, which is an outgrowth of the religion’s guiding principles: unity across racial and ethnic lines.” 87Detroit Free Press, June 10, 1994.  The Second Annual Model of Racial Unity Conference in 1995 demonstrated how far the organization had progressed since the first conference. General Motors was now the major sponsor. Other sponsors included the owner of Azar’s Oriental Rugs and Mag-Co Co Investigations. Both owners were members of the Metropolitan Bahá’í community—the former, an Iranian American, and the latter, African American.88Joe T. Darden and Richard W. Thomas, Detroit: Race Riots, Racial Conflicts and Efforts to Bridge the Racial Divide (East Lansing: Michigan State University Press, 2013), 282

It was a great honor and tribute to the efforts of the Bahá’í community when Mayor Dennis W. Archer designated May 20, 1995, as “Model of Racial Unity Day.”  The Third Annual Model of Racial Unity Conference occurred on May 18, 1996.89Joe T. Darden and Richard W. Thomas, Detroit: Race Riots, Racial Conflicts and Efforts to Bridge the Racial Divide (East Lansing: Michigan State University Press, 2013), 282 The Bahá’ís attending and participating in that conference and the larger American Bahá’í community would soon be entering a new stage of spiritual guidance on race relations.

Earlier in the year, the House of Justice had advised the Bahá’ís: “With respect to principles, it would assist the friends greatly if the issue of addressing race unity can be formulated within the broad context of the community. The distinctiveness of the Bahá’í approach to many issues needs to be sharpened.”  Bahá’ís should be “future oriented, to have a clear vision and to think through the steps necessary to bring it into fruition. This is where consultation with the Bahá’í institutions will provide a critical impulse to your own efforts.”90Universal House of Justice, from a letter dated 25 February, 1996, in Extracts from Letters Written on Behalf of the Universal House of Justice to Individual Believers in the United States on the Topic of Achieving Race Unity (Updated Compilation 1996-2000), [1],1. Available at https://greenlakebahaischool.files.wordpress.com/2020/06/compilation-uhj-on-race-unity-1996-2020.pdf

Several months later, the 1996 Ridvan Message provided that “clear vision” stating: “The next four years will represent an extraordinary period in the history of our Faith, a turning point of epochal magnitude…”91Universal House of Justice, Ridvan 1996. Available at www.bahai.org/r/328665132 In 1996, a twenty-five year period of intensive learning commenced during which Bahá’í endeavors worldwide have become increasingly focused on capacity building in local populations to take greater ownership of their spiritual, intellectual, and social advancement, opening new possibilities in the long-term effort of the Bahá’ís to root out racial prejudice and contribute to the emergence of a society based on racial justice and unity.

Conclusion

The pursuit of racial justice and unity have been defining aspirations of the Bahá’í community of the United States since the earliest days of its establishment in the country. Indeed, for well over a century, it has dedicated itself to racial unity. During periods of racial turmoil, it has contributed its share to the healing of the nation’s racial wounds. ‘Abdu’l-Bahá provided the example during his visit in 1912 and set in motion a race amity movement in 1921 for the Bahá’í community to build upon. Bahá’ís continued this work for decades with some fits and starts, but always moving forward under the inspired guidance of the Guardian of the Faith and then the Universal House of Justice.

By Robert Weinberg

On 10 September 1911 and at the age of 67 years, ‘Abdu’l-Bahá delivered the first public address of His life. From the pulpit of the City Temple in London, He announced to the reported 3,000-strong congregation: “This is a new cycle of human power.” Humanity’s dynamic acceleration toward greater levels of unity, He explained, was a consequence of the “light of Truth … shining upon the world.”1‘Abdu’l-Bahá in London. London: Bahá’í Publishing Trust, 1987, p.19.

Throughout the ensuing two years of His travels, ‘Abdu’l-Bahá—finally free after more than half a century of imprisonment and exile—continued to elucidate, in both open presentations and private conversations, the distinctive capacities of humanity in this “new day.”2‘Abdu’l-Bahá in London. London: Bahá’í Publishing Trust, 1987, p.19. In Paris, for example, He stated:

Look what man has accomplished in the field of science, consider his many discoveries and countless inventions and his profound understanding of natural law.

In the world of art it is just the same, and this wonderful development of man’s faculties becomes more and more rapid as time goes on. If the discoveries, inventions and material accomplishments of the last fifteen hundred years could be put together, you would see that there has been greater advancement during the last hundred years than in the previous fourteen centuries.3‘Abdu’l-Bahá. Paris Talks. Wilmette, Ill.: Bahá’í Publishing, 2006, p.84.

By the early years of the twentieth century, such advances were familiar in the Western societies into which ‘Abdu’l-Bahá ventured, which had been impacted by the scientific challenge to Bible-centric worldviews, technological progress and urbanization, shifts in governance and global consciousness, the intensification of financial exchange and improvements to the status of women. These and numerous other advancements—also taken up in distant corners of the planet, many of which had been annexed, colonized and influenced by Imperialist powers—are often included in the humanities and social sciences as some of the characteristics of “modernity.”

Concurrently, a wide variety of beliefs and practices later labelled ‘modernist’ were taking root. Ideals of truth, reason, and liberty were shared through diverse branches of human thought and endeavor, ranging from the materialistic to the esoteric. For the purposes of this exploration pertaining particularly to cultural pursuits, ‘modernism’ might be seen as both an outcome and, at times, a rejection of aspects of modernity. Rebelling against widely accepted norms, modernists in the arts set out to shun tradition and break rules, or at least push them to their limits. Painters dismissed the accurate depiction of reality, exploring instead the expressive and space-defining potential of color, experimented with abstracted forms, and revealed their process in the creation of an image; composers tested novel approaches to melody, harmony and rhythm; dancers drew upon the gestures of daily life or looked back to ancient civilizations for physical movements that stretched the possibilities of bodily expression; writers and dramatists departed from the established rules of prose, poetry, and playwriting to articulate the new sensibilities of the time. Some modernists conceived of utopian visions of society, albeit in certain cases by spreading the supremacy of their own nationalistic cultural heritage over neighboring traditions. At the heart of all of this burgeoning experimentation, however, was an aspiration for change, to which the subjective ‘self’ of the practitioner was central.

Ironically, while modernists often scorned uniformity and the imposition of Western values on the earth’s populations, they also turned for inspiration to the very cultures that were then becoming even more familiar to the public as a result of the expansionist ambitions of the powers under which they lived. A new universal art, some modernists believed, would emerge as they opened their eyes to what they considered to be the exciting, radical, and inventive qualities of the folk art and tribal crafts of the colonies, on display in museums and great expositions. Often it was the enormous wealth—extracted from colonialized subjects abroad and exploited lower classes at home—that enabled modernist projects, pursuits, and indulgences in the West.

Since the mid-nineteenth century, when Charles Darwin’s theory of evolution began to mount its challenge to the Biblical, anthropocentric conception of creation, the search for “an exotic and syncretic world religion” also became “an early modernist aim.”4Bernard Smith. Modernism and Post-Modernism, a neo-Colonial Viewpoint. Working Papers in Australian Studies, Sir Robert Menzies Centre for Australian Studies, Institute of Commonwealth Studies, University of London, 1992 New translations made accessible such religious texts as The Upanishads, The Bhagavad-Gita, and the Tao Te Ching. Elements of the religions of India and Tibet—and the more mystical strands of Judaism, Christianity, and Islam—were incorporated into modernist thinking, often through the teachings of the Theosophical Society, and especially among women seeking a spirituality that cut out the literal middle man.

Such was the burgeoning cultural landscape in the West when ‘Abdu’l-Bahá arrived with His message of the dawning of a new era in human evolution, in which the unity and equality of all humanity would be recognized and conflict and contention would give way to an enduring peace.

‘Abdu’l-Bahá’s discourse on progress was rooted in the conviction that the discoveries and developments of the age represented an instinctive response on the part of humanity to a new infusion of divine power into creation. Fundamental to the Bahá’í conception of history is the belief that, when a Manifestation of God appears in the world, the accompanying forces required to accomplish His divinely-ordained purpose are also released, setting in motion irresistible processes of societal transformation. Bahá’u’lláh proclaimed:

The world’s equilibrium hath been upset through the vibrating influence of this most great, this new World Order. Mankind’s ordered life hath been revolutionized through the agency of this unique, this wondrous System—the like of which mortal eyes have never witnessed.5Bahá’u’lláh. Gleanings from the Writings of Bahá’u’lláh. London: Bahá’í Publishing Trust, 1978, LXX, p.135.

The spiritual forces released by the Revelations of the Báb and Bahá’u’lláh were thus breaking down barriers and pushing an unknowing humanity toward the consciousness and realisation of its essential oneness, regardless of race, gender, class, or other divisive factors. Such forces had deranged the stability of the existing world order and instigated transformation at every level:

Through that Word the realities of all created things were shaken, were divided, separated, scattered, combined and reunited, disclosing, in both the contingent world and the heavenly kingdom, entities of a new creation …6Bahá’u’lláh. Gleanings from the Writings of Bahá’u’lláh. London: Bahá’í Publishing Trust, 1978, LXX, p.135.

These “spiritual, revolutionary forces,” observed ‘Abdu’l-Bahá’s grandson Shoghi Effendi, Guardian of the Bahá’í Faith, “… are upsetting the equilibrium, and throwing into such confusion, the ancient institutions of mankind.”7Shoghi Effendi. The Promised Day is Come. Wilmette, Ill.: Bahá’í Publishing Trust, 1980, p.95 Humanity, either in its overt resistance to—or in its attempts to stimulate—social transformation was, in Shoghi Effendi’s analysis, experiencing the “commotions invariably associated with the most turbulent stage of its evolution, the stage of adolescence, when the impetuosity of youth and its vehemence reach their climax …”8Shoghi Effendi. ‘The Unfoldment of World Civilization’, The World Order of Bahá’u’lláh. Wilmette, Ill.: Bahá’í Publishing Trust, 1991, p.202 While the internal physiological processes within an individual trigger the onset of adolescence, the release into the world of Divine Revelation affects the inner fibre of human life and thought, and has an impact far beyond the personal orbit of a Manifestation of God and those who physically hear His message or respond directly to His call. It suffuses every aspect of existence and at a subliminal level is received by sensitive human hearts and minds, as yet oblivious to its source.


‘Abdu’l-Bahá with a group of Bahá’ís under the Eiffel Tower in Paris, France, January 1913

At the time of ‘Abdu’l-Bahá’s arrival in Paris on 3 October 1911, the French capital was maintaining its status as the most fertile arena for artists, writers, and musicians—including countless Americans—engaged in a passionate quest to live and work free from stifling convention. “I like Paris because I find something here, something of integrity, which I seem to have strangely lost in my own country,” wrote the African-American writer Jessie Redmon Fauset. “It is simplest of all to say that I like to live among people and surroundings where I am not always conscious of ‘thou shall not.’”9Shari Benstock. Women of the Left Bank: Paris, 1900-1940. London: Virago, 1986, p.13 For women such as Fauset, who were escaping their homeland, where even educated Black citizens were still prohibited from participating in most social spaces, Paris offered the opportunity for fearless experimentation and acceptance. It was a city in which scientists such as the Polish Nobel Prize-winning physicist and chemist Marie Curie could train and embark on their careers, and where literary salons—including those hosted by expatriates Gertrude Stein and Natalie Clifford Barney—flourished, offering spaces where artists and writers could uninhibitedly share their ideas and work.

Women had also played a significant role in the establishment, in Paris, of the first Bahá’í centre in Europe at the close of the nineteenth century. Through the efforts of May Ellis Bolles (later Maxwell), many important figures in early Western Bahá’í history embraced the message of Bahá’u’lláh in the city. Among them were other Americans and Canadians, including painters such as Juliet Thompson and Marion Jack, and heiress Laura Clifford-Barney, Natalie’s sister. Impressionist painter Frank Edwin Scott, architect William Sutherland Maxwell, poet and art gallery manager Horace Holley and the Irish-born philanthropist Lady Blomfield also first came across the Bahá’í teachings in Paris. Experimental dancer Raymond Duncan, brother of the more renowned Isadora, and composer Dane Rudhyar were included in the Bahá’í circle. Rudhyar was a modernist who intuitively felt that Western civilization was coming to “the autumn phase of its cycle of existence.”10Rudhyar Archival Project. http://www.khaldea.com/rudhyar/bio1.shtml Later composing Commune—based on the words of ‘Abdu’l-Bahá— Rudhyar deemed the Bahá’í message to have embodied “clearly the most basic keynotes of the collective spirit of the age …”11Dane Rhudyar, cited in The Bahá’í World Vol. XIII 1954-1963. Haifa: The Universal House of Justice, 1970, p.829

To exhausted communities of the world [the Bahá’í Revelation] gives vital impetus which, we hope, will soon energize new creative manifestations and produce an inspired art, equal or superior to that of early Christianity.12Dane Rhudyar, cited in The Bahá’í World Vol. XIII 1954-1963. Haifa: The Universal House of Justice, 1970, p.829.

Many artists and writers of the period were continuing to take a Symbolist approach. As a prelude to more far-reaching forms of abstraction, Symbolists strove to represent universal truths through metaphorical language and imagery, in an attempt to “illumine the deepest contradictions of contemporary culture seen through the prism of various cultures.”13Andrei Bely. The Emblematics of Meaning: Premises to a Theory of Symbolism, 1909 The novelist Andrei Bely wrote:

… we are now experiencing, as it were, the whole of the past: India, Persia, Egypt, Greece … pass before us … just as a man on the point of death may see the whole of his life in an instant … An important hour has struck for humanity. We are indeed attempting something new but the old has to be taken into account …14Andrei Bely. The Emblematics of Meaning: Premises to a Theory of Symbolism, 1909

It seems natural, then, that the opportunity to see in person a striking, venerable figure from Persia was intriguing to those who sought enlightenment from the East to find a language appropriate for expressing the modern world. The influential critic and Symbolist poet Remy de Gourmont, for example, met ‘Abdu’l-Bahá in Paris on 20 October 1911. From Gourmont’s account, published in La France, ‘Abdu’l-Bahá appears to have been alert to the fact that he was a writer for whom a metaphorical depiction of spiritual reality would have appeal:

… The eloquent patriarch spoke to us of the simple joys experienced in the Bahá’í city, of pleasures designed to delight the docile hearts, where spring is eternal, ever-flowering with the perpetual blooming of lilies, violets and roses, where women smile and men are happy in the perfume air of love. And we spoke of the great truth that excels all the previous truths, in which our little human errors are melted and transformed, as such quarrels disappear in the shade of the greatest Peace. And we felt a deep passion in the faintly halting voice, roughly punctuated by the guttural sounds of the Persian language, but also gently punctuated by the phrasing of his musical laughter. For the prophet is joyful and we all feel within him the gaiety of being a prophet, upon whom forty years of prison have left no trace. He had with him a bouquet of violets, offering one to each of his visitors; to the most resistant to his teachings and to those who had the audacity to stubbornly oppose him, the parma violets serve as his arguments, as do his hearty laugh, his beautiful and poetic arguments, and the simplicity of his Persian dress.15 See Amin Egea. The Apostle of Peace Vol.1: 1871-1912. Oxford: George Ronald Publisher, 2017, p.164.

Evidently touched by their exchange, Gourmont urged his readers to seek out ‘Abdu’l-Bahá’s public appearances. Subsequently, using a pseudonym, Gourmont even penned a review of his own La France article for another journal.

Another significant modernist who learned of ‘Abdu’l-Bahá was Guillaume Apollinaire, although whether they met is not known. One of the foremost poets of the early twentieth century and a close associate of such emerging painters as Picasso, Braque, and Marie Laurencin, Apollinaire is credited with coining the terms “Cubism” in 1911 and “Surrealism” in 1917. His “Le Béhaisme” appeared in the Mercure de France on 17 October 1917. That article concludes:

A new voice is coming out of Asia. Already many in Europe believe that the word of Beha-Oullah[sic] does not contradict our modern science and can be assimilated for we[sic] Europeans, who need comforting. Isn’t it just that this comfort comes to us from Asia as it came before?16Guillaume Apollinaire, “Le Béhaisme.” Mercure de France, 16 October 1917, p.768

In like manner, ‘Abdu’l-Bahá’s stay in London was widely reported in the publications of the day. One weekly magazine, aptly titled The New Age and supported by the future Nobel Prize-winning writer George Bernard Shaw, was dedicated to publishing modernism in literature and the arts. In its 21 September 1911 edition, two weeks after ‘Abdu’l-Bahá’s arrival in the city, The New Age reported, “Seeds of strange religions are wafted from time to time on our shores. But fortunately or unfortunately, they do not find the soil in us in which to flourish … The latest to land in public is Bahaism, of which, indeed many of us have heard in private these many years.”17A.R. Orage. “Notes of the Week.” New Age 9, September 1911, p.484

The pioneering modernist poet Ezra Pound was a regular contributor to The New Age. The day after “Bahaism” was mentioned in its pages, Pound stated somewhat arrogantly to his future wife, Dorothy Shakespear, “They tell me I’m likely to meet the Bahi[sic] next week in order to find out whether I know more about heaven than he does …’18Ezra Pound, cited in Elham Afnan, “‘Abdu’l-Bahá and Ezra Pound’s Circle”, The Journal of Bahá’í Studies Volume 6 No.2, June-September 1994, p.8 Following their meeting, Pound then wrote to Margaret Cravens, a friend who lived in the French capital, “I met the Bahi yesterday, he is a dear old man. I wonder would you like to meet him, he goes to Paris next week. I’ll arrange for you anyhow and you can go or not, as you like.”19Omar Pound and Robert Spoo, editors. Ezra Pound and Margaret Cravens: A Tragic Friendship 1910-1912. Durham: Duke University Press, 1988, p.90. In a further communication to Cravens, Pound was clearly eager for his friend to see ‘Abdu’l-Bahá, placing His significance above that of the French post-Impressionist painter Paul Cézanne:

The Bahi—Abdul Baha, Abbas Effendi, or whatever you like to call him is at the Dreyfus Barney’s … and any one interested in the movement can write and see him there by appointment. It’s more important than Cezanne, & not in the least like what you’d expect of an oriental religious now. At least, I went to conduct an inquisition & came away feeling that questions would have been an impertinence. The whole point is that they have done instead of talking …20Omar Pound and Robert Spoo, editors. Ezra Pound and Margaret Cravens: A Tragic Friendship 1910-1912. Durham: Duke University Press, 1988, p.95.

Despite Pound’s later, well-documented inclination towards fascism—which is about as ideologically far removed as can be imagined from ‘Abdu’l-Bahá’s purpose—it nevertheless appears that he was momentarily disarmed by ‘Abdu’l-Bahá. The poet even revived his memory of that day more than two decades later in his monumental verse cycle The Cantos. “Pound did not interest himself in ‘Abdu’l-Bahá’s message beyond expressing approval of its unexpected modernity,” literature scholar Elham Afnan has observed, yet the “portrait of ‘Abdu’l-Bahá [in Canto XLVI], despite its flippancy, is basically sympathetic and as respectful as Pound can manage to be.”21Elham Afnan, “Abdu’l-Bahá and Ezra Pound’s Circle”, p.11.

Ezra Pound

Pound was also a contributor to the modernist journal Blast, in which ‘Abdu’l-Bahá’s name appeared in a somewhat surprising fashion. Blast was the creation of the painter and novelist Percy Wyndham Lewis, founder of the short-lived Vorticist movement, which was inspired by the Cubism of Picasso and Braque, and the Italian Futurists’ celebration of the machine age. The first edition of Blast contained an extensive list of people, institutions, and objects that were, in the Vorticist view, either “Blessed” or “Blasted.” Curiously, included among those “Blasted” is the name “Abdul Bahai.” Since there is no record of Wyndham Lewis having met ‘Abdu’l-Bahá, the inclusion of His name in such a provocative list is perhaps more indicative of the contempt in which Blast’s editors held organized religion, or anything they deemed “bourgeois” and “establishment,” which may have encompassed the involvement of wealthy Londoners in Eastern movements.

In time, ‘Abdu’l-Bahá’s fame reached and impacted modernists much farther afield than the cities in which He spoke. In August 1911, the influential Japanese writer Yone Noguchi had sent Ezra Pound two books of his poems. Pound was very taken with Noguchi’s work, saying, “If east and west are ever to understand each other that understanding must come slowly and come first through art.”22Cited in Howard J.Booth and Nigel Rigby, Modernism and Empire. Manchester: Manchester University Press, 2000, p.82.

Yone Noguchi

Noguchi later learned of ‘Abdu’l-Bahá from Agnes Alexander, a Hawaiian-born Bahá’í who had been sent by Him to share the Bahá’í Teachings in Japan.23Agnes Baldwin Alexander, History of the Bahá’í Faith in Japan 1914-1938. Tokyo: Bahá’í Publishing Trust, 1977, p.41. Noguchi wrote:

I have heard so much about ‘Abdu’l-Bahá, whom people call an idealist, but I should like to call Him a realist, because no idealism, when it is strong and true, exists without the endorsement of realism. There is nothing more real than His words on truth. His words are as simple as the sunlight; again like the sunlight, they are universal. … No Teacher, I think, is more important today than ‘Abdu’l-Bahá.24Yone Noguchi, cited in The Bahá’í World Vol. VIII 1938-1940. Wilmette, Ill.: Bahá’í Publishing Trust, 1981, p.624.

During the early days of the First World War, Agnes Alexander also introduced the Bahá’í Faith to the highly influential English potter Bernard Leach, who recalled: “We asked what had brought her to Japan and I was struck by the quietness of her smile when she answered ‘… you will not understand, but I came because a little old Persian Gentleman asked me to come.’”25Bernard Leach, “My Religious Faith” in Robert Weinberg, ed., Spinning the Clay into Stars. Oxford: George Ronald Publisher, 1999, p.60. Leach—who became the most significant figure in the revival of craft pottery in modern Britain—dedicated his entire life to encouraging the union of East and West, fully embracing the Bahá’í Faith in 1940 after he was re-introduced to it by the American painter Mark Tobey, when they were both teaching at the progressive arts school Dartington Hall in Devon, England.

Bernard Leach with his son, David and students in the Old Pottery in St. Ives, England. From the Bernard Leach archive at the Crafts Study Centre, University for the Creative Arts, BHL/8999A.

 

Also favorable in his response to ‘Abdu’l-Bahá was another enthusiast for modernism, Professor Michael Sadler. A progressive educationalist and university administrator, Sadler was president of the Leeds Arts Club, which mixed socialist and anarchist politics with the philosophy of Nietzsche, suffragette feminism, Theosophy, avant-garde art, and poetry. Sadler built up a remarkable collection of art, including a Symbolist masterpiece by Paul Gauguin and works by the Russian Expressionist painter Wassily Kandinsky, at a time when his paintings were either unknown or dismissed in London, even by well-known supporters of modernism. In Kandinsky’s seminal 1911 treatise, Über das Geistige in der Kunst (Concerning the Spiritual in Art), translated into English by Sadler’s son, the painter proposed that abstraction in painting was the best weapon for transforming a corrupt, materialist society.

Michael Sadler

Michael Sadler presided over ‘Abdu’l-Bahá’s farewell talk at the conclusion of His first visit to London, on 29 September 1911, saying:

We have met together to bid farewell to ‘Abdu’l-Bahá, and to thank God for his example and teaching, and for the power of his prayers to bring Light into confused thought, Hope into the place of dread, Faith where doubt was, and into troubled hearts, the Love which overmasters self-seeking and fear.

Though we all, among ourselves, in our devotional allegiance have our own individual loyalties, to all of us ‘Abdu’l-Bahá brings, and has brought, a message of Unity, of sympathy and of Peace. He bids us all be real and true in what we profess to believe; and to treasure above everything the Spirit behind the form. With him we bow before the Hidden Name, before that which is of every life the Inner Life! He bids us worship in fearless loyalty to our own faith, but with ever stronger yearning after Union, Brotherhood, and Love; so turning ourselves in Spirit, and with our whole heart, that we may enter more into the mind of God, which is above class, above race, and beyond time.26‘Abdu’l-Bahá in London. London: Bahá’í Publishing Trust, 1987, p.34.

In January 1913, when ‘Abdu’l-Bahá travelled to Edinburgh, Scotland’s main proponents of modernist painting—known as the Scottish Colourists—were working abroad in France, where their pictures were exhibited and sold predominately by the Paris gallery managed by Horace Holley. Symbolism, however, was a strong component of the Celtic Revival movement, in which artists and writers drew inspiration from the ancient myths and traditions of Gaelic literature and the early British mediaeval style to create art in a modern idiom. While in Edinburgh, ‘Abdu’l-Bahá spoke with a number of artists through introductions from leading Celtic Revivalist Sir Patrick Geddes, the celebrated philanthropist and town planner (who also had the dubious honor of being “blasted” by Wyndham Lewis). Geddes presided over a public gathering with ‘Abdu’l-Bahá, saying of Him:

We approve of the ideal He lays before us of education and the necessity of each one learning a trade, and His beautiful simile of the two wings on which society is to rise into a purer and clearer atmosphere, put into beautiful words what was in the minds of many of us. What impressed us most is that courage which enabled Him, during long years of imprisonment, and even in the face of death, to hold fast to His convictions.27H.M. Balyuzi. ‘Abdu’l-Bahá: The Centre of the Covenant. Oxford: George Ronald Publisher, 1971, p.365.

Geddes invited ‘Abdu’l-Bahá to visit a protégé of his, the painter John Duncan and Duncan’s wife Christine who had connections to ‘Abdu’l-Bahá’s friends Wellesley Tudor Pole and Alice Buckton, who shared in her Spiritualist interests. Among Duncan’s paintings, ‘Abdu’l-Bahá viewed St. Bride—now housed in the Scottish National Gallery of Modern Art—depicting the Irish saint who, legend has it, was transported by angels from Ireland to Bethlehem to attend the birth of Christ. ‘Abdu’l-Bahá reportedly blessed the paintings, much to the delight of the Duncans.

John Duncan, “Saint Bride”

At the Edinburgh College of Arts, ‘Abdu’l-Bahá also encouraged a prize-winning sculptor, Fanindra Nath Bose, from Calcutta. ‘Abdu’l-Bahá praised Bose’s work, suggesting he return to India to found a new school of sculpture.28H.M. Balyuzi. ‘Abdu’l-Bahá: The Centre of the Covenant. Oxford: George Ronald Publisher, 1971, p.11. Later in 1913, Bose relocated to Paris to work under the great sculptor Auguste Rodin, which led to his becoming part of the “new sculpture” movement in Britain, creating small, figurative, Symbolist statues.

In addition to conversing with artists, ‘Abdu’l-Bahá occasionally agreed to have His portrait painted. During the nine days in April 1913 that He stayed in Budapest, Hungary, He sat three times for Róbert Nádler, a celebrated painter and teacher at the Academy of Fine Arts and president of the city’s Theosophical Society. Two decades later, Nádler warmly recalled the experience, saying, “I saw with admiration that in his facial expression peace, clean love, and perfect good intentions reflected themselves. He saw everything in such a beatific light; he found everything beautiful the outer life of the city, as well as the souls of its inhabitants.”29Cited in Martha Root, “‘Abdu’l-Bahá’s Visit to Budapest”, in Kay Zinky, ed., Martha Root: Herald of the Kingdom. New Delhi: Bahá’í Publishing Trust, 1983, pp.361-370 Nádler’s sympathetic painting of ‘Abdu’l-Bahá is unique among the portraits made of Him, taking an Impressionistic impasto approach, particularly in the treatment of ‘Abdu’l-Bahá’s gossamer-like beard, made up of rhythmic brushstrokes.

Portrait of ‘Abdu’l-Bahá by Róbert Nádler, a celebrated painter and teacher at the Academy of Fine Arts and president of the city’s Theosophical Society

During ‘Abdu’l-Bahá’s nine-month sojourn in North America, the most well-known literary personality to encounter Him was the Syrian-born, Lebanese-American writer and artist Kahlil Gibran, a central figure of Arabic literary modernism. Gibran arrived in New York City at the end of April 1911, his creative horizons having expanded during his exposure to modernists in Paris. Greenwich Village, where Gibran settled, was a gathering place for radical political and bohemian thinkers who were committed to an imminent revolution in human consciousness and social change. Art, they believed, would provide people with new values, giving rise to a new social order. In 1913, modern European art arrived forcefully in New York, when astonished Americans saw for the first time more than 300 avant-garde works at the infamous Armory Show. While remaining unmoved by most of the pieces on display, Gibran was sensitive to the motivations of modern artists, saying, “… the spirit of the movement will never pass away, for it is real—as real as the human hunger for freedom.”30Jean Gibran and Kahlil Gibran. Kahlil Gibran: His Life and World. Edinburgh, Canongate Press, 1992, p.252

Gibran “simply adored” ‘Abdu’l-Bahá, recalled Juliet Thompson, who was Gibran’s neighbour. “He was with Him whenever he could be.”31Marzieh Gail, “Juliet Remembers Gibran”, Other People, Other Places. Oxford: George Ronald Publisher, p.230. On 19 April 1912, Gibran sketched a portrait for which ‘Abdu’l-Baha sat and, for the rest of his life, “often talked of Him, most sympathetically and most lovingly.”32Marzieh Gail, “Juliet Remembers Gibran”, Other People, Other Places. Oxford: George Ronald Publisher, p.230. ‘Abdu’l-Bahá may well have been a source of inspiration for Gibran’s most famous work, The Prophet. The name of the book’s main protagonist Almustafa, it has been posited, resembles that of ‘Abdu’l-Bahá with only the consonants changed,33See David Langness, ‘The Bahá’í influence on Kahlil Gibran’s The Prophet’. https://bahaiteachings.org/bahai-influence-on-kahlil-gibrans-the-prophet/ and the villagers in the narrative refer to him as ‘The Master,’ an appellation commonly used in relation to ‘Abdu’l-Bahá. While Thompson did not later recall there being any definite connection between The Prophet and Gibran’s meeting with ‘Abdu’l-Bahá, the author did tell her that when he was writing The Son of Man, “he thought of ‘Abdu’l-Bahá all through.”34Gail, Other People, Other Places, p.228 He also expressed his intention—though it was never realised—to write a book specifically about ‘Abdu’l-Bahá.

Portrait of ‘Abdu’l-Bahá by Kahlil Gibran, 1912.

Juliet Thompson also arranged for ‘Abdu’l-Bahá to sit for the outstanding photographer Gertrude Käsebier. Since 1899, Alfred Stieglitz—a prominent New York gallery owner who championed American modernism—had promoted photography through his ‘Photo-Secession’ movement, which aimed to advance photography as a serious new art form and exhibit the finest work by American practitioners. Käsebier, who Stieglitz deemed to be the leading artistic portrait photographer of the day, was at the heart of Photo-Secession and believed the medium could be a particularly suitable art form and source of income for women. “I earnestly advise women of artistic tastes to train for the unworked field of modern photography,” she said in a lecture. “It seems to be especially adapted to them, and the few who have entered it are meeting a gratifying and profitable success.”35Cited in Stephen Petersen and Janis A. Tomlinson, eds. Gertrude Kasebier – The Complexity of Light and Shade. University of Delaware Press, 2013, p.11.

Käsebier had distinguished herself by her sympathetic, powerful portraits of America’s indigenous peoples, focusing on their expressions and individuality, rather than costumes and customs, a sensitivity she deployed in her portrait session with ‘Abdu’l-Bahá on 20 June 1912. “I shall never forget the Master’s beauty in the strange cold light of her studio,” wrote Thompson in her diary, “a green, underwater sort of light, in which He looked shining and chiselled, like the statue of a god. But the pictures are dark shadows of Him.”36Juliet Thompson. The Diary of Juliet Thompson. Los Angeles: Kalimát Press, 1983, p.317. Kasebier, though, told Thompson afterwards, that she would like to live near Him.

Photograph of ‘Abdu’l-Bahá by Gertrude Käsebier during her portrait session with Him on 20 June 1912

Although those who came into contact with ‘Abdu’l-Bahá were deeply impacted by His presence and personality, some appear not to have consciously or explicitly made the profound connection between the Revelation He propagated and the revolutionary period during which they were making their distinctive mark. Yet, other leading modernists did respond more directly and thoughtfully to His Message.

The June 1912 edition of the National Association for the Advancement of Colored People’s official magazine The Crisis published ‘Abdu’l-Bahá’s speech at its fourth conference.

One of the Bahá’í principles promulgated with urgency by ‘Abdu’l-Bahá during His travels in the United States was the elimination of racial prejudice. His address at the fourth conference of the National Association for the Advancement of Colored People (NAACP) made a strong impact, for example, on sociologist and writer W.E.B. Du Bois, who published ‘Abdu’l-Bahá’s speech in full in the June 1912 edition of the NAACP’s official magazine The Crisis and made Him one of the ‘Men of the Month’ in the July issue. The Bahá’í teachings on race unity also resonated forcefully with Alain LeRoy Locke—the philosophical architect of the Harlem Renaissance artistic movement, which aimed to create a body of African American writing and art comparable to the best from Europe, to celebrate and transcend the stereotypes of black American culture and encourage social integration. Locke asserted that, drawing on African American sources, black “artists could transcend the narrow conventions of Western art creating a genuinely human art.”37Willliam B. Scott and Peter M. Rutkoff. New York Modern – The Arts and the City. Baltimore: John Hopkins University Press, 1999, p.139.

Alain LeRoy Locke

Locke formally accepted the Bahá’í Faith in 1918. Five years later, making his first pilgrimage to the Bahá’í Shrines in the Holy Land, he had a profoundly affecting experience in the Shrine of the Báb and the Shrine of ‘Abdu’l-Bahá, where he became “strangely convinced that the death of the greatest teachers is the release of their spirit in the world. …”38Alain Locke. “Impressions of Haifa”, The Bahá’í World Vol.3, 1928-1930. Wilmette: Bahá’í Publishing Trust, 1980, p.280.

Through their encounters with ‘Abdu’l-Bahá, then, thousands of souls in the West came into direct contact with the human embodiment of the spiritual forces released by the Revelation of Bahá’u’lláh, a Revelation through which, although few of them discerned it, “… the whole creation was revolutionized, and all that are in the heavens and all that are on earth were stirred to the depths.”39Bahá’u’lláh. Prayers and Meditations. Wilmette, Ill.: Bahá’í Publishing Trust, 1987, CLXXVIII, p.295 One particular aspect of that Revelation, of which most of the artists and writers He met probably remained unaware, concerned the radical redefinition of art as being an act of worship. ‘Abdu’l-Bahá described it thus to Juliet Thompson:

I rejoice to hear that thou takest pains with thine art, for in this wonderful new age, art is worship. The more thou strivest to perfect it, the closer wilt thou come to God. What bestowal could be greater than this, that one’s art should be even as the act of worshipping the Lord? That is to say, when thy fingers grasp the paintbrush, it is as if thou wert at prayer in the Temple.40Extract from a Tablet of ‘Abdu’l-Bahá, www.bahai.org/r/925134802

This consecration of humanity’s creative pursuits would, as ‘Abdu’l-Bahá foresaw it, in the centuries ahead give rise to “a new art, a new architecture, fused of all the beauty of the past, but new.”41Cited in Star of the West, Vol.VI No.4, 15 May 1915, pp.30-1. Despite all of its cultural ferment and experimentation, then, the early years of the twentieth century—with its “landscape of false confidence and deep despair, of scientific enlightenment and spiritual gloom,”42Century of Light. Haifa, Bahá’í World Centre, 2001, p.7. a landscape on which the “luminous figure of ‘Abdu’l-Bahá”43Century of Light. Haifa, Bahá’í World Centre, 2001, p.7 appeared— might thus be seen merely as the first streaks of the dawn of a “new cycle of human power.”44‘Abdu’l-Bahá in London. London: Bahá’í Publishing Trust, 1987, p.19.

 

The author is grateful to Debra Bricker Balkan, Hari Docherty, Dannah Edwards, Sky Glabush, Jan Jasion, Michael Karlberg, Arlette Manasseh, Anne Perry, and Nathan Rainsford for their assistance in the preparation of this essay.

By Gustavo Correa

In neighborhoods and villages around the world, tens, hundreds, and in some places, thousands of people, inspired by the teachings of Bahá’u’lláh, are engaged in activities that aim to “build community.” In their efforts, we can already see signs of the emergence of new patterns of collective life: a village coming together regularly at the hour of dawn to summon divine assistance before the day’s work; a group of people combining skills and knowledge to carry out a reforestation project; neighbors consulting on ways to establish classes for the spiritual education of their children; a population beginning to shed age-old prejudices and build new patterns of interaction based on justice and unity; young adults, in rural and urban settings, initiating small-scale agricultural projects to support their communities—examples like these and many more are springing up from every continent and multiplying.

The current global crisis has raised awareness about the importance of human solidarity and collective action. Within this context, it seems timely to ask ourselves: What is the place of community in our modern world and what is the kind of community towards which we aspire?

The image that is evoked by the word community can be quite different from one person to the next. Some think of a community simply as those who live in the same geographic area, regardless of whether its members interact; others use the word to refer to a collection of people who share common interests or are motivated by the pursuit of a common goal; and, for many, community is seen as a population that shares a common ethnic identity and set of traditions. We also come across people who believe that the sense of togetherness that we need as human beings can be fulfilled through virtual networks, and some thinkers even predict that the whole concept of a community as it has been traditionally known will eventually disappear.

Although certain aspects of the conceptions above may be valuable, the relationships that sustain society are also being reconceptualized by many in light of the teachings of Bahá’u’lláh. Our understanding of community, then, will need to move beyond anything humanity currently knows or has experienced. To build a common vision of community, we turn to the messages of the Universal House of Justice. For instance, in 1996, the House of Justice described a community as

a comprehensive unit of civilization composed of individuals, families, and institutions that are originators and encouragers of systems, agencies and organizations working together with a common purpose for the welfare of people both within and beyond its borders; it is a composition of diverse, interacting participants that are achieving unity in an unremitting quest for spiritual and social progress.1Universal House of Justice, Riḍván 1996. Available at www.bahai.org/r/045175659

The House of Justice has also written about “vibrant communities,” describing them as being characterized by “tolerance and love and guided by a strong sense of purpose and collective will” and explaining that they provide an “environment in which the capacities of all components––men, women, youth and children––are developed and their powers multiplied in unified action.”2Universal House of Justice, from a letter to the Conference of the Continental Boards of Counsellors dated 26 December 1995. Available at www.bahai.org/r/864076551

Over the past decade, Bahá’í community-building efforts have unfolded in smaller geographic areas like neighborhoods and villages. This process has been very similar to the organic processes that take place in nature. Indeed, creating something new in social reality is, like the growth of a tree, an organic process that begins by planting a seed in fertile soil.

The process begins with a group of people inspired by a hopeful vision of change who take action together within the context of a neighborhood or village. The initial steps they take are not random or haphazard but rather unfold within a framework defined by the growing experience of the worldwide Bahá’í community. The various elements that cohere to advance this process include classes for the spiritual education of children; groups of junior youth who, together with an older youth, support one another, study together, and carry out acts of service; the opening of homes and community centers for collective prayer and discussions about the progress of a neighborhood or village; regular visits by neighbors to meet with one another and strengthen bonds of friendship; educational programs for youth and adults in which they reflect on the spiritual dimension of life and prepare themselves for a life of service; and in some places, initiatives that seek to enhance the social and material well-being of a population. Whatever the form and arrangement of activities, however, the process of community building is a process of transformation in which a population takes ownership of its own spiritual and social development.

The fruit of the process of community building is a unit of civilization that is characterized by the principles and teachings of Bahá’u’lláh. The House of Justice has explained the long-term nature of these efforts:

The work advancing in every corner of the globe today represents the latest stage of the ongoing Bahá’í endeavour to create the nucleus of the glorious civilization enshrined in His teachings, the building of which is an enterprise of infinite complexity and scale, one that will demand centuries of exertion by humanity to bring to fruition. There are no shortcuts, no formulas. Only as effort is made to draw on insights from His Revelation, to tap into the accumulating knowledge of the human race, to apply His teachings intelligently to the life of humanity, and to consult on the questions that arise will the necessary learning occur and capacity be developed.3Universal House of Justice, Riḍván 2010. Available at www.bahai.org/r/178319844

We are, of course, too early in these efforts to know exactly what the entire process looks like, what stages we will have to pass through, what obstacles we might face along the way, and what capacities will need to be developed at each stage of development by the members of the community, individually and collectively. These are questions we must ask ourselves in the years and decades to come, and answers to these questions will become clear to us as we engage in a systematic process of learning.

Much has already been learned about the early stages of community building: A group of people turns to the sacred Writings and the guidance of the Universal House of Justice and takes action within a framework defined by the growing experience of the worldwide Bahá’í community; it draws insights from the existing body of knowledge and reflects on experience; it has regular conversations in which questions are asked and ideas are clarified; and, as understanding advances, the group adjusts its plans, approaches, and activities. The result is that its efforts become more and more effective, and the process it is trying to promote advances. In this way, the Bahá’í community is gradually developing its capacity to operate in a mode of learning and, as an organic global community, is advancing collectively.

As people learn more about the process of community building and how to effectively contribute to it, certain questions arise. For instance, what is my conception of community and what contributions can I make to the development of my community? What are those qualities, skills, and abilities that need to be developed in individuals and in groups to build vibrant communities? What are the things that are needed to enhance the relationships in a community? In seeking answers to these questions, we turn to the guiding and operating principles involved. As we understand these principles better and internalize them, they begin to find expression in our actions. They influence how we see ourselves in relation to others which in turn influences how we interact with others.

There are many principles that are relevant to the process of community building. Foremost among these is the oneness of humankind. Shoghi Effendi, the Guardian of the Bahá’í Faith, talked about the principle of oneness as “the pivot round which all the teachings of Bahá’u’lláh revolve.”4Shoghi Effendi, The World Order of Bahá’u’lláh. Available at www.bahai.org/r/264008982 He said that it cannot be seen as a “mere outburst of ignorant emotionalism or an expression of vague and pious hope” and that it cannot be merely identified with the “reawakening of the spirit of brotherhood and good-will among men.”5Ibid. It has profound implications for every aspect of the organized life of society. Having the principle of oneness in mind as the guiding and operating principle sheds light on the process of community building and gives direction to our efforts as participants.

In His letter to Queen Victoria, Bahá’u’lláh writes: “Regard the world as the human body.” This metaphor of the human body, or a living organism, was also often used by ‘Abdu’l-Bahá when He wanted to illustrate the implications of the principle of the oneness of humankind. Like any analogy, there are limits to how much it can explain. Nevertheless, like the elements of the human body, “all the members of this endless universe are linked one to another.” He urged us to act as the members of one body, each connected to the other with “a linkage complete and perfect” 6‘Abdu’l-Bahá, Selections from the Writings of ‘Abdu’l-Bahá. Available at www.bahai.org/r/189063524 and contributing its part for the benefit of the whole. He said that “man cannot live singly and alone. He is in need of continuous cooperation and mutual help… He can never, singly and alone, provide himself with all the necessities of existence. Therefore, he is in need of cooperation and reciprocity.” The House of Justice, in commenting on this metaphor, has further explained:

In the human body, every cell, every organ, every nerve has its part to play. When all do so the body is healthy, vigorous, radiant, ready for every call made upon it. No cell, however humble, lives apart from the body, whether in serving it or receiving from it. This is true of the body of mankind in which God “has endowed each humble being with ability and talent”7Universal House of Justice, letter of September 1994 to the Bahá’ís of the World regarding subject of universal participation. Bahá’í Reference Library. Available at www.bahai.org/r/874127903

Some characteristics of the living organism suggest where to focus our efforts as individuals. For example, the cells of the body are intimately connected to each other; their existence is purely in relation to the whole body. There is no possibility for the cell to live without its connection to the rest. The purpose of the cell is to maintain the health of the body and, at the same time, its life depends on it. In this regard, a characteristic that stands out is the necessity for the basic units of the organism to be selfless. Cells, in their very essence, are selfless. They are made that way. They adapt their functions in order to respond to unforeseen needs or emergencies or to protect the organism. The cell also takes only what it needs from the organism. The behavior of healthy cells in the body illustrates well the high standard that the individual whose purpose is to work for the common good aspires to as a member of a group or community. This implies, for instance, giving of one’s time and energy generously, sacrificing when the situation requires it, being detached from the results of what we do, and carrying out our actions with sincerity and purity of heart.

This concept of selfless service and the responsibilities that everyone has in accomplishing the collective aim have many implications for the way we relate to others and to our work. It adds significance to various roles and responsibilities that we undertake. To see ourselves like the cells of the body implies that each of us gives our very best in fulfilling our responsibilities; each one is conscious that everything he or she does influences the functioning of the community. And since each of us is responsible not only for his or her part but also for the functioning of the whole, cooperation and reciprocity should characterize relationships. In such an environment, everyone strives to draw out the best in people and to help others develop their full potential and takes joy in the progress of others.

This concept of selfless service also has implications for the manner in which we approach the acts of service we undertake and our various roles and responsibilities in a community. Serving with selflessness and diligence requires making choices, because, unlike the cells, we have free will. To put the interests of the collective before our own and to devote ourselves to doing things with excellence; to be ready to collaborate; to prefer our brothers and sisters over ourselves; to orient ourselves toward that which brings about the well-being of the community; to move beyond the inertia that sometimes holds us back from working to the best of our ability––all of these are individual choices that have to be made consciously. To give of ourselves is embedded in our nature; it is a capacity within us that can be developed and strengthened through constant effort, prayer, reflection, and the acquisition of knowledge. Maybe a word of caution is also needed here: To put the interest of the community before our own does not imply that we lose our individuality. We do not become dissolved in the community. There are many references in the Writings that shed light on the question of serving the common good.

O My Servant!
Thou art even as a finely tempered sword concealed in the darkness of its sheath and its value hidden from the artificer’s knowledge. Wherefore come forth from the sheath of self and desire that thy worth may be made resplendent and manifest unto all the world.8Bahá’u’lláh, The Hidden Words. Available at www.bahai.org/r/261142065

Senses and faculties have been bestowed upon us, to be devoted to the service of the general good; so that we, distinguished above all other forms of life for perceptiveness and reason, should labor at all times and along all lines, whether the occasion be great or small, ordinary or extraordinary, until all mankind are safely gathered into the impregnable stronghold of knowledge.9‘Abdu’l-Bahá, The Secret of Divine Civilization. Available at www.bahai.org/r/574361742

How excellent, how honorable is man if he arises to fulfil his responsibilities; how wretched and contemptible, if he shuts his eyes to the welfare of society and wastes his precious life in pursuing his own selfish interests and personal advantages.10Ibid.

In these early stages of building this new kind of community that reflects the divine teachings, we have to learn how to manage the apparent tension between pursuing our own interests and contributing to the common good. It is a very real tension within human beings. Undoubtedly, this will always be the case, since it is part of human nature. ‘Abdu’l-Bahá has explained:

Man is in the ultimate degree of materiality and the beginning of spirituality; that is, he is at the end of imperfection and the beginning of perfection. He is at the furthermost degree of darkness and the beginning of the light. That is why the station of man is said to be the end of night and the beginning of day, meaning that he encompasses all the degrees of imperfection and that he potentially possesses all the degrees of perfection. He has both an animal side and an angelic side, and the role of the educator is to so train human souls that the angelic side may overcome the animal. Thus, should the divine powers, which are identical with perfection, overcome in man the satanic powers, which are absolute imperfection, he becomes the noblest of all creatures, but should the converse take place, he becomes the vilest of all beings. That is why he is the end of imperfection and the beginning of perfection.11‘Abdu’l-Bahá, Some Answered Questions. Available at www.bahai.org/r/265818142

Although this tension will always be there, the Bahá’í writings also explain that the desire to do good is inherent in human nature because we are created noble. This desire to do good, however, needs to be cultivated and strengthened. It is through faith and our spiritual alignment with the will of God that we are enabled to do this.

The image of the functioning of the human body also gives us insights into the quality of the relationships that should exist within a healthy community. In the human body, we can appreciate how healthy interactions take place and how they contribute to maintaining unity and harmony among the diverse parts. Different organs, each with their own assigned functions, work together to allow new capacities to emerge––capacities that are manifested only when all the parts are functioning properly, each in its own sphere, and in perfect synchronization. Some of these capacities are associated with a specific organ while others do not belong to any particular one; the emergence of such capacities requires cooperation and reciprocity among the parts of the body. Whenever this cooperation breaks down or is replaced by competition, the body’s ability to manifest these capacities is inhibited.

The intention of this presentation is not to present a thorough analysis of the process of community building. It is simply to share a few ideas for reflection on the efforts of Bahá’í communities worldwide to bring about a new kind of community and ultimately contribute to the emergence of a peaceful and just world civilization envisioned in the sacred Writings. In this connection, we have spent some time examining the implications of the principle of the oneness of humankind. The analogy of a human body was used to see how the principle of oneness is foundational to our conception of a community and guides our choices and our actions.

The Bahá’í world is still in the early stages of the process of community building, and there is a great deal to be done before the process reaches fruition. In light of the challenges facing humanity, the task before us may seem daunting indeed, but we are committed to this process over the long term and are inspired to make constant efforts to better understand the relevant principles and to reflect this understanding in our approaches. We draw on spiritual forces to assist us and to propel us forward, and the most powerful force binding us together is the force of universal love. ‘Abdu’l-Baha addresses us: “Strive to increase the love-power of reality” and “to make your hearts greater centers of attraction and to create new ideals and relationships.”12‘Abdu’l-Bahá, ‘Abdu’l-Bahá on Divine Philosophy, (Boston: The Tudor Press, 1918), 107. Love, He writes, is “the magnetic force that directeth the movements of the spheres in the celestial realms” and “the establisher of true civilization in this mortal world.”13‘Abdu’l-Bahá, Selections from the Writings of ‘Abdu’l-Bahá. Available at www.bahai.org/r/407306067

By June Manning Thomas

June Manning Thomas, Professor Emerita of Urban and Regional Planning at the University of Michigan, specializes in social equity and racial justice related to urban planning and civil rights. She is author of a number of books and articles.

Lack of unity among people of various races, ethnicities, and classes is a major problem for human society. Many nations face such disunity, which can cause social conflict, lack of empathy for “others,” discrimination, and exploitation. Bahá’ís think of such problems as symptoms; the illness is absence of the unity of the human race. One subset of the unity that is necessary is racial unity. As the term is used here, racial unity focuses on unity among various racial and ethnic groups.

Eliminating individual prejudice is a necessary, but insufficient, part of promoting racial unity. Human beings have embedded racial disunity within geographic space, where it is hard to change and is reinforced by political, economic, and social boundaries. Thus, individual people may believe themselves free of racial prejudice, but they may face no or weak testing of this belief if they are isolated in geographic circumstances that solidify racial disunity. Spatial geography can reinforce systemic racial discrimination.

This is a difficult problem, but throughout its history the Bahá’í Faith has always championed racial unity, even in difficult circumstances. Direct guidance from the Head of the Faith, in each period of Bahá’í history, has consistently counseled the Bahá’ís to abandon prejudice against different races, religions, ethnicities, and nationalities. In addition, the Bahá’í community has purposefully aimed to increase diversity within its own religious community by inviting people of diverse races, ethnicities, and nationalities into its ranks. The approach that the worldwide Bahá’í community now uses builds on these historic principles and strategies, while extending beyond them to offer lasting social transformation for all people in a community. It offers the world a process that can help promote racial unity, even in situations of geographic disunity. Considering how to accomplish this requires strategic thinking.

The Bahá’í Plans and Spatial Unity

The worldwide Bahá’í community’s dedication to the principle of racial unity dates back to the founding of the religion. Bahá’ís have held fast to key principles related to the unity of humanity, in general, and to racial unity, specifically, while learning to develop flexible new strategies that recognize contemporary challenges. They have done so within the framework of global plans that guide the growth and development of the Bahá’í community worldwide.

Since its birth in Iran in the mid-nineteenth century, the Bahá’í Faith has given rise to a religious community with significant capacity to unite people across traditional barriers of race, class, nationality, gender, and creed. Its cardinal teaching is the oneness of all humanity. Bahá’í administrative institutions have paid special attention to the issue of racial disunity in North America; much guidance on the subject relates to that continent. This has been true ever since the head of the Faith at that time, ‘Abdu’l-Bahá, visited North America in 1912. Through both word and deed, He emphatically encouraged interracial fellowship and disavowed traditional norms of racial segregation and discrimination. He urged people to overcome racial barriers through means such as intermarriage and multiracial meetings, and He praised the beauty of such diversity. These were remarkable exhortations for that time, when interracial marriage was illegal in many American states and Jim Crow laws discouraged free association between people of different racial backgrounds.1“Jim Crow” was the label given to a set of state and local laws upheld in the southern United States and dating mostly from the late nineteenth century. Designed to separate blacks and whites in most social and economic settings, they covered such institutions and places as public schools, public transportation, food establishments, and public facilities such as parks. The principles He enunciated for North America also pertained to the world with all its various forms of prejudice and social conflict.

Following His visit, in letters sent to the North American Bahá’í community and later published collectively as Tablets of the Divine Plan, Abdu’l-Bahá presented a visionary spatial strategy for unity of the world’s peoples. He asked North American Bahá’ís to travel first to other states and provinces in their own countries and then to a long list of countries, territories, and islands in the Americas, Africa, Asia, and Europe, spreading the unifying teachings of the Bahá’í Faith to peoples of diverse race and ethnicity. He also placed great importance on teaching America’s indigenous populations. His vision was to “establish the oneness of the world of humanity.”2‘Abdu’l Bahá, Tablets of the Divine Plan (Wilmette: Bahá’í Publishing Trust, 1993), 42.

When leadership of the worldwide Bahá’í community passed to Shoghi Effendi, the grandson of ‘Abdu’l-Bahá, in 1921, he continued to emphasize interracial fellowship as a path to racial unity, even when custom discouraged such fellowship. Starting in the 1920s, his letters to North American Bahá’ís addressed these issues, with his most forceful communication being the book-length 1938 letter The Advent of Divine Justice. In that work, he laid out principles for the success of a global plan for the growth and development of the Bahá’í community. This Seven Year Plan covered the years 1937 through 1944 and encouraged North American Bahá’ís to travel to other North, Central, and South American states, provinces, territories, and countries—many of them mentioned in ‘Abdu’l-Bahá’s Tablets of the Divine Plan—to share with peoples of all races, nationalities, and ethnicities the teachings of Bahá’u’lláh. Bahá’ís were encouraged to reach out in particular to “the Negro, the Indian, the Eskimo, and Jewish races. … No more laudable and meritorious service can be rendered …”3Shoghi Effendi, The Advent of Divine Justice (Wilmette: Bahá’í Publishing Trust, 1984), 45. This letter was completed in December 1938 and published in book form the next year; these were the terms (“Negroes,” “Indians”) used for those populations at that time. Among the three major requirements for success of that plan was freedom from racial prejudice, a necessary precondition in that momentous spiritual endeavor to share the Faith with diverse people. 4The other two of three principles were rectitude of conduct, primarily for institutions, and a chaste and holy life for individuals. The assumption in the two subsequent global plans that Shoghi Effendi initiated, the second Seven Year Plan (1946-53) and the Ten-Year Crusade (1953-63), was that freedom from racial prejudice would continue to be important as the geographic scope of the Faith expanded to the entire world. 5For confirmation of the current relevance of these principles, see Universal House of Justice, 4 March 2020, letter to an individual, par. 3, reprinted in “Extracts from Letters Written on behalf of the Universal House of Justice to Individual Believers in the United States on the Topic of Achieving Race Unity, 1996-2020.” Notably, each global plan aimed to increase the number of nationalities, tribes, ethnicities, and races represented within a faith that could then shelter its members from the pernicious influences of division, prejudice, and materialism. As “pioneers” spread the Bahá’í teachings, thus increasing the Faith’s reach and diversity, Shoghi Effendi illustrated detailed global maps showing the increasing number of tribes, ethnicities, and peoples who were joining the Bahá’í Faith worldwide. 6Pioneers are Bahá’ís who travel to other places in support of the global plans. Usually moving without financial support from the Bahá’í Faith, they find jobs or other means of income and live among their new population as contributing members of the community. In addition to The Advent of Divine Justice, see for more description of the global plans: Melanie Smith and Paul Lample, The Spiritual Conquest of the Planet: Our Response to Global Plans (Palabra Press, 1993) and June Thomas, Planning Progress: Lessons from Shoghi Effendi (Association for Bahá’í Studies, 1999).

Since its first election in 1963, the worldwide governing body of the Bahá’í Faith, the Universal House of Justice, has continued to champion the central principles of racial unity and diversity. Between 1964 and 1996, it launched five global plans that reached the world’s diverse peoples in various ways, such as by sending travelers to various countries. 7“Preface,” The Four Year Plan: Messages of the Universal House of Justice (Palabra Publications, 1996), iii. As time passed, however, it became increasingly obvious that the ability of the Bahá’í community to effectively contribute to constructive social change and new models of social organization was limited. One reason was that, despite its wide geographic spread, the Bahá’í community was still relatively small in number. The other was the lagging moral and spiritual state of the world’s people in the face of rapid social, scientific, and technological developments and of a rampant materialism.

Place and the Institute Process

In a new series of global plans initiated in 1996 with the call for a “network of training institutes,” the worldwide Bahá’í community began to approach expansion in a different way.8The Universal House of Justice initiated in 1996 a series of five plans that would lead the worldwide community until 2021, the anniversary of the death of ‘Abdu’l-Bahá. “Preface,” The Five Year Plan, 2011-2016: Messages of the Universal House of Justice (Palabra Publications, 2013), iii. One innovation was the creation of training institutes. These “centers of learning” aim to build human resources and improve communities through a spiritually-based training program designed for different age groups, ranging from children to adults.9Universal House of Justice, Ridvan 1996 letter, par. 28 and 29. Listed are only a few of the skills that the training institute facilitates. They embody a form of distance education that can reach even remote areas of the globe. By 1999, these centers of learning had made “significant strides in developing formal programmes and in putting into place effective systems for the delivery of courses.”10Universal House of Justice, 26 November 1999 letter, par. 2. The program involves direct education as well as participatory study circles open to youth and adults, with all activities open to people of all faiths, races, and creeds. The Universal House of Justice calls the efforts for capacity building for advancing community building and propelling social change the “institute process.” After a few years of reflective learning, the worldwide Bahá’í community adopted, from among several options, the curriculum that first arose from the Ruhi Institute in Colombia.

As the Universal House of Justice learned more about the institute process and as Bahá’ís gained more experience with Ruhi educational materials, they began to focus their efforts on neighborhoods and villages.11Bahá’ís organized groups of metropolitan areas, cities, villages, or rural areas into “clusters,” defined by Bahá’ís but based on existing secular conditions, specifically “culture, language, patterns of transport, infrastructure, and the social and economic life of the inhabitants.” Universal House of Justice, 9 January 2001 letter, par. 10. The Universal House of Justice sent messages between 2010 and 2016 that described salutary experiences in several such receptive locations. It advised the world’s Bahá’ís to look for “smaller pockets of the population” that would benefit from the institute process. It defined such pockets: “in an urban cluster, such a centre of activity might best be defined by the boundaries of a neighbourhood; in a cluster that is primarily rural in character, a small village would offer a suitable social space for this purpose.”12Universal House of Justice, Ridvan 2010 letter, par. 5.

In such places, the role of the institute would be both to nurture the population spiritually and to enable the building of capacity and community. The means for doing so were deeply participatory: to “enable people of varied backgrounds to advance on equal footing and explore the application of the teachings to their individual and collective lives.”13Universal House of Justice, Ridvan 2010 letter, par. 5, 14. By 2013, the Universal House of Justice could report clear evidence for the power of “community building by developing centers of intense activity in neighbourhoods and villages.” In 2016, the Universal House of Justice reported that, because of such strategies, the Teachings of the Faith were influencing people in many different spaces: “crowded urban quarters and villages along rivers and jungle paths.”14Universal House of Justice, 26 March 2016 letter, par. 5.

All of this was an effort to support salutary transformation in the lives and fortunes of the world’s people. In 2015, the Universal House of Justice described the following: “A broader cross section of the population is being engaged in conversations, and activities are being opened up to whole groups at once—bands of friends and neighbours, troops of youth, entire families—enabling them to realize how society around them can be refashioned. … Prevailing habits, customs, and modes of expression all become susceptible to change. … Qualities of mutual support, reciprocity, and service to one another begin to stand out as features of an emerging, vibrant culture among those involved in activities.”15Universal House of Justice, 29 December 2015 letter, par. 24.

Addressing Racial Unity through Institutes

In 2010, the Universal House of Justice bemoaned that “prejudices of all kinds—of race, of class, of ethnicity, of gender, of religious belief—continue to hold a strong grip on humanity.” It noted, however, that its current global plans could “build capacity in every human group, with no regard for class or religious background, with no concern for ethnicity or race, irrespective of gender or social status, to arise and contribute to the advancement of civilization.” It expressed the hope that the process set in place by these plans would steadily unfold to “disable every instrument devised by humanity over the long period of its childhood for one group to oppress another.”16Universal House of Justice, 28 December 2010 letter, par. 34.

Indeed, institute-related activities began to bring into collaboration members of diverse faiths, creeds, and ethnicities, as whole villages, cities, and neighborhoods around the world studied unifying spiritual principles and turned away from separations by race, ethnicity, caste, or class. In 2018, the Universal House of Justice reported on results “from country to country.” “As the work in thousands of villages and neighbourhoods gathers momentum,” it wrote, “a vibrant community life is taking root in each.” The House of Justice then explained that, as this happens, a “new vitality emerges within a people taking charge of their own development. Social reality begins to transform.”17Universal House of Justice, Ridvan 2018 letter, par. 3

The Universal House of Justice sent special assurances to North American believers about the effectiveness of the institute process. Steady promotion of the institute process “will usher in the time anticipated by Shoghi Effendi … when the communities you build will directly combat and eventually eradicate the forces of corruption, of moral laxity, and of ingrained prejudice eating away at the vitals of society.”18Universal House of Justice, 26 March 2016 letter, par. 3. In this letter and in many others, the Universal House of Justice affirmed the potential benefits of the institute process as a tool for racial unity.

The North American community needed such assurance. The United States, especially, continues to experience problems of racial disunity, characterized by lingering racial segregation, social and economic lags for minority-race people, and political/cultural confrontation. Racial prejudice continues to be a problem ingrained in society and in its geographic places. Metropolitan areas in the United States demonstrate spatial inequality, implanted by historic federal and state policies or by ongoing discrimination and exclusionary zoning. Efforts to resolve problems falter: “Any significant progress toward racial equality has invariably been met by countervailing processes, overt or covert, that served to undermine the advances achieved and to reconstitute the forces of oppression by other means.”19Universal House of Justice, 22 July 2020 letter, par. 2.

Not just in the United States, but in other countries, place-based action in small geographic areas could encounter such built-in racial disunity. Many metropolitan areas and cities around the world contain sectors or neighborhoods set aside for specific racial, ethnic, or national groups and habitually marginalize the poor. Spatial segregation by race, ethnicity, or income level persists, often oppressing the disadvantaged. How, then, could the current plan’s institute process, an educational initiative based in discrete neighborhoods or localities—some of them defined by racial exclusion—promote racial unity?

Consider two hypothetical families as examples. The first family lives in a modern metropolitan area. That family lives a life of relative prosperity, is not a “minority,” and holds no antagonism toward people of minority races—although its everyday life is isolated by race and income level. Only families of its own, comfortable income bracket live in its section of the city, because of historic circumstances or municipal laws limiting access. Because of longstanding exclusionary practices, the city where this family lives is home to few minority-race people. Schools are similarly homogeneous, and the family’s children have no friendships with diverse people. How might this family help promote racial unity?

The second family lives in the same metropolitan area. That family is of a minority race and has low income. It lives in an isolated neighborhood, housing families with very similar characteristics to its own. Like the first family, this family also has no antagonism toward other racial groups. Its most challenging issue is not overcoming its own individual prejudices, but surviving in a hostile environment. Its children go to inferior schools; its adults suffer from underemployment or unemployment; and the public services it receives are grossly inferior to the norms for its nation. How might this family make sense of the concept of racial unity, while hemmed in by the geographic proof of disunity?

The Universal House of Justice has explained that different circumstances call for different approaches. Both families and the neighborhoods they live in contain people who can benefit from the institute process, but the utility of the process may manifest itself differently in the two neighborhoods. The specific approach to racial unity would vary as well. Here are four of several possible approaches:

Become free from racial prejudice

The first principle is individual freedom from racial prejudice. The Bahá’í Writings offer much guidance on exactly what this means, but they refer to both attitudes and actions. What binds this guidance is a fundamental recognition of our common humanity and an unwillingness to prejudge people because of race, color, or other exterior characteristics. The Bahá’í teachings also counsel action. In 1927 Shoghi Effendi gave specific spatial advice; he told Bahá’ís to show interracial fellowship “in their homes, in their hours of relaxation and leisure, in the daily contact of business transactions, in the association of their children, whether in their study-classes, their playgrounds, and club-rooms, in short under all possible circumstances, however insignificant they appear.”20Shoghi Effendi, Bahá’í Administration: Selected Messages, 1922-1932 (Wilmette: Bahá’í Publishing Trust, 1995), 130. Bahá’í institutions have continually confirmed the importance of mirroring forth freedom from racial prejudice in both attitude and action.

Both the family of comfortable means and the family of circumscribed means should treat others without racial prejudice, but their charges differ. Although Shoghi Effendi noted that both blacks and whites should make a “tremendous effort,” he called on whites to “make a supreme effort in their resolve to contribute their share to the solution of this problem.” Blacks, in turn, were to show “the warmth of their response” when whites did reach out.21Shoghi Effendi, The Advent of Divine Justice, 33. In conditions of geographic isolation, a majority-race family may need to make special efforts to help promote racial unity. This might require seeking diverse friendships, associations, and social activities, as a matter of general principle and as a service to its own children. It is important to replace racism with “just relationships among individuals, communities, and institutions or society that will uplift all and will not designate anyone as ‘other.’ The change required is not merely social and economic, but above all moral and spiritual.”22Universal House of Justice, 22 July 2020 letter, par. 4.

Reach out to minority peoples

This, too, is a principle enshrined within Bahá’í history and widely assumed in the present activities of the global community.23Universal House of Justice, 29 December 2015 letter, par. 25. This principle applies to both families in our hypothetical examples. Assume they are all Bahá’í. The more privileged family might consider how to help greater numbers of minority people gain access to the capacity-building potential inherent in the institute process. This would require some form of access and communication; fortunately, a range of possibilities exists. In a letter, the National Spiritual Assembly of the Bahá’ís of the United States recommended that Bahá’ís consider homefront pioneering into communities predominantly populated by African-Americans, Native Americans, or immigrants.24National Spiritual Assembly of the Bahá’ís of the United States, 31 January 2018 letter, par. 4. Alternatively, such a family might steer toward mixed-race neighborhoods when it makes its next move from one domicile to another. Another strategy would be to befriend and engage minorities in their own locality, or to reach across municipal boundaries and associate with people who live in areas segregated from their own. This may require a concerted, conscious effort to overcome the geographic boundaries that exist and to offer genuine friendship. The second family, living in a high-minority, low-income area, could find it easier because of location to offer neighbors local opportunities for collaboration as part of the institute process, although that family, too, may face challenges of agency and receptivity.

Utilize the institute process as a matrix for racial unity

The institute process can help build community as a part of a process of social transformation. Both hypothetical neighborhoods could benefit; usefulness of the institute process is not dependent on the socio-economic status or racial characteristics of any geographic area. The institute process can support racial unity in part because it allows people to converse on related topics in a warm and loving atmosphere, and because it allows them to walk together along several paths of service to humanity.25See for example Universal House of Justice, 10 April 2011 letter. Other relevant letters compiled in “Extracts from Letters Written on behalf of the Universal House of Justice to Individual Believers in the United States on the Topic of Achieving Race Unity, 1996-2020.” This process would work best as a tool for racial unity, of course, with diverse participants. For the two families that we have described, both in homogeneous areas, it could be difficult to arrange activities for racially diverse participants, dampening the ability of the institute process to support racial unity. Even so, the spiritual principles enshrined within the institute curriculum are a useful foundation for raising consciousness in people about the importance of racial unity, since those principles include such virtues as respecting the nobility of human beings, valuing kindliness and generosity, seeking justice, and nurturing the life of the soul as opposed to materialistic pursuits. If more people of privilege understood and acted on such principles, this would help counteract self-righteousness, prejudice, and lack of empathy, shortcomings that pose major barriers for racial unity. Likewise, understanding such principles could be of tangible, even life-saving importance for a minority-race family living in a low-income area experiencing social disintegration. Indeed, a main protection against pernicious influences in such a situation may be spiritual education for themselves and for their surrounding neighbors, giving rise to a process of social transformation.

Aim toward social and economic development

We have already mentioned several benefits that could come from engagement in the institute process, including elevation of spiritual dialogue, the education of children, the nurturing of junior youth, and the promotion of moral conduct. All of this could lead to various forms of social action. Built into the institute process is the idea that groups of people can raise up protagonists for social action from within their own communities. This happens by nurturing individuals’ capacity and then enhancing collective capacity as the community consults on possibilities for action that address complex needs. These needs could range from health and welfare to water safety, the provision of food, or neighborhood beautification. Although this level of collective action is still, in some nations, only in embryonic form, in other nations the institute process has led to a flowering of social and economic development initiatives that are borne out of a deep understanding of the needs of local inhabitants of all faiths, races, and ethnicities, joined together in unified action.

Such action could take place in a wide variety of neighborhoods of various economic means. This characteristic would be of particular importance, however, to the hypothetical low-income family. From their perspective, a necessary aspect of “racial unity” could indeed be support for their movement toward sustenance and survival. The training institute could offer short-term support from visiting helpers, teachers, or study circle tutors. The aim, however, would be for residents to arise to become tutors within their own neighborhoods, becoming indigenous teachers and accompanying growing numbers of their fellow residents to contribute to the betterment of their community. The institute process is “not a process that some carry out on behalf of others who are passive recipients—the mere extension of the congregation and invitation to paternalism—but one in which an ever-increasing number of souls recognize and take responsibility for the transformation of humanity.”26Universal House of Justice, 10 April 2011 letter, par. 4. People living in a particular place could begin to reshape their destinies as they engaged growing numbers of friends and neighbors in collective action.

Furthering the Racial Unity Agenda

The struggle for the unity of humanity is a long-term one that requires much concerted action along the way. Members of the Bahá’í Faith have continued to advance international, national, and local plans and efforts designed to further such unity. On the specific matter of racial unity, both ‘Abdu’l-Bahá and Shoghi Effendi provided unifying spiritual guidance within the framework of visionary, international plans designed to bring the world’s people into one human family. They also addressed such matters as how to change both attitudes and actions in order to overcome racial prejudice and help bring about unity. The Universal House of Justice has supported and advanced these strategies.

This worldwide governing body has now offered humanity a potent tool in the form of the institute process, an educational strategy that can help prepare people to build up their communities and contribute their share to the betterment of humanity. The Universal House of Justice has also turned the attention of Bahá’ís to the challenge of helping to bring about such social transformation within small portions of nations, such as villages or neighborhoods that are part of cities or metropolitan areas. This article concerns one of the dilemmas connected with efforts to advance unity, particularly racial unity, in such places: society has segmented people and communities by divisive lines that have cemented disunity. This poses a spatial problem that needs thoughtful action in response.

We used two hypothetical (but realistic) examples to serve as thought experiments, efforts to think through the implications of geographic space for race unity action within the framework of the institute process. The examples were just that; the point is that people in many places face difficulties of various kinds in promoting a race unity agenda in contemporary times. The challenge is to assess our own situations and to take appropriate action. We do know, based on experience from around the globe, that the institute process offers a powerful tool for social transformation and for bringing about several forms of social unity, including racial. It is also capable of raising up individual protagonists who can begin to reshape themselves and their communities in myriad positive ways, a matter of great importance particularly to neighborhoods suffering the consequences of historic racial inequality.

Study circles, a fundamental element of the institute process, have an essential function in what the Universal House of Justice sees as a process of community building starting with spiritual empowerment and moral education, extending to social action at a small scale, and ultimately expanding to include progressively complex community-building projects. The experience that is being gained opens the possibility for the greater influence of spiritual principles in important matters of public discourse, such as racial unity, the environment, health, and other areas of concern. In such ways, the process of implementing Bahá’u’lláh’s vision, furthered by the institutions of His Faith, is advancing.

When calamity strikes, questions concerning the distribution of material resources often follow. The Great Depression gave birth to the New Deal, a series of sweeping government programs and reforms in the United States aimed at immediate economic relief for the “forgotten man.”1Franklin D. Roosevelt’s speech on the “forgotten man” on the eve of his announcing the New Deal. Accessed online from the Pepperdine School of Public Policy (https://bit.ly/3f387Xy) on 9 June 2020. The world wars saw the expansion and consolidation of the modern welfare state via a wave of nationalizations and other measures designed to provide a “cradle-to-grave” safety net in areas like health, education, housing, and retirement benefits. For today’s generation, both the Great Recession of 2008 and the coronavirus pandemic of 2020 exposed great social and economic inequalities and reinvigorated debate as to the causes and consequences of the unequal distribution of economic resources and opportunities. Both crises spurred governments to levels of unprecedented social spending, hundreds of billions to prevent the failure of banks in 2008/9 and hundreds more billions—even trillions—to prevent the grave consequences of mass unemployment in 2020. Yet, notwithstanding renewed interest in the topic and bold government action, and despite the fact that humanity is currently enjoying unprecedented levels of material prosperity, the distribution of material resources—of wealth and income in particular—has grown ever more unequal. In fact, according to one social historian, inequality has, since the Stone Age, always been rising, and only four forces—the “Four Horsemen of Leveling”—have ever managed to lower it: pandemics, mass warfare, revolution, and state collapse. 2Scheidel, Walter, The Great Leveler: Violence and the History of Inequality from the Stone Age to the Twenty-First Century (New Jersey: Princeton University Press, 2018). Today, 20 percent of the global income is owned by the richest 1 percent of the world’s population whereas the poorest 50 percent own just 9 percent.3Based on administrative and other data from the World Inequality Database accessed at wid.world The choice thus appears to be either to come to terms with ever rising levels of inequality or hope for disaster. Must it really be so?

The Bahá’í teachings explain that the inordinate disparity between rich and poor is a “source of acute suffering” which “keeps the world in a state of instability.”4Universal House of Justice, letter of October 1985 to the peoples of the world, titled “The Promise of World Peace”. Available at www.bahai.org/r/267204466 Furthermore, the negative consequences of extreme inequality have been documented by scholars of various disciplines. They include social and political instability5Alberto Alesina and Roberto Perotti, “Income Distribution, Political Instability and Investment,” European Economic Review 40, no.6 (1996):1203-1228. as well as threats to environmental sustainability.6See, for example, the annual reports of the Global Commission on the Economy and Climate. At the individual level, inequality can lead to shorter, unhealthier, and unhappier lives, including increases in teenage pregnancy, violence, and obesity.7Richard G. Wilkinson and Kate Pickett, The Spirit Level: Why Greater Equality Makes Societies Stronger (New York: Bloomsbury Press, 2010).

Of course, it is one thing to agree that inequality—at least in its extreme forms—is bad. For a religious person, it can be all too easy to fall into the trap of moralizing, on the basis of lofty spiritual principle, perceived or actual inequalities. The far more difficult task is to articulate a coherent conception of what sort of equality is good. This is a challenging question, one with a long philosophical tradition that focuses on such things as equality of opportunity, equality of outcomes, fair versus unfair inequality, and more. The purpose of this article is to stimulate reflection on these matters by setting out a number of principles contained in the Bahá’í teachings related to distributional issues and by connecting these principles to today’s economic conditions. The Bahá’í concept of social change envisions the transformation of human society to be the aggregate of two other interlocking transformations: that of the individual and that in the structures of society. The article, therefore, discusses principles intended to stimulate reflection on both the collective and individual levels and highlights, where possible, potential mechanisms—public policy and political participation, to name just two examples—through which these principles might find practical expression.

In attempting to correlate Bahá’í principles to current economic conditions, this article presents a number of facts concerning the global distribution of income, facts drawn from measures collected by leading academic economists. The interested reader is invited to consult the technical appendix for a more thorough description of what these data measure and the caveats associated with them.

The Bahá’í Teachings on (In)Equality

The distribution called for in the Bahá’í Writings is not to be understood as absolute equality. In this respect, Shoghi Effendi writes that “[s]ocial inequality is the inevitable outcome of the natural inequality of man. Human beings are different in ability and should, therefore, be different in their social and economic standing.”8Shoghi Effendi. Directives of the Guardian No. 55. Available at https://reference.bahai.org/en/t/se/DG/dg-55.html ‘Abdu’l-Bahá elaborates this idea, explaining that people differ in their capacities and should thus “receive wages that would correspond to their varying capacities and resources.”9Ibid According to the principle of divine justice, perfect equality is not just undesirable but unattainable. In this connection, ‘Abdu’l-Bahá explains that by divine justice,

[i]t is not meant that all will be equal, for inequality in degree and capacity is a property of nature. Necessarily there will be rich people and also those who will be in want of their livelihood, but in the aggregate community there will be equalization and readjustment of values and interests.10‘Abdu’l-Bahá. The Promulgation of Universal Peace. Available at www.bahai.org/r/640654326

What matters more than equality in outcomes is an equal chance to succeed, “justness of opportunity for all,”11Ibid. Available at www.bahai.org/r/305820706 according to ‘Abdu’l-Bahá. Today, however, social mobility is as restricted as income is concentrated, even when one considers the efforts of some nations, most notably China and India, to lift many millions out of extreme poverty. This is made clear in Figure 1. On the horizontal axis, the world population is divided into one hundred groups of equal population size and sorted in ascending order from left to right, according to each group’s income level. The vertical axis shows the total income growth of an individual in each group between 1980 and 2016. As shown, individuals in the top 1 percent saw their incomes rise by more than 100 percent over the time period whereas individuals in the top 0.01 percent experienced income growth of more than 200 percent. Calculations by the authors who collected the data indicate that, while those in the bottom 50 percent did experience some income growth, they collectively claimed just 12 percent of total income growth from 1980 to 2016. 12Alvaredo, Facundo, Lucas Chancel, Thomas Piketty, Emmanuel Saez, and Gabriel Zucman. 2018. “The Elephant Curve of Global Inequality and Growth.” AEA Papers and Proceedings, 108: 103-08. Available at https://pubs.aeaweb.org/doi/pdfplus/10.1257/pandp.20181073 Those in the top 1 percent, by contrast, claimed 27 percent over the same period. The figure is a powerful illustration of how sharply the incomes of the richest segments of society have grown, especially when compared to increases in other groups.


Figure 1. Total income growth by percentile across all world regions, 1980-2016. The vertical axis shows the total real income growth between 1980 and 2016 for each percentile of the global distribution of income per adult. The bottom 10 percentiles are excluded as their income levels are close to zero. The top 1% is divided into smaller groups (up to the top .001%) to better account for its share in total global growth captured. Based on data from wid.world.

How much is too much?

According to the Bahá’í teachings, the solution to many of the economic problems that afflict humanity appears rather simple: moderation. That is, while some degree of inequality is natural, the Bahá’í teachings unequivocally call for the elimination of the extremes of wealth and poverty. ‘Abdu’l-Bahá speaks of the “equal opportunity of the means of existence” whereby “a rich man is able to live in his palace surrounded by luxury and the greatest comfort” just as a “poor man be able to have the necessaries of life.”13‘Abdu’l-Bahá. Paris Talks. Available at www.bahai.org/r/095377521 The “readjustment in the economic conditions of mankind” that ‘Abdu’l-Bahá envisions will be such that

in the future there will not be the abnormally rich nor the abject poor. The rich will enjoy the privilege of this new economic condition as well as the poor, for owing to certain provisions and restrictions they will not be able to accumulate so much as to be burdened by its management, while the poor will be relieved from the stress of want and misery.14‘Abdu’l-Bahá. The Promulgation of Universal Peace. Available at www.bahai.org/r/841208804

Though seemingly simple, striking the right balance in wealth distribution has proven immensely difficult. Table 1 provides one example of wealth distribution in the richest country of the world, the United States. The table shows how much wealth a family requires to belong to different percentiles of the wealth distribution. The top 1 percent of earners in America consists of just over 1.5 million families. To belong to this group, a family requires $3.9 million; the average wealth of all families in this group stands at $13.8 million. To be counted among the 16,070 families in the top 0.01 percent of the distribution requires a staggering $111 million of wealth. In contrast, there are nearly 145 million families in the bottom 90 percent of the distribution. These families each have, on average, $84,000 in wealth.15Though related, wealth and income are not the same. Wealth typically is more concentrated than income. As the authors of the paper from which the data was taken state: “The top 0.1% wealth share is about as large as the top 1% income share in 2012: by that metric, wealth is ten times more concentrated than income.” Saez, Emmanuel and Zucman, Gabriel. 2016. Wealth Inequality in the United States since 1913: Evidence from Capitalized Income Tax Data. The Quarterly Journal of Economics, 131(2), pp.519-578.


Table 1. Note: This table reports statistics on the wealth distribution in the United States in 2012 obtained by capitalizing income tax returns. Wealth is defined as the current market value of all the assets owned by a family (either a single person aged 20 or above or a married couple, in both cases with children dependents, if any) net of all their debts. Fractiles are defined relative to the total number of families in the population. Source: Emmanuel Saez and Gabriel Zucman, “Wealth Inequality in the United States since 1913: Evidence from Capitalized Income Tax Data,” The Quarterly Journal of Economics 131, no. 2 (2016): 519-578.

To demonize wealth is not the point. Quite the contrary. The Bahá’í teachings not only prohibit asceticism but regard wealth as “praiseworthy in the highest degree” provided it is (a) acquired through honest means and (b) used to advance philanthropic purposes.16‘Abdu’l-Bahá. The Secret of Divine Civilization. Available at www.bahai.org/r/753844522 Although the Teachings warn against luxury and excess, Bahá’u’lláh enjoins us to use our wealth as a means to achieve worthy ends. “The best of men,” He writes, “are they that earn a livelihood by their calling and spend upon themselves and upon their kindred for the love of God, the Lord of all worlds.”17Bahá’u’lláh. The Hidden Words from the Persian No. 82. Available at www.bahai.org/r/002944255 Aside from the prohibition against asceticism, Bahá’ís are also discouraged from adopting austere lifestyles. In response to a letter received on the subject, Bahá’u’lláh writes the following:

Thou hast written that they have pledged themselves to observe maximum austerity in their lives with a view to forwarding the remainder of their income to His exalted presence. This matter was mentioned at His holy court. He said: Let them act with moderation and not impose hardship upon themselves. We would like them both to enjoy a life that is well-pleasing.18Bahá’u’lláh quoted in the compilation entitled Huqúqulláh — The Right of God Selection No. 19. Available at https://bit.ly/3fpYphM

Addressing inequality from the top and bottom

The issue, instead, appears to be one of economic justice based on our interconnectedness. One wonders, for example, to what extent extreme wealth causes, and indeed is a consequence of, extreme poverty and whether policies that allow for the hyper-concentration of wealth simultaneously make it easier for the disadvantaged to fall into destitution. “The welfare of any segment of humanity,” the Universal House of Justice writes, “is inextricably bound up with the welfare of the whole. Humanity’s collective life suffers when any one group thinks of its own well-being in isolation from that of its neighbors.”19Universal House of Justice, letter of 1 March 2017 to the Bahá’ís of the World regarding economic life. Available at www.bahai.org/r/934375828   ‘Abdu’l-Bahá, moreover, explains that “[w]ealth is most commendable, provided the entire population is wealthy.”20‘Abdu’l-Bahá. The Secret of Divine Civilization. Available at www.bahai.org/r/753844522

Given the interconnected nature of the human family, efforts to realize a more just distribution of economic resources must be addressed from both the top—by, for example, regulating and limiting the hyper-concentrated accumulation of wealth through taxation and other measures21In The Promulgation of Universal Peace, ‘Abdu’l-Bahá speaks about the elimination of trusts, for example. Available at Available at www.bahai.org/r/196674493 —and the bottom—via transfers and strong social spending. Calls to unleash economic growth, on the assumption that it automatically translates into an equitable distribution of resources, are unfounded. This is made evident in Figure 2 which plots trends in the share of national income accruing to the top 1 percent and the bottom 50 percent of earners in the global income distribution.


Figure 2: Share of national income accruing to individuals in top 1 and bottom 50 percent of the global income distribution over time. This figure plots the share of pre-tax national income claimed by adults (equal-split series where income is split equally between adults who belong to the same couple or household based on administrative records) in the top 1 percent national income distribution and those in the bottom 50 percent of the national distribution. Pre-tax national income is the sum of all pre-tax personal income from labor and capital before taxes but after pension, unemployment insurance, and other social insurance schemes. The world income distribution is the merged distribution of Africa, Asia, Europe, the Middle East, Latin America, Russia, and US-Canada. Based on data from wid.world.

The above figure demonstrates two facts: differences in (a) levels and (b) trends between top and bottom earners. With respect to levels, those in the top 1 percent of the income distribution earn, on average, about 10 percentage points more of national income than those in the bottom 50 percent of the income distribution (19 percent for the top 1 percent compared to 9 percent for the bottom 50 percent). In addition, top earners are trending at three times the rate. Between 1980 and 2016, those in the top 1 percent of the income distribution increased their share of national income by 4.4 percentage points, from 16 percent to 20.4 percent. For those in the bottom 50 percent, their share of national income increased by just 1.5 percentage points over the same time period. More than anything, the figure casts significant doubt on the assertion—often used as justification for tax cuts for the wealthy—that rises in income at the very top provide wealth, opportunity, and incentives for those at the bottom. While a rising tide may lift all boats, structuring the economy so as to allow wealth to funnel upwards does not. In brief, economic justice requires that the rules that regulate the economy are fair and not tilted to the benefit of a particular segment of society to reinforce its enrichment.

Collective Choice: The Power of Public Policy

‘Abdu’l-Bahá asserts that “there is need of an equalization and apportionment by which all may possess the comforts and privileges of life is evident.” “The remedy,” He explains, “must be legislative readjustment of conditions.”22‘Abdu’l-Bahá. The Promulgation of Universal Peace. Available at www.bahai.org/r/904155405

The power of public policy to shape societies cannot be overstated. Indeed, the mechanism through which society expresses its values as regards to social order is public policy. Economies, however, unlike the natural universe, are not prone to description through a set of universal, immutable laws. They are social constructs. Who participates in them and what values these participants hold matter. This is made evident by three examples.

First, Figure 3 shows the same trends as in Figure 2 but disaggregated to two regions/countries: the United States and Western Europe. The trends are remarkable, as is the contrast between them. In Western Europe, those in the bottom 50 percent of the distribution have claimed, on average, 12 percentage points more of national income than those in the top 1 percent, a complete reversal of the global averages. What is more is that the trends have been relatively stable in the 35 years leading to 2016. In the United States, by contrast, the two series are trending at high rates and in the exact opposite direction. Whereas those in the top 1 percent have seen their share of national income increase from 10 to 20 percent from 1980 to 2016, those in the bottom 50 percent have seen theirs decline from 20 to 13 percent in the same time period. Given that Western Europe and the United States enjoy relatively similar levels of material prosperity, political stability, exposure to globalization, and technological advancement, the trends highlight the role that national policies, institutions, and voter preferences play in shaping the distribution of income.


Figure 3: Evolution of top and bottom income shares in Western Europe and the United States This figure plots the share of pre-tax national income claimed by adults (equal-split series where income is split equally between adults who belong to the same couple or household based on administrative records) in the top 1 percent national income distribution and those in the bottom 50 percent of the national distribution in the United States and in Western Europe. Pre-tax national income is the sum of all pre-tax personal income from labor and capital before taxes but after pension, unemployment insurance, and other social insurance schemes. Based on data from wid.world.

Second, Figure A.1 in the Appendix shows the evolution of the top 10 percent in a sample of six countries around the world between 1980 and 2016. As shown, there is a steady increase in all countries, though the increases occur at different rates. In India, for example, those in the top 10 percent of the income distribution claimed 24 percentage points more of national income in 2016 (55 percent) as compared to 1980 (31 percent). In the USA and Canada, by contrast, the rise for those in the top 10 percent over the same time period was 13 percentage points; in Europe, the increase was just 4.4 percentage points. The different rates at which top earners accumulate across different countries again underscores the importance of national policies and institutions in shaping the distribution of income. Rising inequality, in other words, is not just an inevitable outcome of impersonal market forces at work.

Finally, Figure 4 provides another example of the strong impact public policy plays in shaping economic outcomes. It plots the changes, in percentage points, in the share of pre-tax national income accruing to the top 1 percent against the change (in percentage points) in the top marginal tax rate between 1960 and 2009 in a sample of 18 OECD countries. As shown, the countries with the steepest declines in top marginal tax rates have also experienced the steepest increases in the share of national income accruing to the top 1 percent. What is more, there “is no statistically significant relationship between the decrease in top marginal tax rates and the rate of productivity growth in the developed countries since 1980.”23Piketty, Thomas. 2014. Capital in the Twenty-First Century. Harvard University Press. pp. 510 In other words, lowering the tax rate of the wealthiest segments of society has had a strong, positive effect on their earnings without stimulating growth and productivity in the wider economy.


Figure 4. Top marginal tax rates and top income shares 2009-1960. This graph plots the differences in top marginal tax rates against changes in the income share accruing to the top 1 percent of earners in a sample of 18 OECD countries between 1960 and 2009. The red line indicates the line of best fit. Data from Facundo Alvaredo et al, “The Top 1 Percent in International and Historical Perspective,” Journal of Economic Perspectives 27, no.3 (2013):3-20. I thank Facundo Alvaredo for making a version of the data available for replication.

Like the other examples in this section, Figure 4 highlights how public policy can shape the economy to achieve a certain social outcome. Different policies will invariably lead to different outcomes. The hyper-concentration of wealth is thus a choice, not an inevitability. “There is no justification,” the House of Justice explains, “for continuing to perpetuate structures, rules, and systems that manifestly fail to serve the interests of all peoples. The teachings of the Faith leave no room for doubt: there is an inherent moral dimension to the generation, distribution, and utilization of wealth and resources.”24Universal House of Justice, letter of 1 March 2017 to the Bahá’ís of the World regarding economic life. Available at www.bahai.org/r/934375828 Put simply, the moral dimension of the generation, distribution and utilization of material resources implies that policy be designed to serve the interests of all people. Finding novel ways to justify policies that serve the economic interests of the few at the expense of the many is a tendency of humanity’s collective childhood, not its coming of age.

Collective Choice: The Power of Participation

Ensuring that public policy reflects the interests of all people requires participation. “A key characteristic of democracy,” writes Robert Dahl, a prominent political theorist, “is the continuing responsiveness of the government to the preferences of its citizens, considered as political equals.”25Robert A. Dahl, Polyarchy: Participation and Opposition (New Haven: Yale University Press, 1971). One of the ways that governments respond to the preferences of its citizens is by paying attention to who votes. In recent decades, however, the share of people turning out to vote has decreased in many countries. And in many cases, the decline in voting is marked along class lines. Indeed, a number of studies have shown that those who vote are typically better educated, wealthier, and more informed politically than those who abstain, and these very characteristics have been shown to correlate strongly with certain preferences for redistribution, or the lack of it.26See, for example, Valentino Larcinese, “Voting over Redistribution and the Size of the Welfare State: The Role of Turnout,” Political Studies 55 (2007):568-585; Martin Gilens, “Inequality and Democratic Responsiveness,” Public Opinion Quarterly 69, no. 5(2005): 778-796; Benjamen I. Page et al, “Democracy and the Policy Preferences of Wealthy Americans,” Perspectives on Politics 11, no. 1(2013): 51-73.

Falling rates of voter turnout, therefore, imply that the preferences of wealthy individuals are over-represented in relation to those of the population in general, which places less pressure on public policy for redistribution. In line with this thinking, academic scholarship has shown a rather robust relationship between the rate of voter turnout and the size of government spending on redistributive policies. These studies have found that higher turnout across countries leads, among other things, to higher top marginal tax rates,27Navid Sabet, “Turning Out for Redistribution: The Effect of Voter Turnout on Top Marginal Tax Rates,” Munich Discussion Paper no. 2016-13 (University of Munich, Department of Economics, 2016). Accessed 22 August 2020: https://epub.ub.uni-muenchen.de/72625/ welfare expenditure and the political leaning of the party in power,28Alexander M. Hicks and Duane H. Swank, “Politics, Institutions, and Welfare Spending in Industrialised Democracies, 1960-1982,” American Political Science Review 86, no. 3 (1992): 658–674. and social spending in non-welfare categories such as education and health.29Peter H. Lindert, “What Limits Social Spending?” Explorations in Economic History 33 (1996):1–34. Within countries, various episodes of voter enfranchisement have been studied to show that governments systematically target resources to serve the economic interests of the newly enfranchised group. This appears to be true of African Americans,30Elizabeth U. Cascio and Ebonya L. Washington, “Valuing the Vote: The Redistribution of Voting Rights and State Funds Following the Voting Rights Act of 1965,” The Quarterly Journal of Economics 129, no.1(2914):379-433. women,31Grant Miller, “Women’s Suffrage, Political Responsiveness, and Child Survival in American History,” The Quarterly Journal of Economics 123, no.3 (2008):1287–1327. lesser educated citizens,32Thomas Fujiwara, “Voting Technology, Political Responsiveness, and Infant Health: Evidence from Brazil,” Econometrica 83, no. 2 (2015): 423–464. and undocumented migrants.33Navid Sabet and Christoph Winter, 2019. “Legal Status and Local Spending: The Distributional Consequences of the 1986 IRCA,” CESifo Working Paper Series No. 7611, CESifo. Accessed 22 August 2020: https://www.cesifo.org/DocDL/cesifo1_wp7611_0.pdf

Put plainly, if those with lower incomes participate less in political processes, then public economic policy is likely to be less responsive to their preferences. Measures to broaden participation in political processes can help ensure that markets are structured to serve the interests of all people. In this respect, it is interesting to note that less than 100 years ago, many industrialized nations had tax rates well over 70 percent. Germany, for example, experienced top marginal tax rates as high as 75 percent in the early 1950s and a 90 percent rate in the late 1940s. 34Piketty, Capital, 2014 The United Kingdom set top income tax rates as high as 98 percent in the 1950s, 1960s, and 1970s, while the United States levied a 91 percent tax on top incomes in the 1950s and 1960s and then relaxed the rate to 70 percent or more throughout the 1970s.35Ibid Figure A.2 in the Appendix shows trends in voter turnout and top marginal tax rates in the countries that comprise the Organization for Economic Cooperation and Development (OECD). As shown, higher turnout in the 70s corresponded with much higher top marginal tax rates. Since that time, both series have trended significantly downward.

Of course, the foregoing discussion highlights the important role of political participation—electoral participation in particular—in shaping economic outcomes. It goes without saying that this is but one form of participation that we may be interested in. Moreover, the empirical evidence cited demonstrates the correlation between rates of electoral participation and various economic outcomes. In addition to strengthening participation in this way, raising the quality of participation is another issue to consider. Perhaps one of the strongest measures to take in this regard is improving education and access to knowledge. In this respect, ‘Abdu’l-Bahá explains that “[p]ublic opinion must be directed toward whatever is worthy of this day”. Accordingly, He explains: “It is therefore urgent that beneficial articles and books be written, clearly and definitely establishing what the present-day requirements of the people are, and what will conduce to the happiness and advancement of society” and these thoughts “should be published and spread throughout the nation, so that at least the leaders among the people should become, to some degree, awakened, and arise to exert themselves along those lines which will lead to their abiding honor”. “The publication of high thoughts” He moreover explains “is the dynamic power in the arteries of life; it is the very soul of the world.”36‘Abdu’l-Bahá. The Secret of Divine Civilization. Available at www.bahai.org/r/226587004

Profit Sharing

To the extent that ends ought to be consistent with means, achieving moderate social and economic outcomes must be achieved through moderate policy. In this respect, ‘Abdu’l-Bahá calls on the governments of the world to unite and form an assembly to deliberate on the distribution of resources and to enact regulations in such a way that “neither the capitalists suffer from enormous losses nor the laborers become needy. In the utmost moderation they should make the law.”37‘Abdu’l-Bahá. The Promulgation of Universal Peace. Available at www.bahai.org/r/052723345

It is preferable, then, that some measure of moderation be achieved, and by moderation is meant the enactment of such laws and regulations as would prevent the unwarranted concentration of wealth in the hands of the few and satisfy the essential needs of the many. For instance, the factory owners reap a fortune every day, but the wage the poor workers are paid cannot even meet their daily needs: This is most unfair, and assuredly no just man can accept it. Therefore, laws and regulations should be enacted which would grant the workers both a daily wage and a share in a fourth or fifth of the profits of the factory in accordance with its means, or which would have the workers equitably share in some other way in the profits with the owners. For the capital and the management come from the latter and the toil and labour from the former. The workers could either be granted a wage that adequately meets their daily needs, as well as a right to a share in the revenues of the factory when they are injured, incapacitated, or unable to work, or else a wage could be set that allows the workers to both satisfy their daily needs and save a little for times of weakness and incapacity.38‘Abdu’l-Bahá. Some Answered Questions, No. 78. Available at www.bahai.org/r/389724725

One potential measure outlined here is profit sharing—sharing between a fourth to a fifth of the profits of the factory “in accordance with its means”—as part of a nation’s “laws and regulations.” Another is setting wages according to need, not just market prices; a subtle but significant change from today’s practices.

 

Collective Wealth

Other proposals ‘Abdu’l-Bahá offers include progressive taxation based on needs. He writes, for example, that

[e]ach person in the community whose income is equal to his individual producing capacity shall be exempt from taxation. But if his income is greater than his needs, he must pay a tax until an adjustment is effected. That is to say, a man’s capacity for production and his needs will be equalized and reconciled through taxation. If his production exceeds he will pay a tax; if his necessities exceed his production he shall receive an amount sufficient to equalize or adjust. Therefore, taxation will be proportionate to capacity and production and there will be no poor in the community.39‘Abdu’l-Bahá. The Promulgation of Universal Peace, p. 217. In other writings ‘Abdu’l-Bahá provides examples where, depending on an individual’s surplus, they may be taxed anywhere between 25 and 50 percent. Available at www.bahai.org/r/828752876

Today, the majority of government revenues come from individual income taxes. Interestingly, in many countries, individuals have become richer while their governments have become poorer, as reflected in the net share of public and private capital held in each country (see, for example, Figure A.3 in the Appendix). To illustrate, consider the case of Germany. In 2015, the value of net public wealth (i.e., public capital) stood at 18 percent of national income. Private wealth, on the other hand, stood at over 420 percent of national income. By way of comparison, net public wealth in the United States in 2015 was -17 percent of national income, whereas private capital stood at over 500 percent.

This unequal ownership of capital—between private citizens and the state—may also explain rising inequality. In the 1980s, there were demonstrably large transfers of public to private wealth in nearly all countries. While national wealth has substantially increased, public wealth is now negative or close to zero in rich countries. Arguably this limits the ability of governments to tackle inequality. But more than that, it eats away at things like trust and social cohesion, so essential for a stable, prosperous society. When governments, that is, consistently take more from the poor than the rich, establishing and maintaining trust in public institutions becomes increasingly difficult.

The idea is not to punish wealth but to avoid the privatization—and hence polarization—of society, whereby only those with means can afford things like quality education and healthcare. The solution called for by a number of progressive economists includes a combination of policies aimed at, on the one hand, redistribution—for example, a steeply progressive tax not just on income but on wealth and effective corporate taxation strategies to curb tax avoidance—and, on the other, pre-distribution—that is, sufficient social spending to fund a modern, social welfare state with strong investments in education and healthcare to ensure everyone has an equal chance to succeed, as well as labor market regulations that do not allow for extreme wage dispersion.40For an example in the case of the United States, see Emmanuel Saez and Gabriel Zucman, The Triumph of Injustice: How the Rich Dodge Taxes and How to Make Them Pay (New York: W.W. Norton and Company, 2019).

 

Aspiring as Individuals Towards a Just Economy

The market economy has, in some respects, led to wonders in human coordination. That products, the constituent parts of which may come from a variety of different countries, can be delivered to one’s doorstep within days of ordering speaks to humanity’s capacity to innovate, create, and manage higher and higher levels of complexity. Such systems, although not without serious shortcomings, merit praise, not condemnation.

At the same time, many societies are organized so as to place economic growth as the central, dominating process of human life, to the point where all other processes are subordinated to it. Organizing society to serve the needs of the economy has had significant consequences for the way we understand human nature and human relationships. Achieving a deeply just social order will thus require more than just a few cosmetic changes—as vital and essential as they may be—to the way taxes are set and who receives which transfers. It also requires a fundamental examination of the ways in which market-embedded societies have influenced our understanding of human nature and our relationships—to one another and to the market—and an effort to reconstruct those relationships in light of spiritual principle.

Consumption

Consider the example of consumption. It is no secret that one of the deliberate goals of the global development effort of the 20th century was to push the developing nations of the world through a “set” of development “stages” culminating in the “age of high mass-consumption.”41Walt W. Rostow, The Stages of Economic Growth: A Non-Communist Manifesto. (New York: Cambridge University Press, 1990). To sustain high levels of economic growth, great attention was given to ensuring that people turn to the market not just to satisfy needs but to fulfill wants. Influential economists, many of whom provided the intellectual support for major policy reform aimed at economic expansion, were explicit in their intentions to stimulate and expand people’s wants. The idea put forward at the time was that “wants are limited because the goods one knows about and can use are limited.”42Arthur Lewis, The Theory of Economic Growth (1955; Reprinted in 2003 by Routledge). Increase people’s wants, and their consumption—and hence demand for economic goods and services—will increase. Thus, the key for societies, therefore, lay in spreading knowledge of new goods among the populace since this was “the key to the expansion of wants.”43Ibid

For those concerned about a viable, sustainable future, the line of demarcation between needs and wants is a profound one, with serious implications for the economy. Satisfying the needs of an individual whose main purpose in life is to serve others in an effort to contribute to a more just society will call for a very different set of economic arrangements than those required to satisfy individuals who, influenced by sources of propaganda and advertisement, are led to discover new “needs” every day. The words of Bahá’u’lláh leave a penetrating influence:

O Son of Man! Thou dost wish for gold and I desire thy freedom from it. Thou thinkest thyself rich in its possession, and I recognize thy wealth in thy sanctity therefrom. By My life! This is My knowledge, and that is thy fancy; how can My way accord with thine?44Bahá’u’lláh. The Hidden Words from the Arabic No. 56. Available at www.bahai.org/r/748392247

Of course, the discussion of needs and wants necessarily comes with a number of caveats. For one, there is no universal set of needs applicable to all people at all times: Different people have different needs and indeed the same person will likely have different needs at different points in his or her life. For another, needs can also be considered in terms of their quantity and degree. One may require a suit for his or her profession. But how many suits are needed? And does one need a suit with a designer brand when a suit of similar quality and look without the label would suffice just as well? Of course, this is not to say that only legitimate needs are good and that all forms of desire are bad. It is just that without reflection on our consumption habits, we may be prone to encourage the worst tendencies of the market while foregoing opportunities to refine our higher nature. More than anything, the issue appears to be one of awareness: How conscious are we of what we consume and why? Ultimately, the House of Justice explains, “Managing one’s financial affairs in accordance with spiritual principles is an indispensable dimension of a life lived coherently. It is a matter of conscience, a way in which commitment to the betterment of the world is translated into practice.”45Universal House of Justice, letter of 29 December 2015 to the Conference of the Continental Board of Counsellors. Available at www.bahai.org/r/521400059

Human compassion and love

Evaluating the worth of a person by his or her economic status is another tendency that a society focused on acquisition promotes, and a tendency we would need to do away with in an effort to build an economy based on spiritual principle. “To view the worth of an individual,” the House of Justice clearly writes, “chiefly in terms of how much one can accumulate and how many goods one can consume relative to others is wholly alien to Bahá’í thought.”46Universal House of Justice, letter of 1 March 2017 to the Bahá’ís of the World regarding economic life. Available at www.bahai.org/r/476802933 This has implications for our attitude towards the poor. “No deed of man is greater before God,” ‘Abdu’l-Bahá writes, “than helping the poor. Each one of you must have great consideration for the poor and render them assistance.”47‘Abdu’l-Bahá. The Promulgation of Universal Peace. Available at www.bahai.org/r/305820706 In addition to legal codes and regulations, then, those with means are called upon to be “merciful to the poor” and to contribute “from willing hearts to their needs without being forced or compelled to do so.”48Ibid. Available at www.bahai.org/r/904155405 Achieving this level of compassion requires love. He writes, for example:

Hearts must be so cemented together, love must become so dominant that the rich shall most willingly extend assistance to the poor and take steps to establish these economic adjustments permanently. If it is accomplished in this way, it will be most praiseworthy because then it will be for the sake of God and in the pathway of His service. For example, it will be as if the rich inhabitants of a city should say, “It is neither just nor lawful that we should possess great wealth while there is abject poverty in this community,” and then willingly give their wealth to the poor, retaining only as much as will enable them to live comfortably.49Ibid. Available at www.bahai.org/r/978851230

Introducing such ideas into contemporary discourse may seem difficult. In trying, it is helpful to note that these ideals have received intellectual support for many years. In his Theory of Moral Sentiments, written in 1759, Adam Smith draws on these elements of our nature in an effort to offer a sweeping account of moral philosophy that underpinned much of his economic thinking. For example, he writes that “[m]an naturally desires, not only to be loved, but to be lovely; or to be that thing which is the natural and proper object of love.” Moreover, he explains:

How selfish soever man may be supposed, there are evidently some principles in his nature, which interest him in the fortune of others, and render their happiness necessary to him, though he derives nothing from it, except the pleasure of seeing it.50Smith, Adam. 1759. The Theory of Moral Sentiments. 2010 Penguin Classics edition.

These ideals are also supported by empirical evidence. One influential economic article notes, for example, that

[a]lmost all economic models assume that all people are exclusively pursuing their material self-interest and do not care about “social” goals per se. This may be true for some (maybe many) people, but it is certainly not true for everybody. By now we have substantial evidence suggesting that fairness motives affect the behavior of many people.51Ernest Fehr and Klaus M. Schmidt, “A Theory of Fairness, Competition and Cooperation,” Quarterly Journal of Economics 114, no.3 (1999):817-868.

In recent decades, the economics of altruism have flourished, and there are many examples that show human beings to be more than the calculating, self-interested being that initial, primitive models suggest. There is evidence that demonstrates we are motivated as much by considerations of fairness and cooperation as we are by selfish ones. Being motivated by considerations of love and compassion will surely be added to the list.

As it relates to the distribution of economic resources, then, an economy based on the principles of justice and equity does not object to efforts to improve material conditions or to increase wealth and income. The objection is that such efforts have come at the expense of an expanded view of human nature that includes a spiritual dimension. Markets, this article has argued, are social constructs. The policies we choose matter. The candidates we elect matter. The goods and services we consume matter. The understanding we have of human nature and of the purpose of our existence matters. All these things have significant cumulative effects on the way that markets, and their outcomes, are structured. “Every choice a Bahá’í makes,” the House of Justice clearly explains, “leaves a trace, and the moral duty to lead a coherent life demands that one’s economic decisions be in accordance with lofty ideals.”52Universal House of Justice, letter of 1 March 2017 to the Bahá’ís of the World regarding economic life. Available at www.bahai.org/r/904550633 Through moderate yet bold legislative adjustment and a spiritually awakened populace, it is possible for material and spiritual prosperity to coexist.

It is often assumed that income inequality is caused by the operation of impersonal market forces, the like of which include wages, advances in technology, increased market competition, and the rising returns of individual investments in education. While there is little doubt about the pivotal role economic forces play in generating and distributing wealth, economic rationale alone cannot explain income disparities that are everywhere occurring as a result of the gross accumulation of wealth by those at the very top of the income distribution. Fostering economic justice requires a spirit of charity, to be sure, based on an understanding of our inherent interconnectedness as a human family. But it also requires strong institutional arrangements that prevent people from over-accumulating at the top and under-accumulating at the bottom.

 

TECHNICAL APPENDIX

Additional Figures


Figure A.1. Evolution of income share for the top 10 percent in six different countries. This figure plots the share of pre-tax national income claimed by adults (equal-split series where income is split equally between adults who belong to the same couple or household based on administrative records) in the top 10 percent of national income distribution. Pre-tax national income is the sum of all pre-tax personal income from labor and capital before taxes but after pension, unemployment insurance, and other social insurance schemes. Based on data from wid.world.


Figure A.2. Top marginal tax rates and voter turnout in OECD countries. Data on tax rates come from the OECD but are compiled by World Tax Database. Information on voter turnout comes from the IDEA Database.


Figure A.3. Public and private wealth over time. Net private wealth is equal to new private assets minus net private debt. Net public wealth is equal to public assets minus public debt. Based on data from wid.world.

Measuring Income and Wealth

This article has used three types of inequality rather interchangeably, namely, economic inequality, income inequality, and wealth inequality. Although the basic conclusions of the article are insensitive to which measure is used, the interested reader may be curious to know more precise definitions for each.

Economic inequality vs. income inequality

It is acknowledged that income inequality is but one of many inequalities that we may be concerned about, including non-economic ones. Even within the economic realm, economic inequality is a rather broad concept referring to non-income related inequalities. Amartya Sen makes an argument to distinguish between narrow forms of inequality based on income and broader forms of economic inequality. As he puts it:

The argument for shifting our attention from income inequality to economic inequality relates to the presence of causal influences on individual well-being and freedom that are economic in nature but that are not captured by the simple statistics of incomes and commodity holdings.53Amartya K. Sen, “From Income Inequality to Economic Inequality,” Southern Economic Journal 64, no. 2 (1997):383-401.

He lists influences such as environmental diversities, variations in social climate, personal heterogeneity (disabilities, illness etc.), and distributions within households as examples of how economic inequality is broader than simple measures of disparity in income. Although related, the facts and figures discussed in this article are more concerned with wealth and income inequality rather than broader measures of economic inequality.

Income and wealth: What is the difference?

Most of the facts and figures under discussion are related to income inequality, which includes the component parts of income from labor (i.e., wages), income derived from wealth (i.e., profits and capital gains), and inequality derived from expenditure on consumption. There are two issues to bear in mind with this measure. First, the income figures presented measure pre-taxincome. In some sense, then, the figures present inequality as generated by the market economy but do not reflect the efforts of states, via measures like taxes and transfers, to correct for inequalities. A second issue is that taxable income does not enjoy a uniform definition. Different nations count taxable income slightly differently—indeed, the same country may count it differently at different points in its development—and no adjustments are made to account for any potential discrepancies.

There is also the issue of wealth inequality, which typically refers to inequality in things like land-holdings and property, financial assets, capital stock, and so on. Wealth is harder to measure than income, and thus most discussions on inequality refer to income inequality. Nonetheless, wealth and income are highly correlated and wealth is usually much more concentrated than income. As Piketty explains:

There are important differences between income and wealth inequality dynamics, however. First, we stress that wealth concentration is always much higher than income concentration. The top decile wealth share typically falls in the 60 to 90% range, whereas the top decile income share is in the 30% to 50% range. Even more striking, the bottom 50% wealth share is always less than 5%, whereas the bottom 50% income share generally falls in the 20 to 30% range. The bottom half of the population hardly owns any wealth, but it does earn appreciable income: On average, members of the bottom half of the population (wealth-wise) own less than one-tenth of the average wealth, while members of the bottom half of the population (income-wise) earn about half the average income.

In sum, the concentration of capital ownership is always extreme, so that the very notion of capital is fairly abstract for large segments—if not the majority—of the population. The inequality of labor income can be high, but it is usually much less extreme. It is also less controversial, partly because it is viewed as more merit-based. Whether this is justified is a highly complex and debated issue to which we later return.54Thomas Piketty and Emmanuel Saez, “Inequality in the Long Run,” Science 34, no.6168 (2014): 838-843.

Measuring income and wealth

There are, by and large, two predominant methods to measure the distribution of income. The first relies on an index called the gini coefficient and is derived primarily through household survey information. The second, arguably more reliable measure which has recently been championed by a number of prominent economists, relies on a combination of data from national income and wealth accounts, fiscal data coming from taxes on income and, to an extent, household income and wealth surveys. All of the facts and figures presented here are based on this measure of distribution—unless otherwise stated—and are taken from the World Inequality Database which can be accessed at wid.world.

Quoting the Bible, a student of mine once said: “The light was in the darkness and the darkness did not overcome it.” The wisdom embodied in these simple words often guide me when, in my work as a professor and practicing psychologist, I encounter people who are suffering what philosophers have called “existential stress.”

Existential stress is specific to humans because of the complex inner world we experience through the reach of human consciousness. Unlike other animals, we experience stress related to events that have never occurred and will never occur; we stress over the things that we have done or failed to do; and we stress over the kind of person that we have become or that we wish we were. It is, perhaps, this form of stress that the world’s spiritual traditions have sought, most deeply, to address. As a clinical psychologist I often meet people who are facing existential stress. Over the course of my career, I have come to appreciate more fully how the suffering that it gives rise to, while potentially devastating, also represents an opportunity for profound development. ‘Abdu’l-Bahá1The eldest Son of Bahá’u’lláh and Head of the Bahá’í Faith from 1892 to 1921. See https://www.bahai.org/abdul-baha/ during His historic travels to the West from 1911 to 1913, spoke about this reality of the human condition:

The mind and spirit of man advance when he is tried by suffering. The more the ground is ploughed the better the seed will grow, the better the harvest will be. Just as the plough furrows the earth deeply… so suffering and tribulation free man from the petty affairs of this worldly life until he arrives at a state of complete detachment… Man is, so to speak, unripe: the heat of the fire of suffering will mature him. Look back to the times past and you will find that the greatest men have suffered most.

Some years ago, a twenty-year-old Caucasian male, whom I will call Daniel, was brought to our outpatient clinic by his distressed parents because we handled cases of suffering that did not respond well to anti-depressive and mood-stabilizing medicines. For this reason, most of my patients were desperate and demoralized and some, like Daniel, were also acutely suicidal. During his first visit with me, Daniel said that he would, indeed, kill himself in two months, on his twenty-first birthday.

Among the many things that I learned from exploring his history was that Daniel suffered from poor impulse control. On several occasions, for example, he had completely destroyed his parents’ home due to a sense of “uncontrollable” rage. And although he had never physically hurt another person, Daniel often did things to inflict pain upon himself. One such thing was to “play chicken,” which consists of placing a lit cigarette in the bridge connecting two people’s forearms; the first person to move his/her arm is designated the “chicken.” When Daniel arrived for his first session with me, he proudly displayed a rather severe self-inflicted burn from a couple of days earlier.

Although Daniel’s cognitive and physical development was that of a mature adult, his emotional and social development was clearly delayed. When I first met him, Daniel continued to throw temper tantrums whenever he was frustrated and appeared to lack the self-analytical abilities that one would expect in a twenty-year-old. But these realities did not tell the whole story. In Daniel, I could also see glimmerings of mature thought, of resolve, and of hope. He had successfully completed a drug treatment program and had maintained sobriety for more than a year. His recent cosmetic surgery indicated a desire for self-improvement. And he attended every session with me—even though our meetings were scheduled early every morning, five of seven days a week. In short, Daniel was the kind of person that caused me to think there was, indeed, “light in the darkness.”

The initial and most pressing goal of treatment was to assess Daniel’s potential for suicide and to take any steps necessary to reduce this risk. I should add that I considered the possibility that Daniel’s frequent suicide threats were attempts to control, manipulate, and hurt his parents. In a sense, he regarded his unhappy condition as their fault, and he wanted them to do something about fixing it. Nevertheless, given the prevalence of suicides among males his age, I took Daniel’s suicide threats quite seriously.

I began my meetings with Daniel by sharing with him, quite openly, my hunch that one of the reasons he wanted to kill himself was that he did not like the person he had become and had little hope that he could be different. It seemed clear to me from his response that this observation resonated with him. As a result, I was very open about the goal of our sessions, which was to explore the possibility that, if he really wanted to, he could change his life in ways that mattered and become the kind of person who would deserve his own admiration and respect. Almost immediately I saw in Daniel a flash of optimism, a ray of light, that could be nurtured.

The insights I gained from our first sessions helped me to decide how to proceed. The theory of suicide I chose to work under was developed by social scientist Roy Baumeister. Baumeister’s research suggests that, oftentimes, suicide does not derive from a desire to die but is animated by a longing to escape painful self-awareness.2Baumeister, R. (1991). Escaping the Self: Alcoholism, Spirituality, Masochism, and Other Flights from the Burden of Selfhood. New York: Basic Books. Thus, people who do not like the person that they have become and who feel hopeless about the prospects of changing, or who simply have no idea about how they might go about the process of changing, are more likely to have thoughts of killing themselves. This is particularly true when other attempts to escape an undesirable self prove futile.

Before meeting Daniel, I had long felt that the great spiritual and philosophical traditions contain insights that could be of benefit in these conditions. The sacred texts from the world’s great faiths teach us that enduring happiness is not an inevitable by-product of material conditions but is dependent upon the development and exercise of moral and spiritual capacities. In a well-known treatise, ‘Abdu’l-Bahá elaborated on this very point:

And the honor and distinction of the individual consist in this, that he among all the world’s multitudes should become a source of social good. Is any larger bounty conceivable than this, that an individual, looking within himself, should find that by the confirming grace of God he has become the cause of peace and well-being, of happiness and advantage to his fellow men? No, by the one true God, there is no greater bliss, no more complete delight.3‘Abdu’l-Bahá, The Secret of Divine Civilization: www.bahai.org/r/006593911

And Aristotle, in the Nichomachean Ethics, articulated the theory of “eudaimonism,” which posits that, beyond a healthy brain and body, human happiness is conditional upon moral behavior.4In the Nicomachean Ethics Aristotle wrote, “The good of man is the active exercise of his soul’s faculties in conformity with excellence and virtue.” In describing Aristotle’s perspective, contemporary philosophers Jennifer and Michael Mulnix have written:

…eudaimonism holds that happiness consists in fully actualizing yourself or fulfilling your personal potential as a human person. Your potential is not limited only to your ability to experience pleasures and satisfactions, but also includes your ability to reason, to be morally virtuous, and to exercise autonomy, among other things. So there are things independent of your first-hand experience of life that can make your life go better and that are a part of your happiness, whether you recognize them or not and whether you value them or not. To be happy, then, is to live a complete life that lacks nothing of value – to flourish as a human person.5J.W. Mulnix & M. J. Mulnix (2015). Happy Lives, Good Lives: A Philosophical Examination. Tonawanda, NY: Broadview Press.

Within this theoretical framework, I regarded Daniel’s drug use as an earlier attempt not only to “enjoy himself” but also to reduce painful self-awareness. When the escape provided by drugs proved to be insufficiently gratifying, Daniel abandoned it and began to pursue other options, including suicide and grandiose attempts to demonstrate his worth—like engaging in the game of “chicken.”

In the weeks that followed, Daniel and I explored what it might look like to strive to be noble. We asked ourselves what would be required of us if we wished to feel as though we were becoming the kind of human being who is worthy of respect. In our exploration of these themes, we examined a wide range of ideas. We drew insights from the Western science of psychology that has shown how habitual ways of thinking can prevent us from achieving happiness and from the Eastern traditions that tend to focus on the pursuit of self-knowledge and self-mastery as prerequisites for well-being.

From The Analects, a work of the Chinese sage, Confucius, for example, we reflected together on this:

The ancients who wished to illustrate illustrious virtue throughout the empire, first ordered well their own States. Wishing to order well their States, they first regulated their families. Wishing to regulate their families, they first cultivated their persons. Wishing to cultivate their persons, they first rectified their hearts. Wishing to rectify their hearts, they first sought to be sincere in their thoughts. Wishing to be sincere in their thoughts, they first extended to the utmost their knowledge. Such extension of knowledge lay in the investigation of things.6Confucius, The Great Learning. The Four Books: The Chinese-English Bilingual Series of Chinese Classics, p. 3. (1992 Translation by Publisher) Hunan Publishing House.

What might it mean, we asked one another, to “illustrate illustrious virtue”; to “cultivate” one’s person; to “rectify one’s heart”; to be “sincere” in one’s thoughts; to “investigate” things?

In addition, we considered how our explorations might invite meditation on those aspects of our selves that are, like rare jewels, hidden from us, and thus require effort if they are to be brought forth—a concept conveyed in the following words of Bahá’u’lláh:

Thou art even as a finely tempered sword concealed in the darkness of its sheath and its value hidden from the artificer’s knowledge. Wherefore come forth from the sheath of self and desire that thy worth may be made resplendent and manifest unto all the world.7From: The Hidden Words of Bahá’u’lláh, no. 72., retrieved from: https://reference.bahai.org/en/t/b/HW/hw-145.html

What might be meant by the “sheath of self”? How does selfishness render the more beautiful aspects of ourselves dark and invisible? How can pursuing our whims and desires prevent us from manifesting the qualities that we long to embody? What, exactly, are the inner qualities that we find ourselves in search of?

Thus, the first step in changing ourselves, we noted to each other, is in acknowledging the areas in which we need to change. We discussed Daniel’s upbringing and how his parents’ generosity and permissiveness had enabled him to get away with behaviors that he should have long since outgrown; how his drug use had prevented him from feeling and processing the kinds of emotions that can serve as guides that facilitate the development of insight and self-knowledge; and how, although he had the body and capacities of an adult, he was still behaving somewhat like a child. Such behavior, we concluded, kept him in a constant state of inner turmoil and prevented him from developing a positive sense of self.

In order to reinforce the idea that he could change, together we constructed a self-report rating instrument that enabled Daniel to reflect upon himself along several important dimensions of life. We resolved that we would make effort every day to improve in each of the areas of growth that he had identified. We noted that life would provide opportunities for development each day by presenting us with moral, psychological, and spiritual challenges. When these challenges arose, we would, with resolve, meet them confidently and would endeavor to do what seemed to be the right thing, even if doing such a thing felt difficult or even impossible. Sometimes we would be successful, we noted, and other times not; what is important is not so much the outcome, but the sincerity of our effort. I told him that it would probably be very difficult at first, but that with practice, he would soon find himself gaining the power necessary to act in ways that he respected.

We explored some of the prayers that have been part of the spiritual heritage of humankind and that others have used over the ages to clarify their values and seek help from the unseen realm. From the Native American peoples, we called upon this prayer:

O Great Spirit, whose voice I hear in the wind,
Whose breath gives life to all the world.
Hear me; I am small and weak.
I need your strength and wisdom.

Help me seek pure thoughts and act with the intention of helping others.
Help me find compassion without empathy overwhelming me.
I seek strength, not to be greater than my brother,
but to fight my greatest enemy – Myself…

Make me always ready to come to you with clean hands and straight eyes,
so when life fades, as the fading sunset,
my spirit may come to you
without shame.8Anonymous Native American Indian prayer, retrieved from: https://www.worldprayers.org/archive/prayers/invocations/oh_great_spirit_whose_voice.html

From the Buddhist tradition, we searched out inspiration in verses like this: “As Wind carries our prayers for Earth and All Life, may respect and love light our way. May our hearts be filled with compassion for others and for ourselves. May peace increase on Earth. May it begin with me.”9Tibetan Wind Horse Prayer.

To further reinforce Daniel’s belief in his ability to change, we drew upon the power of meditation. In a public talk in London in 1913, long before its many benefits were revealed by researchers in medicine and psychology, ‘Abdu’l-Bahá drew attention to the many benefits of meditation. He said:

… while you meditate you are speaking with your own spirit. In that state of mind you put certain questions to your spirit and the spirit answers: the light breaks forth and the reality is revealed…

The spirit of man is itself informed and strengthened during meditation; through it affairs of which man knew nothing are unfolded before his view. Through it he receives Divine inspiration, through it he receives heavenly food…Through the meditative faculty…colossal undertakings are carried out…10Address by ‘Abdu’l-Bahá at the Friends Meeting House, St. Martin’s Lane, London, Sunday, January 12th, 1913, retrieved from: https://reference.bahai.org/en/t/ab/PT/pt-55.html

I also often borrowed illuminating stories about those who had lived lives of excellence by overcoming some great difficulty, fault, or challenge. I engaged with him in breathing processes that helped him to metabolize anxiety and frustration and assisted him to develop a sense of himself that transcended his tendency to think of himself largely in bodily terms.

Finally, on the weekend before his birthday, I recounted to Daniel all the progress that had been made. I told him how proud I was of him but also how I feared that he might make a suicide attempt just to save face—especially because he had promised so many people for so long that he would do it. I told him that this was, perhaps, the ultimate test of his growing maturity, self-respect, and self-control. I closed the session by telling him the following story:

Many years ago, on an Indian reservation, there lived a young Caucasian boy who was known for his mistreatment and disrespect of Native Americans. Whenever he would encounter a Native American, he would make a special effort to embarrass them. One day, with malice in his heart, he went to see an old man who was known among the tribe as a wise elder. The young boy’s desire was to show the elder that he was really a fool — so he caught a bird, cupped it in his hands, and took it to the old man asking: “Old man, is the bird dead or alive?” The old man knew that if he said the bird was dead, the young boy would simply open his hands and let the bird go free; conversely, if the old man said that the bird was alive, the young boy would squeeze it to death. The old man paused for a moment and gently noted: “Young man, the bird is in your hands.”

I said to Daniel that when a person passes through adolescence and comes of age, his life and destiny are largely in his own hands; he alone can decide the ultimate course and quality of that life.

The next Monday, on his birthday, Daniel did not show up for our session but called me from Florida to tell me that he was fine and that he had driven there to spend some time with his favorite aunt and to share with her how much he had been changing. Soon after, he returned and resumed his daily sessions with me. From that point onward, his progress was exceptional. Before he ended the program, he had gotten his own apartment and was going to work regularly. In addition, his depressive symptoms and suicidal ideation had completely disappeared. When I encountered him two years later while walking through the neighborhood grocery store, he introduced me to his wife and said, with a face wreathed in smiles, that they were preparing for their first child.

Daniel’s effort to achieve greater levels of maturity was, of course, not over. As with all of us, his struggle would certainly extend across time and be manifested in a myriad ways. There are recognizable stages on this journey, and it appeared that Daniel had reached an important milestone. He was at least aware, for example, that existential suffering tends to have a cause, that the lessons embodied in such suffering can foster our development, and that this uniquely human form of suffering can be overcome as we bring our lives into conformity with universal principles and values. And while Daniel might have spoken about the work that we had been doing together in terms that are wholly secular, from the perspective of the Bahá’í teachings, no matter our beliefs, the greater the fidelity of our behavior to certain universal principles and values—such as love, forgiveness, service to humankind, humility, patience, and purity of heart—the greater the quality of our life and development.

Indeed, although the moral and spiritual truths that animate reality have been reiterated from age to age by the Founders of the world’s great religions, they are also truths that are being discovered empirically through the sciences of psychology, medicine, and public health. These principles, therefore, are not simply ideas that can be accepted or rejected according to human preferences; they are, rather, associated with powers that are as objective in their influence as the electromagnetic force, the gravitational pull of the planets, and the strong and weak nuclear forces of nature. One might hypothesize that as science and religion—the two most potent epistemic systems—are more deeply integrated in the search for knowledge and wisdom, our understanding of how these universal principles are manifested in the various dimensions of life will be enriched.

One might say, then, that Daniel’s early approach to life was one that did not take into consideration the possibility of growth and development. His attitude and behavior toward himself and his parents were animated by anger and hostility; by impatience and self-righteousness. Thus he behaved in ways that violated fundamental universal principles, undermining his development and inflicting upon himself and others suffering so severe that he could contemplate no remedy but death. As he began, however, to replace old patterns of behavior with a pattern that better reflected his innate nobility, he began, quite naturally, to feel happier, more hopeful and content. In this way did Daniel begin to move out of darkness into light.

By Kerilyn Schewel

In recent years, the scale of migration and displacement across the world has generated a sense of crisis in many societies. In 2015-2016, for example, Europe experienced the largest influx of migrants since the Second World War. Many of these were asylum seekers from the Middle East and Africa, seeking security and well-being in Europe; over one million people applied for asylum in 2015 alone.1https://ec.europa.eu/eurostat/statistics-explained/index.php/Asylum_statistics The European “migration crisis” received tremendous attention in news outlets around the world, yet the most dramatic consequences of displacement were arguably happening elsewhere. That same year, over 65.3 million people were forcibly displaced worldwide as a result of persecution, conflict, generalized violence, or human rights violations.2UNHCR 2015. Global Trends: Forced Displacement in 2015. The United Nations High Commissioner for Refugees. Available from: < https://www.unhcr.org/576408cd7.pdf > The vast majority of refugees were not hosted in Europe, but rather Turkey, Pakistan, Lebanon, Iran, Ethiopia and Jordan. Beyond those who count as forcibly displaced were a far greater number of peoples moving for other reasons, including education, work, or family. In 2015, there were over 244 million international migrants worldwide.

Although large-scale population movements are nothing new – global international migration rates have remained surprisingly stable, hovering around some three percent of the world’s population since at least the 1960s3Zlotnik, Hania. 1999. “Trends of International Migration since 1965: What Existing Data Reveal.” International Migration 37 (1):21-61 UN. 2015. International Migration Stock: The 2015 Revision. United Nations, Department of Economic and Social Affairs, Population Division. – the sense of crisis that present-day migration generates provides an opportunity to reflect on the root causes of this movement, to see the ways in which migration and displacement are expressions of deeper processes of integration and disintegration transforming our world.

In response to a letter seeking guidance about how to respond to the migration crisis in Europe in 2015, the Universal House of Justice wrote to one National Spiritual Assembly, “It is all too easy to be swept up in the immediacy of the crisis and echo the cries arising on one side or another of the contemporary debate surrounding the flow of refugees and migrants, seeking a rapid solution to a problem which is but the latest symptom of a much deeper and far-reaching concern.”4Letter written on behalf of the Universal House of Justice to a National Spiritual Assembly, dated 1 October 2015 The message goes on to suggest that, rather than becoming enmeshed in the political divisiveness migration-related issues are now generating, a more productive line of inquiry is to consider the underlying drivers of migration and displacement and the teachings of the Bahá’í Faith that address them.

This article aims to make a modest contribution to the task suggested by the Universal House of Justice by examining the root causes of migration in the contemporary period. First, it reframes migration as a consequence of social transformation, a perspective that shows why migration is an intrinsic part of humanity’s collective life, and why any fundamental shift in patterns of migration will require transforming the very fabric of global society. Second, it describes elements of a Bahá’í view of the present moment that can help us see beyond the tumult of today and look with hope towards a future of global integration. In doing so, this article argues that migration provides a lens to better understand the social forces shaping our world order, and the depth of transformation required to realize peace and prosperity for all of humanity.

 

Migration and Social Transformation

In debates about migration, there are two common yet polarized perspectives. The first sees migration as a problem to be solved, a temporary response to “push” and “pull” factors that may be remedied as socioeconomic opportunities become more equal between places. This perspective assumes sedentary life as the normal human condition, and migration as an aberration requiring explanation or intervention.5Bakewell, Oliver. 2008. “‘Keeping Them in Their Place’: The Ambivalent Relationship between Development and Migration in Africa.” Third World Quarterly 29 (7):1341-1358. doi: 10.1080/01436590802386492. Malkki, Liisa. 1992. “National Geographic: The Rooting of Peoples and the Territorialization of National Identity among Scholars and Refugees.” Cultural Anthropology 7 (1):24-44. It is often from this vantagepoint that governments and non-governmental organizations seek to address the root causes of migration. If livelihood opportunities can increase, development policy assumes, less people should need to leave their homes. A second perspective alternatively emphasizes that human beings have always moved, and that there is nothing unnatural about migration. “Ours is a migratory species,” the author Mohsin Hamid reminds us.6“In the 21st century, we are all migrants”, National Geographic, by Mohsin Hamid. Available from: < https://www.nationalgeographic.com/magazine/2019/08/we-all-are-migrants-in-the-21st-century/ > Indeed, almost everyone can find a story of migration in their family history. Rather than a problem to be solved, this perspective emphasizes that migration is the means by which human beings throughout history have solved their problems, explored the world and improved their lives.

Both perspectives contain a kernel of truth, yet both obscure important realities about migration trends today. The first perspective, for example, neglects a growing body of research that shows rising levels of income, health and education in poorer countries are associated with greater emigration.7de Haas, Hein. 2007. “Turning the Tide? Why Development Will Not Stop Migration.” Development and Change 38 (5):819-841. Clemens, Michael A., and Hannah M. Postel. 2018. “Deterring Emigration with Foreign Aid: An Overview of Evidence from Low-Income Countries.” Population and Development Review 44 (4): 667-693. Clemens, Michael A. “Does Development Reduce Migration?”, in Robert E. B. Lucas, ed., International Handbook on Migration and Economic Development, Northampton, Mass.: Edward Elgar Publishing, pp. 152–185. The pursuit of “development” in the modern period appears to stimulate, rather than reduce, migration. In particular, development ideologies that emphasize the free movement of goods, capital and ideas also seem to propel the movement of people. Similarly, the second perspective, which emphasizes the naturalness of migration, can fail to appreciate how and why migration patterns have changed over time. Indeed, people have always moved, but the forces driving and shaping migration patterns have changed in rather dramatic ways across the ages. Further, a singular emphasis on migration as “normal” can risk ignoring or even naturalizing the unjust social structures that widen inequalities between people and places and also motivate population movements.

Dissatisfied with prevalent framings and theories of migration, a group of researchers associated with the International Migration Institute at the University of Oxford and later the University of Amsterdam began articulating a “social transformation perspective” for the study of migration.8Castles, Stephen. 2010. “Understanding Global Migration: A Social Transformation Perspective.” Journal of Ethnic and Migration Studies 36 (10):1565-1586. Van Hear, Nicholas. 2010. “Theories of Migration and Social Change.” Journal of Ethnic and Migration Studies 36 (10):1531-1536. Castles, Stephen, Derya Ozkul, and Magdalena Cubas. 2015. Social Transformation and Migration: National and Local Experiences in South Korea, Turkey, Mexico and Australia: Springer. de Haas, Hein, Sonja Fransen, Katharina Natter, Kerilyn Schewel, and Simona Vezzoli. 2020. “Social Transformation.” IMI Working Paper Series. International Migration Institute, University of Amsterdam. Available from: < migrationinstitute.org > This theoretical approach assumes that the ways in which people move and settle transform in patterned ways whenever social transformation, defined here as a “fundamental shift in the way society is organized that goes beyond the incremental processes of social change that are always at work,”9Castles, Stephen. 2010. “Understanding Global Migration: A Social Transformation Perspective.” Journal of Ethnic and Migration Studies 36 (10):1565-1586, page: 1576 occurs. Migration is not inherently “good” or “bad” – indeed, examples abound of both – but rather reflects how humanity organizes its social life. A core implication of a social transformation perspective is that to understand the underlying causes of migration, we must look to the nature and transformation of society itself.

The relationship between migration and social transformation is easier to discern from a historical perspective, when one can step outside the complexities and sensitivities that surround migration today. Taking a long-term perspective, there are at least three fundamental turning points in the migration history of humankind, each of which corresponds to important shifts in the deep structure of humanity’s collective life. The first occurred when human beings first ventured off the African continent. It is perhaps no coincidence that these new ventures overlapped with another new development: speech, which emerged sometime between 90,000 to 40,000 years ago. Speech gave unprecedented advantages for survival by enabling heightened levels of collective organization. While we cannot be sure of the exact causes of our early human ancestors’ first great migrations, historians note a remarkable dispersal of human beings out of Africa across the globe relatively soon thereafter, between 40,000 and 10,000 BCE.10McNeill, John Robert, and William Hardy McNeill. 2003. The Human Web: A Bird’s-Eye View of World History. New York: WW Norton & Company.

Another turning point in humanity’s migration history began to take place around 10,000 BCE. Innovations surrounding the storage of food, and later the domestication of plants and animals, enabled and encouraged human beings to live together in larger groups, giving rise to the first agricultural villages. This Neolithic Revolution brought profound mobility consequences: it allowed human beings to settle down, seasonally or more permanently. The very act of settling created the conditions out of which the first cities, and later civilizations, emerged. In the several thousand years thereafter, the possibility of settlement gave rise to three distinct yet interlocking ways of life: the rural agricultural, the nomadic pastoral, and the urban complex—each playing distinct and important roles in the emergence and spread of civilization throughout the centuries to come. The political strength and economic diversification possible in urban centers rested upon the acquisition and production of rural hinterlands, and pastoral communities played a crucial part of “trade and raid,” twin drivers of human movement and exchange.11McNeill, John Robert, and William Hardy McNeill. 2003. The Human Web: A Bird’s-Eye View of World History. New York: WW Norton & Company. During this time, urban centers were often perceived as the seats of civilization, yet the vast majority of humanity lived in rural settings.

Over the last several centuries, another fundamental shift in our collective migration history has been unfolding: urbanization, that is, the gradual displacement of rural and pastoral livelihoods by urban-centric social and economic organization. This process of urbanization, from a global perspective, has witnessed the mass movement of humanity from rural areas to urban centers, within their homelands or outside of them. While in 1800, only 15-20 percent of humanity lived in urban areas, this share increased to 34 percent in 1960 and by 2007 humanity reached a tipping point; the majority of humanity now lives in urban areas, a share that is projected to increase to 68 percent by 2050.12UNPD. 2018. 2018 Revision of World Urbanization Prospects. Department of Economic and Social Affairs of the United Nations. Available from: < https://population.un.org/wup/ > Transformations in recent international migration trends may be seen as an integral part of this global urbanization process. While a relatively high proportion of international migration in the 17th through 19th centuries was directed towards settling or conquering less population-dense territories – a kind of “frontier” or “settler” migration – today a growing share of international migration is directed towards “global cities” and large urban areas in wealthier countries. Humanity is thus in the midst of another migration transition,13Scholars tend to examine “migration transitions” from the perspective of states or regions. I apply the concept here to speak in very broad strokes about shifts in humanity’s mobility patterns. For more on “migration transitions”, see: Skeldon, Ronald. 2012. “Migration Transitions Revisited: Their Continued Relevance for the Development of Migration Theory.” Population, Space and Place 18:154-166. and the causes and consequences of these new population movements are what we are grappling to understand today.

The social forces driving humanity’s urban transition are complex. Technological innovations in manufacturing and transport led to the wide-scale displacement of traditional systems of economic production, which often relied on producing goods by hand, with machine-based systems of production that tend to concentrate production processes in urban areas. This Industrial Revolution is intimately tied to a range of other social shifts: new conceptions of work based on wages rather than subsistence; the expansion of formal education designed to prepare students for the specialization and division of labor in industrial and post-industrial societies; rising levels of consumption and changing notions of the good life; investments in infrastructure to facilitate heightened levels of connectivity, to name but a few. As societies around the world experienced the political, economic, technological and cultural changes associated with industrialization, more people began to leave rural ways of life to work in neighboring towns or cities elsewhere.14de Haas, Hein, Sonja Fransen, Katharina Natter, Kerilyn Schewel, and Simona Vezzoli. 2020. “Social Transformation.” IMI Working Paper Series. International Migration Institute, University of Amsterdam. Available from: < migrationinstitute.org > And as the world becomes increasingly connected, the destinations potential migrants consider become increasingly distant.

Globalization, what has been described as the “widening, deepening and speeding up of worldwide interconnectedness in all aspects of contemporary social life,”15Held, D., A. McGrew, D. Goldblatt and J. Perraton. 1999. Global Transformations: Politics, Economics and Culture. Cambridge: Polity: page 2 is thus another important process of social change shaping the nature and direction of migration trends. As processes of globalization accelerate, international migration flows follow global geopolitical and economic shifts. Consider the rise of the Gulf States after the discovery of vast reservoirs of oil in the mid-20th century, and the 1973 Oil Shock that suddenly increased the price of oil. This generated new financial resources to undertake major development projects in the region, as well as greater demand for foreign workers to carry out the work. While there were only some two million migrant workers in the Gulf region in 1975, some 68 percent of whom were from other Arab countries,16Thiollet, Helene. 2011. “Migration as Diplomacy: Labor Migrants, Refugees, and Arab Regional Politics in the Oil-Rich Countries.” International Labor and Working-Class History (79):103-121. the scale of migration increased dramatically over the following decades. By 2017, Saudi Arabia alone hosted some 12.1 million migrants, comprising some 37 percent of its total population, and making it the second major migration destination after the United States.17Migration Policy Institute tabulation of data from the United Nations, Department of Economic and Social Affairs (2017). Trends in International Migrant Stock: Migrants by Destination and Origin (United Nations database, POP/DB/MIG/Stock/Rev.2017). Most migrant workers now come from countries like India, Pakistan, and Bangladesh. The incomes migrant workers can earn in Saudi Arabia far exceed any opportunity available to them at home, while in Saudi Arabia, the work they provide is considered “cheap.” Economic globalization has contributed to the emergence of new “migration systems” across long distances, to such a degree that a young woman in rural Ethiopia, for example, may find it easier to migrate to Saudi Arabia as a domestic worker than to find sustainable work in her home region.18Schewel, Kerilyn. 2018. “Ziway or Dubai: Can Flower Farms in Ethiopia Reduce Migration to the Middle East?” IOM Migration Research Series (55):2-14.

Given the uneven nature of globalization in the modern period, particularly the growing divide between the richest and poorest countries and peoples, it is perhaps not surprising that, from a global perspective, migration scholars Mathias Czaika and Hein de Haas find that international migration occurs from an increasingly diverse array of origin countries, but concentrates on a shrinking pool of destination countries.19Czaika, Mathias, and Hein de Haas. 2014. “The Globalization of Migration: Has the World Become More Migratory?” International Migration Review 48 (2):283-323. While theorists once hoped that globalization would “flatten” the world and reduce levels of inequality in opportunity and welfare, globalization has thus far been a highly asymmetrical process, favoring particular countries, or powerful groups within these countries, at the expense of others.20See Friedman, Thomas. 2005. The World is Flat: A Brief History of the Twenty-First Century. New York: Farrar, Straus and Giroux. Sassen, Saskia. 1991. The Global City: New York, London, Tokyo. Princeton, N.J.: Princeton University Press. Stiglitz, Joseph. 2002. Globalisation and its Discontents. London: Allen Lane, The Penguin Press. Migration patterns, it seems, have followed these asymmetries.21See Czaika, Mathias, and Hein de Haas. 2014. “The Globalization of Migration: Has the World Become More Migratory?” International Migration Review 48 (2):283-323.

Because of these asymmetries, the drivers of internal and international migration should not be analyzed separately from patterns of displacement and refugee migration. The widescale displacement of populations around the world – due to conflict, natural disasters, or livelihood constraints – are also part of the social transformations of the modern period. The modern transformation has forged a global civilization, and today, more than ever before, “the welfare of any segment of humanity is inextricably bound up with the welfare of the whole.”22Letter from the Universal House of Justice addressed to the Bahá’ís of the World, dated 1 March 2017 Yet, despite this reality, individuals, companies, and countries continue to prioritize their own well-being in isolation from their neighbors’. The gap between the humanity’s richest and poorest is widening as unprecedented quantities of wealth are amassed by a relative few.23https://inequality.org/facts/global-inequality/The pursuit of power and economic gain continues to overrule concern for how the environment, which sustains all of humanity, is affected.24Letter from the Universal House of Justice addressed to the Bahá’ís of the World, dated 1 March 2017 These social ills nurture the conditions within which prejudice, insecurity, and conflict take root. In this light, it is easier to see why, although common discourse and legal pathways for migration often make a hard distinction between “refugees” and “economic migrants,” the reality is much more blurred. People’s movement in response to these shifting forces may be conceptualized as occurring along a spectrum of “forced” to “voluntary,” with much contemporary migration occurring somewhere in the middle.

 

Humanity’s response to migration and displacement

Many governments remain ill-prepared to respond to the opportunities and challenges migration presents to their societies. Migration policies in many countries tend to favor the entry of the so-called “highly skilled” while restricting the entry of “low-skilled” workers, asylum seekers and refugees.25Castles, Stephen. 2007. ‘The Forces Driving Global Migration’, Journal of Intercultural Studies 34(2): 122-140. FitzGerald, David. 2019. Refuge Beyond Reach: How Rich Democracies Repel Asylum Seekers: Oxford University Press. Yet, as one migration researcher Stephen Castles observed, “the more that states and supranational bodies do to restrict and manage migration, the less successful they seem to be.”26Castles, Stephen. 2004. ‘Why Migration Policies Fail’, Ethnic and Racial Studies 27(2): 205-227, page 205. Stronger border controls, because they do not address the underlying reasons why people leave, push many migrants into more dangerous and precarious trajectories.27Massey, Douglas S., Jorge Durand, and Karen A. Pren. 2016. “Why Border Enforcement Backfired.” American Journal of Sociology 121 (5):1557-1600. doi: 10.1086/684200. Development aid that does seek to address migration’s root causes is simply not large enough to meaningfully stymie the complex forces driving people’s movement,28Clemens, Michael A., and Hannah M. Postel. 2018. “Deterring Emigration with Foreign Aid: An Overview of Evidence from Low-Income Countries.” Population and Development Review. doi:10.1111/padr.12184. nor eliminate the persistent demand for immigrant labor in wealthy countries.29Piore, Michael J. 1979. Birds of Passage: Migrant Workers and Industrial Society. Cambridge: Cambridge University Press. Further, millions of refugees now live in precarious situations, and despite unprecedented levels of generosity, the gap between needs and humanitarian funding is widening.30Report of the United Nations High Commissioner for Refugees on the Global Compact on Refugees. United Nations General Assembly Official Records (A/73/12 (Part II)). Available from: < https://www.unhcr.org/gcr/GCR_English.pdf >

Recognizing that contemporary migration patterns stem from the structure of society complicates the hope that addressing its root causes is an easy task. On the contrary, it points to the depth of transformation required to fundamentally reshape the drivers and dynamics of migration in the world today. As humanity grapples with the opportunities and challenges posed by migration, the Baha’i Writings provide a perspective from which we can situate our reading of the present reality and orient long-term approaches to migration and social change.

First, concerning the present: implicit within the Baha’i teachings is the assurance that we are living through a period of global transformation, in which humanity is progressing towards its collective maturity, characterized by the unity of the human race within one social order. In this period of transition, Bahá’ís are “encouraged to see in the revolutionary changes taking place in every sphere of life the interaction of two fundamental processes. One is destructive in nature, while the other is integrative; both serve to carry humanity, each in its own way, along the path leading towards its full maturity.”31Letter from the Universal House of Justice addressed to the Bahá’ís of Iran, dated 2 March 2013 As humanity proceeds through its collective adolescence and into maturity, all of humanity is affected by these twin forces of integration and disintegration simultaneously, and migration is but one of innumerable social processes affected by them.

In this light, the patterned relationships described above between industrialization and urbanization, or globalization and international migration, are not inevitable in any absolute sense. After all, the pursuit of industrialization and globalization have been highly political and ideological processes, often shaped by narrow economic conceptions about how “modernization” or “development” ought to be achieved. While these processes most likely cannot be reversed, they can evolve in new directions. “However much such conditions are the outcome of history, they do not have to define the future,” the Universal House of Justice writes, “and even if current approaches to economic life satisfied humanity’s stage of adolescence, they are certainly inadequate for its dawning age of maturity. There is no justification for continuing to perpetuate structures, rules, and systems that manifestly fail to serve the interests of all peoples.”32Letter from the Universal House of Justice addressed to the Bahá’ís of the World, dated 1 March 2017 To fundamentally reshape patterns of migration or to alleviate the structural drivers of displacement, then, will require long-term approaches to social change that strive for the material and spiritual prosperity of all of humankind while recognizing our global interconnectedness.

Second, concerning the future: the Baha’i Writings envisage a future global society unified in all aspects of its political and economic life, where “the flow of goods and persons from place to place is vastly freer than anything which now obtains in the world as a whole.”33From a letter dated 13 November 1985 written on behalf of the Universal House of Justice to an individual believer As Bahá’u’lláh wrote in 1882, “The earth is but one country, and mankind its citizens.” The task Bahá’u’lláh set before humanity is to recognize its fundamental oneness and transform its collective life in light of this reality. The principle of the oneness of humankind is, as Shoghi Effendi declared, “no mere outburst of ignorant emotionalism or an expression of vague and pious hope.” Its implications are deeper: “its message is applicable not only to the individual, but concerns itself primarily with the nature of those essential relationships that must bind all the states and nations as members of one human family. […] It implies an organic change in the structure of present-day society, a change such as the world has not yet experienced.”34Shoghi Effendi, The World Order of Bahá’u’lláh, pages 42-43. This perspective suggests that debates surrounding migration must go far beyond the question of whether countries should open or close their borders. Only when the earth functions as the common homeland of humankind can the full benefits of migration be realized and the drivers of displacement eliminated.

The magnitude of transformation the Bahá’í Writings envision could lead to a sense of paralysis in the face of the immediate and weighty challenges associated with migration: the needlessly lost lives of migrant men, women, and children seeking opportunities for a better life (in the Mediterranean Sea alone, more than 18,500 people have been recorded dead or missing since 2014)35Migration Data Portal, Migrant Deaths and Disappearances, 17 March 2020, Available from: < https://migrationdataportal.org/themes/migrant-deaths-and-disappearances > the strength of anti-immigrant sentiment and the flourishing of prejudice and racism that eclipse any opportunity for meaningful public debate about migration; the reality that young generations in many societies around the world can no longer envision building a future where they are. These challenges cannot be addressed by a single country or movement, no matter how benevolently motivated.

And yet, alongside these manifestations of disintegration, promising signs of global solidarity and new forms of international cooperation provide hope that processes of integration are also gaining strength. At the local level, examples abound of individuals and communities organizing in ways that increasingly reflect the counsel ‘Abdu’l-Bahá gave to humanity over a century ago: “Let them see no one as their enemy, or as wishing them ill, but think of all humankind as their friends; regarding the alien as an intimate, the stranger as a companion, staying free of prejudice, drawing no lines.”36Selections from the Writings of ‘Abdu’l-Bahá, pages 1-2. This is not only the case in Europe or North America, whose immigration dynamics receive the bulk of scholarly and public attention, but also in countries like Uganda, which in 2018, hosted the largest number of refugees after Turkey and Pakistan. While migration brings many social and economic challenges in a country where poverty levels remain high, many Ugandans are proud of their country’s welcoming stance towards refugees. “They are our brothers and sisters” is a common sentiment..37“Can Uganda’s Breakthrough Refugee-Hosting Model Be Sustained?” Migration Policy Institute, 31 October 2018, by Tessa Coggio. Available from: < https://www.migrationpolicy.org/article/can-ugandas-breakthrough-refugee-hosting-model-be-sustained > One might also consider the way the inhabitants of small Mexican towns fed, clothed, and sheltered thousands of Central American migrants traveling North in 2018. “This is a poor town, but we still did all this,” one city councilwoman in Pijijiapan expressed. Another woman serving food explained, “We know that we are all brothers. What God gives us, we should share.”38“Mexicans shower the caravan with kindness — and tarps, tortillas and medicine” The Washington Post, 26 October 2018, by Joshua Partlow. Available from: < https://www.washingtonpost.com/world/the_americas/mexicans-shower-the-caravan-with-kindness–and-tarps-tortillas-and-medicine/2018/10/26/b2f828b4-d7b0-11e8-8384-bcc5492fef49_story.html > Although the media and public discourse often suggest rising levels of social strain or xenophobia associated with migration around the world, examples of everyday kindnesses and solidarity, motivated by consciousness of our common humanity, are everywhere if one looks for them.

At the institutional level, an increasing number of spaces are also being created for national governments and international organizations to go beyond a focus on crisis management to consult on the positive potential of migration, and the need for greater policy coherence and global cooperation. The 2018 Global Compact for Safe, Orderly and Regular Migration is one such example. It is the first-ever United Nations global agreement on a common approach to international migration in all its dimensions, endorsed by 164 countries. Its objectives highlight the global cooperation required to alleviate the adverse structural conditions that hinder people from building and maintaining sustainable livelihoods in their countries of origin.39Global Compact for Safe, Orderly and Regular Migration. Available from: < https://refugeesmigrants.un.org/migration-compact > At the same time, many countries that express strong fears about immigration in public and political discourse also experience a strong economic demand for immigration as their native populations age. Nation-states and international organizations are considering new ways to facilitate migration that can realize migration’s powerful potential for good, for migrants themselves as well as origin and destination societies.40For example, see efforts to expand Global Skills Partnerships: https://www.cgdev.org/page/global-skill-partnerships

Nevertheless, all actors involved recognize that such compacts and other promising developments will fail to achieve their aims without concerted effort on the part of individuals, communities, and institutions around the world to realize more profound transformations in the fabric of society and the relationships that govern it. This will require an approach to migration, development, and international cooperation that recognizes our common humanity and global interconnectedness and that the well-being of one place cannot be pursued in isolation from the well-being of the whole. This is the direction towards which the Bahá’í community and like-minded individuals and organizations are striving. Migration, then, is but one lens to better understand Baha’u’llah’s injunction that, “The well-being of mankind, its peace and security, are unattainable unless and until its unity is firmly established.”41Gleanings from the Writings of Bahá’u’lláh, page 286

In the last several decades, debates around the globe have intensified about the place of governments in safeguarding the welfare of their people. On one end of the spectrum have been those arguing that the state’s role in this enterprise should be absolute. They would say that, as the ultimate representative of the people, public institutions bear full responsibility to create universal systems to meet all social needs, and that leaving such concerns to the private and non-governmental realm can only result in piecemeal programming, profiteering from essential services, and people falling through the cracks. On the other end of the spectrum are those that have argued that government is inevitably inefficient, corrupt, and prone to stifling the transformative ingenuity generated by market forces, the freedom of altruistic individual initiative, and the responsiveness of grassroots community action. As such, the needs of society, they would say, can be best met by minimizing the size and scope of government, with an understanding that this leads to robust economic growth and the flourishing of non-governmental organizations and charities able to respond directly to local needs and provide support for the most disadvantaged. These debates, of course, have not just played out in academic and philosophical arenas, but have had a profound impact on the day-to-day lives of all people.

At present, a frenetic pace of change in countless spheres—from economics to climate, from technology to demographics—has fed a mounting sense of uncertainty. In every corner of the globe, growing masses live in precarious social conditions and governments find themselves paralyzed by disputes about their responsibility and capacity to respond. Despite the many achievements brought about by the prevailing sociopolitical order, its legitimacy is increasingly called into question. There is thus a crying need for a renewed vision of the place of public institutions in providing for social well-being.

As with many subjects involving extremes of perspective, instead of one side “winning” the ideological debate and attempting to impose itself, arriving at a lasting solution would seem to require a more moderate approach. The sustainability of any set of social arrangements depends on the degree to which genuine consensus is built. In this connection, the teachings of the Bahá’í Faith, together with the Bahá’í community’s emergent reconceptualization of the relationships between individuals, communities, and institutions, provide new vantage points from which to understand and begin to address current political impasses. Moreover, the writings and recorded utterances of ‘Abdu’l-Bahá offer numerous insights on the subject of government’s responsibilities and proper functioning. Disclosing glimpses of a world in which institutions and people work in concert for societal well-being, ‘Abdu’l-Bahá’s words illuminate a way forward characterized not by compromise between competing claims but by their reconciliation and harmonization.

The Emergence of the Modern Welfare State

In his seminal 1776 work An Inquiry into the Nature and Cause of the Wealth of Nations, Adam Smith wrote that among a sovereign’s central obligations was “the duty of erecting and maintaining certain public works and certain public institutions, which it can never be for the interest of any individual, or small number of individuals, to erect and maintain”. These, he suggested, could not reasonably be established by a private interest because any profit they might generate could never repay the expense incurred, but they “may frequently do much more than repay it to a great society.”1Adam Smith, The Wealth of Nations: Books IV-V (London: Penguin, 1999), p. 310.

Smith, the so-called father of capitalism, was first and foremost a moral philosopher, and his concern was not only explaining the dynamics of the new political economy. He also pointed to the ethical implications of nascent capitalism—both in terms of the system’s potential pitfalls and the social norms required for its proper functioning. As Smith saw markets as human constructions whose ultimate purpose was to serve the public good, in many of his writings, he designated a central role to government in safeguarding markets through considered regulation and in making provisions to ensure social well-being.2Smith leveled harsh criticisms against the actions and motivations of the employer “order”, saying that its interests were “never exactly the same with that of the public” and it generally had “an interest to deceive and even to oppress the public” (Adam Smith, The Wealth of Nations: Books I-III, London: Penguin, 1999, p. 359). He also advocated higher taxation on the rich, especially on those deriving and maintaining their wealth from rents, and displayed a deep concern for the soul-crushing effects of laborers having to engage in mindless, repetitive work (Adam Smith, The Wealth of Nations: Books IV-V, London: Penguin, 1999, pp. 368-434).

In a sense, Smith’s comments on the place of public institutions in society presaged a set of ideological contests that would shape the modern world. For thousands of years, human beings have debated the role of those in power to regulate individual action and provide for social needs. But these questions came into much sharper relief in the last two centuries as a result of the revolution of industrial capitalism in Europe and a variety of attendant developments. As a new age of material and technological abundance dawned, population levels grew and cities swelled with the rural peasantry entering the urban labor force. Millennia-old communal and familial arrangements for ensuring collective well-being were disrupted, and governments were increasingly expected to fill the gaps.

In the fertile soil of the political upheavals of the day and the mounting discontent with the new miseries produced by the industrial economic order, an array of European thinkers and activists developed the modern ideas of socialism and communism. While the specifics and ambition of their proposals varied greatly, they generally called for the collective ownership of the means of production as an antidote to what they saw as the exploitative capitalist system. In such schemas, the society as a whole would be the primary owner of the resources of economic life, and this ownership would be administered either by the state, by workers groups, or through some other collective framework. These ideas achieved their highest and most influential expression in the work of German philosopher Karl Marx, whose writings would provide the ideological and theoretical foundations for numerous movements and revolutions in the century to come. The most significant of these was undoubtedly the Russian Revolution of 1917 that led to the establishment of the Soviet Union—as this state would serve as the standard-bearer of international socialism and sociopolitical challenger to the Western capitalist order during most of the twentieth century.

But well before the rivalry between the capitalist and socialist camps erupted on the global stage, there were attempts to reconcile their respective aspirations and appease differing factions through hybrid systems. Tracing its origins to late nineteenth century Germany, the modern welfare state emerged through this process. Under the leadership of Kaiser Wilhelm I and his “Iron Chancellor” Otto von Bismarck, the newly-united German nation implemented a series of policies designed to undermine the threat of socialism by meeting the social needs of the working class. The measures included health and accident insurance, an old-age pension program, and worker protection regulations.

Over the course of the early twentieth century, industrialized countries followed Germany’s lead and began expanding government’s involvement in social welfare. As with Bismarck’s government, many states faced the accusation that they were the defenders of a system that benefited the few at the expense of the suffering masses, and they therefore enacted measures to deliver essential services and curb the worst inequities. As humanity was rocked by world wars and the Great Depression, many wealthy nations established universal and targeted systems to provide healthcare, education, unemployment and disability benefits, pensions, childcare, and other public services. This was bolstered by the influential work of British economist John Maynard Keynes, who advocated increased public spending and government taking a more active role in the market and national employment levels.3In view of this discussion, it is interesting to note that John Maynard Keynes once famously commented: “The ideas of economists and political philosophers, both when they are right and when they are wrong, are more powerful than is commonly understood. Indeed, the world is ruled by little else” (John Maynard Keynes, The General Theory of Employment, Interest and Money, London: Macmillan, 1936, p. 383). Moreover, following the conclusion of World War II and the emergence of the Cold War between the United States, the Soviet Union, and their respective allies, the capitalist West sought to demonstrate not only its military supremacy to the socialist East but also its superiority in delivering broad-based prosperity to its citizens. In this context, by the middle of the century, the welfare state—with varying degrees of comprehensiveness—had become the norm in high-income capitalist countries, and increasingly in poorer countries as well.

However, by the 1970s, the proposition that government ought to serve as the principal arbiter in ensuring social welfare, a proposition that seemed to have attained broad consensus, was eroding. The size and scope of most governments had expanded significantly in the decades prior, and a growing chorus of economists, led by Milton Friedman, argued that underwriting large, bureaucratic states was hamstringing private interests and impeding economic growth. Moreover, in the global ideological and geopolitical contest between capitalism and socialism, capitalism had gained the upper hand. As awareness grew about the atrocities occurring in the Soviet Union and cynicism rose about the failures of other revolutionary social movements to achieve their goals or even abide by their noble ideals, market economies were proving themselves more capable of delivering prosperity than planned economies. In this context, the capitalist governments of the world felt less and less pressure to prove their capacity to provide for social well-being.

The twilight of the Cold War witnessed the ascendance of so-called “neoliberalism”. Led by the governments of the United States and the United Kingdom, and prescribed to many developing economies, this economic vision entailed lowering taxes, privatizing state enterprises, deregulating markets, and promoting economic globalization through the reduction of national barriers to trade and investment. By the time the Soviet Union collapsed in the early 1990s, the implementation of such measures—combined with the forces of globalization—had succeeded in restructuring the relationship between many citizens and their national governments.4Even China, the last major flag-bearer of international socialism, had introduced in the preceding years a series of transformative economic reforms, leading to its signature “socialist market economy” and the eventual lifting of 850 million citizens out of poverty (World Bank website, “The World Bank in China”: https://www.worldbank.org/en/country/china/overview, accessed 25 January 2020). In this context, one prominent thinker proclaimed the “end of history”, asserting that humanity had reached the end of its ideological evolution with Western-style liberal democracy upholding a free-market economic system triumphing as “the final form of human government”.5Francis Fukuyama, “The End of History?”, The National Interest, no. 16, 1989. Fukuyama later expanded this article into the 1992 book The End of History and the Last Man.

Contemporary challenges

Although the “end of history” claim was quickly met with skepticism and critique, in many ways the world has only moved closer to this vision in the years since. Countries in the “developed” world—supposedly representing the end goal that all “developing” nations should strive to attain—have continued to abide within this basic citizen-government compact, albeit with differing levels of government involvement in socioeconomic life. In Nordic countries, for instance, society operates based on a free market economy combined with a large public sector—funded by high levels of taxation relative to gross domestic product—that administers a comprehensive welfare state and actively engages in labor issues. But there are also countries where government plays a more modest role in promoting social welfare. The most prominent among these is the United States, with its restricted social safety net, relatively high levels of private provision of social services, and limited government involvement in labor issues.

At the dawn of the twenty-first century, even as the liberal-democratic capitalist order remained ascendant on the global stage, there were increasing signs of an undercurrent of discontent. Resurgent and often deadly forces of religious fanaticism and ethno-nationalism, skyrocketing economic inequality, and the booms and busts inherent to the system dashed much of the optimism of the period immediately following the Cold War. Building on earlier traditions of distrust in government stewardship, this once-simmering dissatisfaction with political and economic elites began erupting to the surface.

As a result, humanity currently finds itself at a juncture of paradox and precarity. Despite objective gains in many metrics of human well-being in recent decades, large numbers of people perceive their lives and the world in general as becoming worse.6Max Roser, “Most of us are wrong about how the world has changed (especially those who are pessimistic about the future)”, Our World in Data, 27 July 2018: https://ourworldindata.org/wrong-about-the-world, accessed 25 January 2020. Rich and poor countries alike are experiencing ever more uncertainty amidst unending transformations in the spheres of technology and employment, waves of internal and international migration, disasters precipitated by changes in the climate, and the havoc wreaked by global pandemics. In a world in which the notion of “disruption” itself is lauded as a social good, a growing number of citizens clamor for greater social stability.

However, there is a lack of clarity about from where this salve should come. Governments, the traditional purveyors of societal security, are externally looked upon with suspicion and are internally divided as to their responsibilities. Crises of faith in public institutions are everywhere apparent as society demonstrates itself bereft of a shared vision on this front.

The Bahá’í Perspective on Government Providing for Social Well-Being

In the nineteenth century, as the modern world was being forged by economic and political upheavals in Europe’s centers of power, another set of developments was agitating the status quo in sites across the Middle East. In 1863, one month before the founding of the world’s first socialist party,7Ferdinand Lassalle, the originator of the idea of “state socialism,” founded the General German Workers’ Association on 23 May 1863. In contrast to Marx, who saw the state as an apparatus for maintaining existing class structures, Lassalle considered the state to be independent of class allegiances, a potential instrument of justice, and therefore essential to establishing socialism (Gary Dorrien, Social Democracy in the Making: Political and Religious Roots of European Socialism, New Haven: Yale University Press, 2019, p. 59). Bahá’u’lláh inaugurated a new chapter in a transformative movement that had been building for decades.

In the unassuming setting of a garden north of Baghdad, Bahá’u’lláh declared that humanity was entering a new stage in its history and, over the course of the next several decades, gradually outlined a comprehensive assessment of the world’s contemporary condition. He indicated that humankind stood at the cusp of its collective maturity and that the upheavals into which it had fallen were symptomatic of a turbulent adolescence. As such, the world was in need of new social tools and reinvigorated spiritual principles to give up outdated modes of social organization based on greed, conflict, and particularistic thinking and embrace a new ethic of reciprocity, collaboration, and universality. Bahá’u’lláh expressed that on the other side of this transitional period would be a peaceful and prosperous global civilization, but that it would be humanity’s responsibility to construct this new world.

In this connection, the Bahá’í writings contain many insights for the restructuring of governance and social organization. Beginning in 1867, Bahá’u’lláh wrote to the kings and rulers of the world—including Emperor Napoleon III, Queen Victoria, Kaiser Wilhelm I, Tsar Alexander II, and Pope Pius IX—admonishing them to abandon wasteful and self-serving endeavors and dedicate their energies to the well-being of their citizens.8These messages are compiled in the book Summons of the Lord of Hosts. And in 1875, ‘Abdu’l-Bahá anonymously directed a treatise to the rulers and people of Persia, which laid out the practical and moral requirements for the nation to overcome its degraded condition and achieve prosperity.

Later published under the title The Secret of Divine Civilization, this unequaled work on the interplay of spiritual principle and political economy spoke to a nation struggling to enter the modern era. At a time when the Shah had publicly “resolved to bring about the advancement of the Persian people, their welfare and security and the prosperity of their country,”9‘Abdu’l-Bahá, The Secret of Divine Civilization, p. 5. ‘Abdu’l-Bahá advised the country’s leaders to look to the rest of the world and learn from others’ breakthroughs in science and public administration. By abandoning their cultural and religious biases, particularly concerning the West, and earnestly seeking knowledge and insight from whatever source it might come, they could overcome the country’s stagnation. For ‘Abdu’l-Bahá, a society characterized by the technological and institutional advancement of the West and the spiritual devotion of the East would be the envy of the world.

‘Abdu’l-Bahá’s call for national upliftment was directed at the entire society. Pointing to a reciprocal relationship between people and government, He indicated that the nation at every level was in need of education and a regeneration of moral principle grounded in spiritual conviction.10‘Abdu’l-Bahá says that Persia’s “people must make a massive effort” and that “[c]lose investigation will show that the primary cause of oppression and injustice, of unrighteousness, irregularity and disorder, is the people’s lack of religious faith and the fact that they are uneducated. When, for example, the people are genuinely religious and are literate and well-schooled, and a difficulty presents itself, they can apply to the local authorities; if they do not meet with justice and secure their rights and if they see that the conduct of the local government is incompatible with the divine good pleasure and the king’s justice, they can then take their case to higher courts and describe the deviation of the local administration from the spiritual law. Those courts can then send for the local records of the case and in this way justice will be done. At present, however, because of their inadequate schooling, most of the population lack even the vocabulary to explain what they want” (Ibid., pp. 10-18). Moreover, provision had to be made for the well-being of all people, particularly the downtrodden, but The Secret of Divine Civilization does not stipulate categorically from where it should come. The source of public welfare is given less import than the assurance that the people’s needs are met. For instance, with regard to the capacity of individual initiative to promote the common good, ‘Abdu’l-Bahá discusses the prospect of a prosperous and enlightened person using his or her wealth to transform the fortunes of the generality of the people. He states:

Above all, if a judicious and resourceful individual should initiate measures which would universally enrich the masses of the people, there could be no undertaking greater than this, and it would rank in the sight of God as the supreme achievement, for such a benefactor would supply the needs and insure the comfort and well-being of a great multitude.11Ibid., p. 24.

But while ‘Abdu’l-Bahá makes clear the duty of every individual to be “a source of social good”,12Ibid., p. 2. He nevertheless places the ultimate responsibility for social well-being on government and leadership. It is the “monarch”, He says, “on whose high resolve the welfare of all his subjects depends.” 13Ibid., p. 11. ‘Abdu’l-Bahá describes the obligation of a leader to view his or her work as an act of service and to “consider the welfare of the community as one’s own” (Ibid., p. 39). At the core of The Secret of Divine Civilization is a call for authorities to abandon self-interest and act with moral rectitude. He writes that “any agency whatever, though it be the instrument of mankind’s greatest good, is capable of misuse. Its proper use or abuse depends on the varying degrees of enlightenment, capacity, faith, honesty, devotion, and high-mindedness of the leaders of public opinion.”14Ibid., p. 23. On a policy level, ‘Abdu’l-Bahá identified the widespread practice of bribery among Persian government officials, known “by the pleasant names of gifts and favors,” and asserted that such behavior could in part be curbed by relieving provincial authorities of the corrupting influence of “absolute authority” (Ibid., p. 15).

On this note, while The Secret of Divine Civilization highlights a number of practical considerations for the building of a materially and spiritually prosperous society, it is primarily concerned with establishing the social norms on which the project can be sustainably undertaken. The same can be said of the Bahá’í teachings more generally. The Bahá’í Faith does not put forward a blueprint for a new sociopolitical system, but rather calls for the development of new modes of social engagement and collective decision-making capable of giving rise to such a system. In the Bahá’í view, without a renewal of attitudes and qualities such as compassion, selflessness, and fairmindedness at the individual and collective levels, the idea of erecting just social structures is a chimera.

Although the Bahá’í writings do not advance technical policy prescriptions, they nevertheless offer glimpses of some practical arrangements of a society befitting a humanity that has come of age. What follows are a number of these interconnecting guiding lines. At the outset, it should be noted that the implication here is not that there is a particular model to be realized but rather that there are multiple ways to arrive at the same social outcome. Different governments may adopt different approaches to respond to the unique realities and social needs of their people—though by embracing a posture of learning, they can continually gain insight from one another’s advances and adjust their approaches accordingly. Nevertheless, the Faith does make clear that there are certain social thresholds below which it is immoral to let any member of the human family fall—and others which it is likewise immoral to surpass. As such, certain principles on governance and social welfare might well be regarded as universal. On this note, it should also be stressed that the topics addressed below do not represent a comprehensive treatment of the Bahá’í perspective on the subject. While the Bahá’í teachings emphasize an integrated vision of human well-being and contain countless insights on questions ranging from education to health to societal cohesion, the guiding lines that follow focus on issues related to economic conditions.

Elimination of the extremes of wealth and poverty

One of the most widely discussed subjects in the world today is income inequality. For this reason, few of the social teachings of the Bahá’í Faith seem as relevant now as the elimination of the extremes of wealth and poverty. This cardinal Bahá’í principle recurs, in particular, throughout the writings and recorded utterances of ‘Abdu’l-Bahá, who was emphatic as to the grave injustice of extreme inequality and its destabilizing effect on society. Not to be confused with complete equalization, which for ‘Abdu’l-Bahá would go against nature and result in “chaos” and “universal disappointment”,15‘Abdu’l-Bahá, Some Answered Questions, pp. 273-274. He describes the elimination of the extremes of wealth and poverty in this way:

Certainly, some being enormously rich and others lamentably poor, an organization is necessary to control and improve this state of affairs. It is important to limit riches, as it is also of importance to limit poverty. Either extreme is not good. To be seated in the mean is most desirable. If it be right for a capitalist to possess a large fortune, it is equally just that his workman should have a sufficient means of existence.16‘Abdu’l-Bahá, Paris Talks, p. 152. In another instance, He affirms: “Consider an individual who has amassed treasures by colonizing a country for his profit: he has obtained an incomparable fortune and has secured profits and incomes which flow like a river, while a hundred thousand unfortunate people, weak and powerless, are in need of a mouthful of bread. There is neither equality nor benevolence. So you see that general peace and joy are destroyed, and the welfare of humanity is negated to such an extent as to make fruitless the lives of many. For fortune, honors, commerce, industry are in the hands of some industrialists, while other people are submitted to quite a series of difficulties and to limitless troubles: they have neither advantages, nor profits, nor comforts, nor peace” (‘Abdu’l-Bahá, Some Answered Questions, pp. 273-274).

It bears noting that at the time ‘Abdu’l-Bahá made this statement in Paris in 1911, the Western world was experiencing a period of heightened inequality.For example, when ‘Abdu’l-Bahá addressed the subject again in New York City in 1912, it is estimated that the top 1% of earners in the United States were taking in nearly a fifth of the nation’s income. This figure fell substantially in subsequent decades but has rebounded and been surpassed in recent years.17Thomas Piketty, Emmanuel Saez, and Gabriel Zucman, “Distributional National Accounts: Methods and Estimates for the United States”, NBER Working Paper Series, National Bureau of Economic Research, December 2016: https://www.nber.org/papers/w22945.pdf, accessed 25 January 2020 In many ways, present-day economic conditions are the same as those to which ‘Abdu’l-Bahá spoke, with extremes of wealth and poverty that are difficult to fathom.18It has been reported that in 2009 the combined wealth of the world’s 380 richest people equaled that of the poorest 50% of the planet’s population—that is, more than three and a half billion people—but by 2019 the disparity had grown significantly, with just 26 individuals having as much as the poorest half of the world (Larry Elliott, “World’s 26 richest people own as much as poorest 50%, says Oxfam”, The Guardian, 21 January 2019: https://www.theguardian.com/business/2019/jan/21/world-26-richest-people-own-as-much-as-poorest-50-per-cent-oxfam-report, accessed 25 January 2020). Such a skewed distribution of resources not only has countless deleterious effects on the ability of those living in poverty to lead happy, healthy, fulfilling lives, but has been shown to be detrimental to the entirety of society—including to the wealthy.19See, for example, Richard G. Wilkinson and Kate Pickett, The Spirit Level: Why More Equal Societies Almost Always Do Better (London: Penguin, 2010). Addressing this imbalance thus represents one of the most pressing issues facing humanity. The question, of course, is how. And on this front, ‘Abdu’l-Bahá points to regulatory and legislative means:

There must be special laws made, dealing with these extremes of riches and of want. The members of the Government should consider the laws of God when they are framing plans for the ruling of the people. The general rights of mankind must be guarded and preserved…. The government of the countries should conform to the Divine Law which gives equal justice to all. This is the only way in which the deplorable superfluity of great wealth and miserable, demoralizing, degrading poverty can be abolished.20‘Abdu’l-Bahá, Paris Talks, p. 152.

In utterances like this and many others, ‘Abdu’l-Bahá lays the responsibility of correcting the imbalance of extreme inequality on government. He repeatedly states that the “remedy must be legislative readjustment of conditions”,21‘Abdu’l-Bahá, The Promulgation of Universal Peace, p. 107. as such laws represent the “greatest means” for promoting social equity.22Ibid., p. 216.

Taxation and voluntary giving

When speaking of legislative action to foster social equity, the most often cited means is progressive taxation. Since the first modern income taxes were levied in Britain at the turn of the nineteenth century,23The tax was introduced in 1799 to fund the growing war against Napoleon. It required all annual incomes over £200 to be taxed at a rate of 10% and incomes between £60 and £200 to be taxed at a graduated rate from less than 1% to 10%; incomes below £60 were not taxed (Parliament of the United Kingdom website, “War and the coming of income tax”: https://www.parliament.uk/about/living-heritage/transformingsociety/private-lives/taxation/overview/incometax/, accessed 25 January 2020). the notion that taxpayers ought to pay incrementally greater percentages of their income or wealth based on what they have and what they earn has become commonplace. In recent years, in the context of growing levels of inequality, leading economists have proposed aggressively redistributive tax rates to try to limit the concentration of wealth among a small few. This, they contend, would lead to a more equitable circulation of resources and curb the social and economic instability caused by extreme inequality.24In the landmark 2013 book Capital in the Twenty-First Century, for example, Thomas Piketty proposes an annual global wealth tax of up to 2% and a progressive income tax up to 80% for the very highest earners. A century ago, ‘Abdu’l-Bahá also laid out a schema for progressive taxation. Writing that the “question of economics must commence with the farmer and then be extended to the other classes” as “the farmer is the first active agent in human society”, He describes a system for the collection of taxes in a village and their payment to a community “storehouse”.25‘Abdu’l-Bahá, “Additional Tablets, Extracts and Talks”, Bahá’í Reference Library website: https://www.bahai.org/library/authoritative-texts/abdul-baha/additional-tablets-extracts-talks/, accessed 25 January 2020. Administered by an elected local board composed of trustworthy individuals, the storehouse would have multiple sources of revenue. The first source would be a “tithe” owed by farmers, which would be calculated in consideration of their revenue and needful expenditures. By way of example, He defines a five-tiered taxation scale in which farmers whose annual income is equal to their expenses—that is, with no surplus—would pay nothing to the storehouse, while those with the greatest surpluses would pay half of their income to it. In between, He gives scenarios of farmers owing, respectively, one-tenth, one-fourth, and one-third of their net earnings.26‘Abdu’l-Bahá states: “As to the first, the tenths or tithes: we will consider a farmer, one of the peasants. We will look into his income. We will find out, for instance, what is his annual revenue and also what are his expenditures. Now, if his income be equal to his expenditures, from such a farmer nothing whatever will be taken. That is, he will not be subjected to taxation of any sort, needing as he does all his income. Another farmer may have expenses running up to one thousand dollars we will say, and his income is two thousand dollars. From such [a farmer] a tenth will be required, because he has a surplus. But if his income be ten thousand dollars and his expenses one thousand dollars… he will have to pay as taxes, one-fourth. If his income be one hundred thousand dollars and his expenses five thousand, one-third will he have to pay…. But if his expenses be ten thousand and his income two hundred thousand then he must give an even half because ninety thousand will be in that case the sum remaining. Such a scale as this will determine allotment of taxes. All the income from such revenues will go to this general storehouse” (‘Abdu’l-Bahá, Foundations of World Unity, p. 40).

The reason for these progressive taxation rates is to address disparities in people’s means and needs. In the context of all people contributing to the community’s output, such a measure promotes social equity and ensures the elimination of poverty. As ‘Abdu’l-Bahá explains:

All must be producers. Each person in the community whose income is equal to his individual producing capacity shall be exempt from taxation. But if his income is greater than his needs he must pay a tax until an adjustment is effected. That is to say, a man’s capacity for production and his needs will be equalized and reconciled through taxation. If his production exceeds, he will pay a tax; if his necessities exceed his production he shall receive an amount sufficient to equalize or adjust. Therefore taxation will be proportionate to capacity and production and there will be no poor in the community.27‘Abdu’l-Bahá, The Promulgation of Universal Peace, p. 217.

It is important to note that, for ‘Abdu’l-Bahá, such a measure would be founded on an ethic of reciprocity and social trust. Those contributing to the village storehouse would do so knowing that their contributions would help ensure the well-being of their neighbors, particularly those who may be unable to provide for themselves—such as orphans, the elderly, and those with disabilities. In addition, any member of the community that confronted a set of emergency expenses would be able to draw from the storehouse. Thus, all contributors would simultaneously be beneficiaries. The same principles would hold true in large urban settings, though on a larger and more complex scale.28Ibid., p. 41.

The sense of social trust and reciprocity underpinning the storehouse would be bolstered by local control of its finances. It is only after all local needs are covered, ‘Abdu’l-Bahá says, that any surplus found in the storehouse would “be transferred to the national treasury.”29Ibid., p. 40. It is interesting to note that the high-tax Nordic countries mentioned above maintain a similar type of local control of tax revenue, with municipal income tax rates often higher than national rates and decisions about how to use these funds made close to the tax base. But on a more profound level, its proper functioning would depend on a particular worldview and moral orientation at the communal level. Specifically, it would require a conception of individual well-being as inextricably tied to collective well-being—that is, of individuals constituting component parts of an organic social body. Notions of individual accumulation and the primacy of individual ownership would need to be subordinated to a vision of private property as simply a means to the end of collective prosperity.

In this connection, in the Bahá’í view, the giving of one’s property for the collective good should be an act performed willingly, and not one based on coercion. On this note, ‘Abdu’l-Bahá asserts:

To state the matter briefly, the Teachings of Bahá’u’lláh advocate voluntary sharing, and this is a greater thing than the equalization of wealth. For equalization must be imposed from without, while sharing is a matter of free choice… Man reacheth perfection through good deeds, voluntarily performed, not through good deeds the doing of which was forced upon him. And sharing is a personally chosen righteous act: that is, the rich should extend assistance to the poor, they should expend their substance for the poor, but of their own free will, and not because the poor have gained this end by force. For the harvest of force is turmoil and the ruin of the social order. On the other hand voluntary sharing, the freely-chosen expending of one’s substance, leadeth to society’s comfort and peace. It lighteth up the world; it bestoweth honour upon humankind.30‘Abdu’l-Bahá, Selections from the Writings of ‘Abdu’l-Bahá, p. 115.

This principle of voluntary sharing applies not only to charity, but also holds true in relation to the Bahá’í conception of taxation. 31‘Abdu’l-Bahá, Promulgation of Universal Peace, p. 107. As seen in the description of the community storehouse and the moral framework that undergirds it, taxation in ‘Abdu’l-Bahá’s view represents a “duty” in the true sense of the word—that is, an obligation enthusiastically fulfilled. On this note, while it is possible to approach the above passages from an individualistic perspective, such a reading gives rise to an apparent incongruence between the dual counsels on externally-imposed taxation and freely-performed giving. However, this seeming discrepancy may be reconciled by looking at the issue through a collective lens. That is to say, ‘Abdu’l-Bahá may be indicating that the wealthy segments of society, as a whole, need to voluntarily support and submit to progressive taxation policies. From this perspective, rather than such measures arising from, say, a coercive revolution of the working classes, they would be the result of an act of collective will across society. Discretionary charitable giving, then, would be in addition to these agreed-upon contributions.

In this connection, the Bahá’í vision of taxation finds its most complete expression in the law of Huqúqu’lláh. The “Right of God”, Huqúqu’lláh was set forth by Baháʼu’lláh and stipulates the payment of 19% of any wealth in excess of one’s needful expenses to the center of the Faith—currently the Universal House of Justice. These monies are to be expended for humanitarian purposes and are intended to help equalize levels of wealth across different parts of the world. The calculation and payment of Huqúqu’lláh are left to the discretion of the individual; it is not solicited nor is its amount determined by any authority. It thus depends entirely on an individual’s conscience and must be paid with sincere joy in order to be acceptable.

Decent work

In addition to income inequality and taxation, one of the most daunting challenges facing policymakers today is expanding opportunities for meaningful, secure, and fairly-remunerated employment. In many places, where stable work in manufacturing, agriculture, and professional services was previously the norm, a restructuring of the labor force is taking place—with short-term, contract, and informal jobs becoming more and more common. Among other factors, the rise of the “gig economy” is being driven by increasing levels of automation, in which machines carry out tasks formerly done by humans. While the earliest advances in automation date back to at least the industrial revolution, leading voices have signaled that the world is now in the first stages of a new revolution in automation with the potential for even more disruptive results. Breakthroughs in artificial intelligence and related spheres are making machines capable of performing highly-sophisticated functions that match or exceed the capabilities of the human brain.32Klaus Schwab, “The Fourth Industrial Revolution: What It Means and How to Respond”, Foreign Affairs, 12 December 2015: https://www.foreignaffairs.com/articles/2015-12-12/fourth-industrial-revolution, accessed 25 January 2020.

While such labor-saving innovations hold great promise for humanity, their rewards have thus far not been equally enjoyed by all. On the contrary, in the twenty-first century they have begun to leave growing legions of workers scrambling to piece together livelihoods as their work becomes obsolete. On this front, the forecasts of ‘Abdu’l-Bahá offer a vision for how humanity can not only cope but thrive in the midst of such changes. Speaking at a time of comparable economic transformation,33The so-called “Second Industrial Revolution” of the late nineteenth and early twentieth centuries. when the fight for labor rights was picking up momentum in the Western world, ‘Abdu’l-Bahá illustrated a vision of fair remuneration of workers and the liberation of humanity from long hours occupied with mundane, back-breaking tasks:

The civilizations of the past have all been founded upon the enslavement of mankind and the poor working class has suffered every oppression for the sake of the enrichment of the few. This limited wealthy class has alone had the privilege of developing individuality. The downtrodden worker after labouring long hours each day, has not had sufficient mental capacity at the conclusion of his task to do anything but eat and sleep.

That all mankind might have opportunity, it was necessary to shorten the hours of labour so that the work of the world could be completed without such demand of strain and effort, and all human beings would have leisure to think and develop individual capacity….

The first decided shortening of the hours will appear… when a legal working day of eight hours is established…. But this working day of eight hours is only the beginning…. Soon there will be a six hour day, a five hour, a three hour day, even less than that, and the worker must be paid more for this management of machines, than he ever received for the exercise of his two hands alone….

You cannot understand now, how the labour saving machines can produce leisure for mankind because at present they are all in the hands of the financiers and are used only to increase profits, but that will not continue. The workers will come into their due benefit from the machine that is the divine intention, and one cannot continue to violate the law of God. So with the assurance of a comfortable income from his work, and ample leisure for each one, poverty will be banished and each community will create comfort and opportunity for its citizens. Education will then be universal at the cost of the state, and no person will be deprived of its opportunity.34‘Abdu’l-Bahá, as reported by Mary Hanford Ford in Star of the West, Volume 10, pp. 106-107. It is worth noting that a few years after ‘Abdu’l-Bahá made this prediction about the shortening of the working day to eight hours, US President Woodrow Wilson enacted the legal day of eight hours for all federal workers, which subsequently became the norm for all US workers.

In other recorded utterances, ‘Abdu’l-Bahá points to the role that government ought to play in managing changes in labor relations. Through the development of sound policy, public institutions have the capacity to help ensure that all people can truly benefit from advances in technology, so that all are able to earn a living and contribute to society through a trade or profession. Specifically, He indicates that elected leaders bear the responsibility for resolving the issue of wages. Wage agreements should be developed, He says, with wisdom and moderation, “so neither the capitalist suffer from enormous losses nor the laborers become needy.”35‘Abdu’l-Bahá, Foundations of World Unity, p. 43. On this note, He encourages the adoption of systems of employee share ownership—a scheme that has gained increased acceptance in recent years—as a way to foster both equitable compensation and workers’ sense of identification with their labor:

For instance, the owners of properties, mines and factories should share their incomes with their employees and give a fairly certain percentage of their products to their workingmen in order that the employees may receive, beside their wages, some of the general income of the factory so that the employee may strive with his soul in the work.36Ibid.

Rethinking Prevailing Modes of Collective Decision Making

The foregoing pages offer glimpses of a new set of social arrangements characterized by justice and concern for all people’s welfare. However, it should be emphasized that many of the practical proposals outlined above are not unique to the Bahá’í writings. Many have been discussed in policy circles for decades, if not centuries. While the Bahá’í Faith envisions a transformation in the social life of humanity far more rich and profound than, say, an idealized balance between capitalism and socialism, it may well be that current sociopolitical systems possess many of the substantive elements of such a future civilization.37In this connection, Shoghi Effendi asserts the following: “In the Bahá’í economic system of the future, private ownership will be retained, but will be controlled, regulated, and even restricted. Complete socialization is not only impossible but most unjust, and in this the Cause is in fundamental disagreement with the extreme socialists or communists. It cannot also agree with the other extreme tendency represented by the ‘Laissez-faire’ or individualistic school of economics which became very popular in the late eighteenth century, by the so-called democratic countries. For absolute freedom, even in the economic sphere, leads to confusion and corruption, and acts not only to the detriment of the state, or the collectivity, but inevitably results in the end in jeopardizing the very interests of the individual himself…. The Cause can and indeed will in the future maintain the right balance between the two tendencies of individualism and collectivism, not only in the field of economics, but in all other social domains” (cited in Hooshmand Badee, ed., The True Foundation of All Economics: https://bahai-library.com/pdf/b/badee_compilation_foundation_economics.pdf, accessed 25 January 2020).

To be sure, in many instances it is not that the solutions to contemporary social challenges have not yet been imagined, but rather that humanity lacks the means and collective will to reach agreement on and move toward them. To achieve progress, seeing what is on the horizon is not enough; what is needed are new patterns for making and implementing collective decisions. This issue lies at the heart of the idea of governance itself, and it is on this front that the insights of the Bahá’í teachings are perhaps most significant.

At present, the central obstacle to moving toward a shared vision of government’s role in promoting social well-being is the way the issue tends to be framed—that is, as a debate. In many countries, political discourse has become so clouded by ideology that it has become divorced from the potential merits and shortcomings of the policy proposals themselves. Driving this apparent irreconcilability of perspectives are divergent conceptions of the rights and responsibilities of individuals, communities, and institutions, as well as associated concepts related to autonomy, choice, authority, and prosperity. On this subject, the Universal House of Justice has written:

Throughout human history, interactions among [the individual, the institutions, and the community] have been fraught with difficulties at every turn, with the individual clamouring for freedom, the institution demanding submission, and the community claiming precedence. Every society has defined, in one way or another, the relationships that bind the three, giving rise to periods of stability, interwoven with turmoil. Today, in this age of transition, as humanity struggles to attain its collective maturity, such relationships—nay, the very conception of the individual, of social institutions, and of the community—continue to be assailed by crises too numerous to count.38Universal House of Justice, Letter to the Conference of the Continental Board of Counsellors dated 28 December 2010, “Selected Messages of the Universal House of Justice”, Bahá’í Reference Library website: https://www.bahai.org/library/authoritative-texts/the-universal-house-of-justice/messages/, accessed 25 January 2020.

In the context of the current culture, social policy typically involves imposing the vision of political “winners” on political “losers”, along with the diluting of social programs in the common interest to appease special interests. As such, even if a veritably flawless social, economic, and political system were somehow developed, it would be impossible to know because, if implemented, it would immediately be resisted and undermined by dissenting factions clinging to their own perspectives and not allowing the system to ever achieve its potential.

On this note, the Bahá’í writings suggest that no social reform—no matter how well-designed or sophisticated—can lead to the desired outcome if it is not precipitated and accompanied by a particular set of values and attitudes. But such qualities are not static, nor do they emerge spontaneously. In the Bahá’í view, humanity therefore needs to engage in an intentional, iterative process of learning about the principles that make for a just, prosperous, and unified society and how these can be systematically cultivated at the individual and collective levels.

From this perspective, it is not only about what policy decisions are made but about how they are made. And here, the Bahá’í principle of consultation sheds light on a new way of arriving at decisions of shared import. In consultation, individuals come together in an earnest attempt to discover the truth and make decisions, not through begrudging negotiation or even amicable compromise, but through a sincere setting aside of self-interest and personal preference. “No welfare and no well-being”, affirms Bahá’u’lláh, “can be attained except through consultation.”39Bahá’u’lláh, as quoted in The Prosperity of Humankind, a statement by the Bahá’í International Community, 1995. On the use of consultation within the elected bodies of the Bahá’í community, ‘Abdu’l-Bahá states:

They must then proceed with the utmost devotion, courtesy, dignity, care and moderation to express their views. They must in every matter search out the truth and not insist upon their own opinion, for stubbornness and persistence in one’s views will lead ultimately to discord and wrangling and the truth will remain hidden.40‘Abdu’l-Bahá, Selections from the Writings of ‘Abdu’l-Bahá, p. 88.

By prizing humility over forcefulness, dialogue over debate, and truth over victory, consultation opens the way to a mode of making decisions in which options are dispassionately assessed and a variety of perspectives serve to build a more complete vision of social reality. By championing true consensus-building and a universal sense of ownership of the arrived-at decisions, it allows individuals, communities, and institutions to engage in a process of shared learning. In this way, plans and systems can be objectively evaluated, and those that work can be sustained while those that do not can be discarded or reformed.

Such a model of genuine deliberation is clearly a departure from those dominant in the political systems in the world today. Nevertheless, signs abound that humanity is tiring of growing levels of partisan gridlock and rancor preventing government from living up to its potential. It is clear in the writings of the Bahá’í Faith that public institutions have an indispensable role in ensuring humanity’s social well-being, but central to the challenge of fulfilling this duty will be fostering a new ethic of leadership and alternative patterns of governance. Bringing about this change will no doubt require continual proactive effort,41In The Secret of Divine Civilization, ‘Abdu’l-Bahá states: “If haste is harmful, inertness and indolence are a thousand times worse” (p. 108). as well as much trial and error. Still, there is every reason to be optimistic that this long-term process of institutional maturation is already in course. As ‘Abdu’l-Bahá states:

The world of politics is like the world of man; he is seed at first, and then passes by degrees to the condition of embryo and foetus, acquiring a bone structure, being clothed with flesh, taking on his own special form, until at last he reaches the plane where he can befittingly fulfill the words: “the most excellent of Makers.” Just as this is a requirement of creation and is based on the universal Wisdom, the political world in the same way cannot instantaneously evolve from the nadir of defectiveness to the zenith of rightness and perfection. Rather, qualified individuals must strive by day and by night, using all those means which will conduce to progress, until the government and the people develop along every line from day to day and even from moment to moment.42Ibid., pp. 107-108.